Michael Walter Fitzgerald

Bank of America -- Cash Accounts — Interest

Brokerage Account #2 (Personal) (H)

Elements Int'l Small Cap (ELISX) — Int/Div — Buy

Elements Int'l Small Cap (ELISX) — Buy (add'l)

Elements Int'l Small Cap (ELISX) — Sold (part)

Oberweis Intl Oppty Fd Inst (OBIIX) — None — Sold

Schwab Amt TF MMF (SWFXX) — Int/Div — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Schwab Amt TF MMF (SWFXX) — Buy (add'l)

Schwab Amt TF MMF (SWFXX) — Sold (part)

Brokerage Account #3 (IRA) (H)

American Beacon Bridgeway Lg Cap Value (BWLYX) — None — Sold

Angel Ouk Flexible Incm (ANFIX) — Int/Div — Sold

Artisan Intl Fund (APDIX) — None — Sold

Ashmore Emrg Mkts (EFEIX) — Int/Div — Sold

Dodge & Cox Intl Stock Fund (DODFX) — None — Sold

Driehaus Frontier Emrg (DRFRX) — None — Sold

Doublelme Total Return (DBLTX) — Int/Div — Buy

Elements Intemational (ELINX) — Int/Div — Buy

Elements Intemational (ELINX) — Buy (add'l)

Elements Emerging Mkts (ELMMX) — Int/Div — Buy

Elements Emerging Mkts (ELMMX) — Buy (add'l)

Elements Int'l Small Cap Port (ELISX) — Int/Div — Buy

Elements US Port (ELUSX) — Int/Div — Buy

Elements US Port (ELUSX) — Buy (add'l)

Elements US Port (ELUSX) — Sold (part)

Elements US Small Cap (ELSMX) — Int/Div — Buy

Elements US Small Cap (ELSMX) — Sold (part)

Fidelity Contra Fund (FCNTX) — Int/Div — Sold

FMI Large Cap Fund Inst (FMIQX) — None — Sold

Glenmede Secured Options Inst (GTSOX) — None — Sold

Glenmede Secured Options (GLSOX) — Int/Div — Buy

Glenmede Secured Options (GLSOX) — Buy (add'l)

Guggenheim Macro Oppty (GIOIX) — Int/Div — Buy

Guggenheim Macro Oppty (GIOIX) — Buy (add'l)

JPMorgan Mid Cap Value Inst (FLMVX) — None — Sold

Oberweis Intl Oppty Fd Inst (OBIIX) — None — Sold

Riverpark Short Term High Y1d Fd Inst CL (RPHIX) — Int/Div — Buy

Schwab Govt Money Fund (SWGXX) — None — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Sold (part)

Schwab Govt Money Fund (SWGXX) — Buy (add'l)

Schwab Govt Money Fund (SWGXX) — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Sold (part)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

S10. — Buy (add'l)

S10. — Sold (part)

S10. — Buy (add'l)

Stone Ridge All Asset Variance Risk Prem (AVRPX) — Int/Div — Sold (part)

Stone Ridge Reinsurance Risk Prem Interval (SRRIX) — Int/Div — Sold (part)

Touchstone Small Cap Core Fd (TSFYX) — None — Sold

Voya Midcap Oppty Fd 1 (NMCIX) — None — Sold

Vova Securitized Credit (VCFIX) — Int/Div — Buy

Wells Fargo Bank - Cash Accounts — Interest

Brokerage Account 24 (Personal) (H)

Cash Account (Y)

TD Ameritrade Cash Account — None — Buy

DFM Emerging Markets Portfolio (DFEMX) — Int/Div — Buy

Altegris Futures Evolution CL (EVOIX) — Int/Div — Sold

Van Eck Inernat’] Investors Gold Fd {INIY XD) — Int/Div

Alphacentric Income Opptys (IOFIX) — Int/Div — Buy

Catalyst Millburn Hedge Strtgy Fd C11 (MBXTX) — Int/Div — Buy

Catalyst Millburn Hedge Strtgy Fd C11 (MBXTX) — Buy (add'l)

Van Eck NDR Managed Allocation C1 A (NDRYX) — Int/Div — Buy

Van Eck NDR Managed Allocation C1 A (NDRYX) — Buy (add'l)

Pimeo Income Fund Institutional Fund (PIMIX) — Int/Div — Buy (add'l)

Sharepost 100 Fund Single Class Fund (PRIVY) — None — Buy

Sharepost 100 Fund Single Class Fund (PRIVY) — Buy (add'l)

Sprott Physical Gold Trust Unit Common Stock — None

Carter Validus Mission Critical REIT Inc Com — Int/Div

Stoneridge Remsurac Risk Prem Interval (SRRIX) — None — Sold

Thomburg Ltd Term Income Class (THX) — Int/Div — Sold

Vivaldi Multi Strategy FD CL {OMOIX) — None — Sold

Vivaldi Merger Arbitrage Fd CL {(VARBX) — None — Sold

Brokerage Account #5 (IRA) (H)

Fidelity Government Cash Reserves (FDRXX)(Y)

TD Ameritrade Cash Account (X) — None — Buy

TD Ameritrade Cash Account (X) — Buy (add'l)

Vivaldi Mulu Strategy Fd CL 1 (OMOIX) — None — Sold

Vivaldi Merger Arbitrage Fd CL (VARBX) — None — Sold

Altergnis Futures Evolution CL 1 (EVOIX) — Int/Div — Sold

Pimco Income Fund Institutional Fund (PIMIX) — Int/Div

Stonebridge Reinsurac Risk Prem Interval (SRRIX) — None — Sold

Thomburg Ltd Term Income Class (THX) — Int/Div — Sold

Catalyst Alphacentric Income Opportunities CHHIOFIX) — Int/Div — Buy

Mutual Fd Ser Trust Catalyst/Mullbumn Hedge Strt 1 (MBXIX) — Int/Div — Buy

Sharepost 100 Fund A (PRIVX) — None — Buy

Pension Fund (H)

FIx Int/Stable Value/Cash, AUL Fixed Account / FIXD — Int/Div — Sold

Pioneer Bond Y / PBYA — Int/Div — Sold

Alger Capp App Portfolio 1-2 / AAL2 — Int/Div — Sold

AmerCent MidCap Val Inv / ACKM — Int/Div — Sold

Oppenheimer Main St Mid Cap Y / OMMY — Int/Div — Sold

Calbert SmCap Fd A / CSCV — Int/Div — Sold

MFS Intl New Discovery A /MID2 — Int/Div — Sold

Pension Fund #2 (H)(X)

The Standard Stable Asset A (XSAFA) — None — Buy

The Standard Stable Asset A (XSAFA) — Sold

Vova Intermediate Bond (11CIX) — Int/Div — Buy

Loomis Sayles Bond Inst] (LSBDX) — Int/Div — Buy

Vanguard Morgan Growth Adm (VMRAX) — Int/Div — Buy

Wells Fargo Spec Mdep Val R6 (WFPRX) — Int/Div — Buy

Vanguard Mid Cap Val Idx Adm (VMVZX) — Int/Div — Buy

Calvert Small Cap 1 (CSVIX) — Int/Div — Buy

T. Rowe Price Intl Discovery (TIDDX) — Int/Div — Buy

Director and Treasurer, Federal Bar Association, Los Angeles Chapter

Gift — Mark and Marsha Matthews — Case of We and Champagne (weddmg gift) — $100.00

Liability — Citibank — Revolving Credit

Reimbursement — United States Department of Justice — 10/24/17 to 1OV26/17 — Washington, DC — Guest at 2017 Attorney General Awards — Airfare; meils and incidental expenses (per diem)

Reimbursement — Sue Bar of California — 1026/17 — San Francisco, Califorma — Panelist; Golden State Institute — Aarfare, mileage and parking: ground transportation

Spouse's income — 2017 — NALEO Education Fund; salary

Spouse's income — 2007 — State of California, In-Home Supportive Services; miscellancous income