Daniel Dale Crabtree
2015Annual
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What was filed
54
investments
0
positions
0
gifts
1
agreements
0
debts
0
reimbursements
2
income
1
spouse income
Named parties
- Mike Whole Profit Shanng Distribution made under partnership agreement of my former law firm (explamed mn Part VIII)
- Kansas City Rovals Baseball Club (explained in Part VIII)
- Salary, employment by Unified Government of Wyandotte County/Kansas City, Kansas
As filed
Williams Partners (f/k/a Access Midstream Partners LP) — Distribution
AG Mortgage Investment Trust (REIT) — Int/Div
Breitbum Energy Partners LP — istnibution — Sold
Citigroup Inc. Com New — Int/Div
Columbia Acorn Fund (v)
Eaton Vance Large-Cap Value Fund — Distribution
Eaton Vance Tax-Managed Growth Fund — istrnibution
Energy Transfer Partners LP — Distribution
Fidelity Advisor New Insights Fund — Distribution — Buy (add'l)
Fidelity Advisor New Insights Fund — None — Buy (add'l)
General Electric Co — Int/Div
Great Plains Energy, Inc — Int/Div
Growth Fund of America — Distribution
Intel Corp — Int/Div
Invesco American Franchise Fund — None
Invesco Charter Fund — Distribution — Sold (part)
Invesco Gloabl Small & Mid Cap Growth Fund — None
Ivy Asset Strategy Fund — None
Leaming Quest Aggressive Track: Moderate Portfolio (529) — None
Linn Energy LLC Unit Registry Ltd Interests — Distribution — Sold
Penn West Petroleum Ltd — None
Targa Resources Partners LP Units — Distribution
Country Club Bank (cash accounts) — Interest
United Missouri Bank, n.a. (Health Savings Account) — Interest
US Bank (cash account) — None
Stinson Leonard Street LLP (capital account at former law firm) — Interest
Federated Capital Reserves — Interest
AT&T Inc. Com — Int/Div — Buy
Alibaba Group SHS ADR — None
Allianz SE Spon ADR Repste — None
Apple Inc Com — Int/Div — Buy
Astrazeneca PLC Sponsored ADR — Int/Div
KKR & Co LP Del Com Units — istnbution
Kinder Morgan Inc Del Com — Int/Div
Prospect Cap Corp Com — Int/Div
Walgreen Boots Alliance Inc. Com — Int/Div
Yahoo Inc Com — None
Oppenheimer Senior Floating Rate Fund — Int/Div
Oppenherrmer Steelpath MLP Alpha — Int/Div
Atlas Resource Partners LP Com — Distribution — Sold
Talmer Bank & Turst (FDIC msured deposit) — Interest
Country Club Financial Services (FDIC insured deposit) — Interest
Transamerica Life Insurance Company (Flexible Premium Universal Life) — Interest — Buy
Fidelity Advisor Large Cap Stock Fund — Distribution — Buy
Fidelity Advisor Large Cap Stock Fund — None — Buy (add'l)
Fidelity Advisor (Focus) Health Care Fund — None — Buy
Fidelity Advisor (Focus) Health Care Fund — None — Buy (add'l)
Fidelity Advisor Consumer Staples Fund — Distribution — Buy
Fidelity Advisor Energy Fund — None — Buy
Fidelity Advisor International Capital Appreciation Fund — None — Buy
Fidelity Advisor International Growth Fund — None — Buy
Fidelity Advisor Mid Cap Value Fund — None — Buy
Fidelity Advisor Mid Cap Value Fund — None — Buy (add'l)
Vanguard Natural Resoucrs Fund — Distribution
Agreement — 11/12014 — former party to Partnership Agreement of Stinson Leonard Street LLP law firm (agreement governing nights to return of capital contributed during partnership)
Income — 1113002015 — Mike Whole Profit Shanng Distribution made under partnership agreement of my former law firm (explamed mn Part VIII) — $2,694 37
Income — 071072015 — Kansas City Rovals Baseball Club (explained in Part VIII) — S$3.018.00
Spouse's income — 2015 — Salary, employment by Unified Government of Wyandotte County/Kansas City, Kansas
Part 11, line 1 lists the Partnership Agreement of Stinson Leonard Street LLP. This is an agreement | entered with my former law firm while | was a partner with
that firm. I resigned from my former law firm when | accepted the appointment to my current position. While my status as a partner in that firm ceased on May
12, 2014, the referenced agreement continues to govern my rights to retum of capital that | contributed during the term of my partnership. Because | received a
payment returning @ portion of the referenced capital during 2015, 1 conclude from the Filing Instructions that I must disclose this agreement even though I do not
believe | was a party to it during calendar year 2015.
Part 111A, line | identifies a payment received during 2015 to compensate me for rights deferred at the time of the combination of my former law firm (Stinson,
Mag & Fizzell) with another law firm (Morrison & Hecker) in 2002. When that combination created Stinson Morrison Hecker LLP, the profit sharing plan of
Stinson, Mug & Fizzell ended on April 30, 2002. To compensate me for losing the opportunity to defer income into the retirement plan for the period May 1,
2002, to December 31, 2002, I received a payment that the governinng agreements refer to as a "Make Whole Profit Sharing” distriubtrion. Consistent with the
partmership agreement of Stinson Morrison Hecker LLP and the Partnership Agreement of Stinson Leonard Street, this special cash distrubtion was not considered
income ut the time. Instead, it was recognized as a contingent reduction of my capital account with the law frim. When | disassociated from my law firm in 2014,
this contingency was restored to my capital account and thus became taxable income. That amount was included on Stinson Leonard Street LLP's K-1 for 2015
and I reported it as part of my taxable income for 2015,
Part 111A, line 2 discloses the value of an American League Championship ring provided by the Kansas City Royals Baseball Club. Before my appointment to
my current position, | served as the Royals’ General Counsel. The club provided this memento to its employees generally and included me in this recognition. |
received 4 1099 from the club and paid income taxes on this memento in 2015, and I thus believe its value is properly classified as deferred income resulting from
services 1 provided to the Royals between 2001 and 2014.
Part VII, line 1 discloses holdings in Williams Partners, LP. This holding was not listed in my earlier filings. Instead, my previous report showed holdings in
Access Midstream Partners, LP. (Access). In a merger effective on February 6, 2015, interets in Access were exchanged for interests in Williams Partners, L.P.
This exchange did not produce a capital gain for tax purposes for the holders of Access interests, so no transaction is reported in Column D on this line. The
camings reported in Column B on this line represent distributions paid by Williams Partners, LP. after the exchange occurred.
Part VII, line 5 lists Columbia Acorn Fund, a holidng | disclosed on my 2014 report. In my financial records for 2015, 1 find no reference showing a holding in
this fund. Also, 1 find no information suggesting that | sold or otherwise liquidated such a fund during calendar year 2015, After reviewing these records and
consulting with my family's finanical services advisor, | conclude that | likely erred when 1 listed this fund on my 2014 report.
Part VIL, line 6 shows camings derived from a holding identified as Eaton Vance Large Cap Fund. These earnings consisted of both dividends and capital gain
distributions. Becuase the majority of the cummings was paid in the form of capital gain distriubtions, Column B(2) designates the income us a Distribution.
Part VII, lines 9 and 10 disclose my ownership of Fidelity Advisor New Insights Fund twice because | made two separate purchases of this holding during calendar
year 2015. To avoid double counting, the second listing on on Line 10 does not disclose an income amount in Column B(2) or & gross vilue in Column C(1). The
total amount of my distribution and holdings in this fund already are disclosed in these columns on Line 9.
The earnings for the holding shown on Line 13 of Part VII {Growth Fund of America) consisted of both dividends and capital gain distributions. Because the
majoity of the earnings was paid in the form of a capital gain distribution, Column B(2) designates this income as a Distribution,
The earnings on the holding identified on Line 16 of Part VII (Invesco Charter Fund) consisted of both dividends and capital gam distributions. Becuase the
majoity of the camings was paid in the form of a capital gain distriubtion, Column B(2) designates this income as a Distribution.
Lines 44 and 45 of Part VII list my ownership of Fidelity Advisor Large Cap Stock Fund twice because | made two purchases of this holding during calendar
year 2015. To avoid double counting, the second listing on this fund on Line 45 does not disclose u gross vilue in Column C{1) or show an amount of Income in
Column B(1) because the total amount of my holding in and income dervied from this fund is already disclosed in these columns on Line 44.
Lines 52 and 53 of Part VII list my ownership of Fidelity Advisor Mid-Cap Value Fund twice because | made two purchases of this holding during calendar year
2015. To avoid double counting, the second listing on this fund on Line 53 does not disclose a gross value in Column C{(1) because the total value of my holding
of this fund is already disclosed on Line 52.
This Amended Report corrects four Gross Value classifications, as shown in Column C(1) of Part VII of my original Annual Report and amended here, in this
Amended Annual Report. They are: (a) for line 2 of Part VII, | have changed the Gross value at end of reporting period from M to J; (b) for line 15 of Part VII,
1 have changed the Gross value at end of reporting period from J to K; (c) for line 27 of Part VII, | have changed the Gross value at end of reporting period from
K to M; and (d) for line 54 of Part VII, | have changed the Gross value at end of reporting period from M to J. These amendments correct miscalculations 1 made
when I prepared the original version of my Annual Report. This Amended Annual Report makes no other changes to my original Annual Report.
*** This Second Amended Report provides additional information about the purchase date and purchase price of the universal life insurance policy described
on Line 43 in Past VIL It also amends the gross villue of the investment aspect of that policy (Column C(1)) and the valuation method (Column C (2) used to
identify that value range. Also, | have provided the date when 1 originally purhcased this policy. Though purchased during calendar year 2014, 1 did not report it
in my 2014 report because the policy did not accrue any investment value until the first anniversary of its purhcase in August 2015.
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.