Gregory R. Schaaf

Republic Bank, Cash Account — Int/Div

General American Life (whole life) — None

H)Retirement Account - No. 1 (nsk based) xX)

ARTIX (investor cl) — Int/Div — Sold (part)

ARTIX (investor cl) — Sold (part)

DODGX (Stock) — Int/Div — Sold (part)

DODGX (Stock) — Buy (add'l)

DODGX (Stock) — Sold (part)

AEPFX (CL F2) — Int/Div — Buy (add'l)

AEPFX (CL F2) — Sold (part)

AEPFX (CL F2) — Sold (part)

HAINX (Insti Ch — Int/Div — Buy (add'l)

HAINX (Insti Ch — Sold (part)

HAINX (Insti Ch — Sold (part)

SBPYX (Clearbridge Small Cap Growth Cin — Int/Div — Sold (part)

PARSX — Int/Div — Sold

PELPX (Local Bond CL P) — Int/Div — Buy (add'l)

PELPX (Local Bond CL P) — Sold (part)

PELPX (Local Bond CL P) — Sold (part)

PFBPX (Bond Hedged C1 P) — Int/Div — Buy (add'l)

PFBPX (Bond Hedged C1 P) — Sold (part)

TRBCX (Blue Chip Growth) — Int/Div — Sold (part)

TRBCX (Blue Chip Growth) — Buy (add'l)

TRBCX (Blue Chip Growth) — Sold (part)

PRSVX (Value) — Int/Div — Buy (add'l)

PRSVX (Value) — Sold (part)

HIEMX (Markets Opportunities CL 1) — Int/Div — Buy (add'l)

HIEMX (Markets Opportunities CL 1) — Sold (part)

HIEMX (Markets Opportunities CL 1) — Sold (part)

STDFX (Cap Growth Admin CL) — Int/Div — Sold (part)

STDFX (Cap Growth Admin CL) — Buy (add'l)

STDFX (Cap Growth Admin CL) — Sold (part)

SESIDX (Int'l Bond Admin Cl) — Int/Div — Buy (add'l)

SESIDX (Int'l Bond Admin Cl) — Buy (add'l)

SESIDX (Int'l Bond Admin Cl) — Sold (part)

BCOIX — Int/Div — Sold (part)

SHWHIX — Int/Div — Buy (add'l)

SHWHIX — Sold (part)

SHWHIX — Sold (part)

Federated Treasury Obligations Fund — hy

BAUUX — Int/Div — Buy

BAUUX — Sold (part)

Hinvestement Account = No.

Hinvestement Account = No. — Sold

CSCO — Int/Div

CSCO — Int/Div — Sold

CSCO — Int/Div — Buy

CSCO — Int/Div — Buy

CSCO — None — Buy

CSCO — Int/Div — Buy

CSCO — Int/Div — Buy

Hilliard Lyons Insured at Programs Bank (temporary cash account) — Int/Div

H)Retirement Account - No. 2 (X)

TIAA Tradl (X) — Int/Div

CREF Stock (X) — Int/Div

TIAA Real Estate (X) — Int/Div

CREF In'l Linked Bond (X) — hy

XXH)nvestment Account - No. 2

VFIAX — Int/Div

VEXAX — Int/Div

VMMXX — Int/Div

VBTLX — Int/Div

VTIAX (X) — Interest

Community Trust Bank — Int/Div

Hhinvetsment Account = No. 3

Oppenhiemer Steelpath MLP Income Fund AIX) — Int/Div

Natwest (Y)

PNC Bank — Int/Div — Open

H)Retirement Account - No. 3(X)

ABMD — Int/Div — Buy

CGNX — Int/Div — Buy

CGNX — Int/Div — Buy

CGNX — Int/Div — Buy

CGNX — Int/Div — Buy

CGNX — Int/Div — Buy

CGNX — Int/Div — Buy

FBT (Target Hi Quality) — Int/Div — Buy

FBT (Target Global Dvd Ldrs) — Int/Div — Buy

GILD — Int/Div — Buy

GILD — Int/Div — Buy

GILD — Int/Div — Buy

GILD — Int/Div — Buy

GILD — Int/Div — Buy

SAIA — Int/Div — Buy

SWKS — Int/Div — Buy

SMRT — Int/Div — Buy

SMRT — Int/Div — Buy

FOXA — Int/Div — Buy

UTHR — Int/Div — Buy

UTHR — Int/Div — Buy

General American Life (X) — None

Member, Board of Director, God's Pantry Food Bank (Lexington, KY)

Reimbursement — American Inst of CPAs — 1106-1 171002015 — Las Vegas, NV — Speaking Engagement at Forensics' Valuation Conf — Hotel, transport, food

Reimbursement — American Bankruptcy Institute — 07/22-07725/2015 — Amelia Island, FL — Speaking Engagement ABI Summer Conference — Hotel, transport, food

Reimbursement — American College of Bankruptcy — 03/12-03/142015 — Washmgton, D.C — Annual Meeting — Hotel, trunsport, food

Spouse's income — 2015 — Sayre School, Lexington, KY, College Counselor/teacher, Salary

Spouse's income — 2015 — Atlanta International School, Atlanta, Ga; salary

Part VII, lines 3 and 69. My prior retirment account was split into two separate investment accounts based on advice from my broker.

Part VII, line 67, I understand this account is closed, but the actual date of closure is not known. It was also determined the account had a $0 or near SO balance

last year, so it did not require reporting.

Part VII, lines 53-57. 1 was able to find out additional information to fill in columns B(1) and (2).

Part VII, Line 63. 1 was able to find out additional information to fill in columns B(1) and (2).

Part VII, Line 66. 1 was able to find out additional information to fill in columns B{1) and (2).

Part VIL, line 91. This is an insurance policy on the life of a 3d party, | determined that | am the owner, so this reflects the cash surrender value.