James Knoll Gardner

Brokerage Account 26

Rental Property #1, Torrence, California (1997 $533.333) — Rent

Time Share #1, Williamsburg, Virginia (1999 S18.700) — Reat

Sovereign Bank Accounts — Interest

Brokerage Account I

CITIBANK NA - Bank Deposit Program — Interest

LM Clearbridge Apprec. Fd. Cl. A - Mut Fd. (See Part VIII — Int/Div

Calamos Convertible & High Income Fund Closed Fad Fund — Int/Div

Wells Fargo & Company - Common Stock — Int/Div

Calamos Strategic Total Return Fund Closed Fad Fund — Int/Div

Eaton Vance Tax Eqty. Inc. Fund - Closed End Fund — Int/Div

NuStar Energy L.P. - Common Stock — Int/Div

BT Group PLC ADR - USD - Common Stock — Int/Div

BlackRock Global Alloc. Fd. «- Mutual Fund — Int/Div

Intel Corporation « Common Stock — Int/Div

McDonalds Corporation - Common Stock — None — Sold — N/A

Teva Pharmaceutical Industries - Common Stock — Int/Div

Baron Growth Fund-Mutual Fund — Int/Div

Eaton Vance Large-Cap Value Fund Class A Mutual Fund — Int/Div

Janus Forty Class S - Mutual Fund — Int/Div

Lazard Emerging Markets Port Fund Mutual Fund — Int/Div

Pimco Total Return Fund Class D - Mutual Fund — Int/Div

Pimco Commodity Real Return Fund Class D - Mutual Fund — Int/Div

T Rowe Price Int'l Bond Fund - Mutual Fund — Int/Div

Royce Premier Fund INV Class - Mutual Fund — Int/Div

West Perry Schl. Dist. Bond - Municipal Bond — Interest

Johnson & Johnson - Common Stock — Int/Div

Magellan Midstream Partners LP - Common Stock — Int/Div

Microsoft Corp. - Common Stock — Int/Div

DWS Floating Rate Fund Class C - Mutual Fund — Int/Div

DWS Municipal Bond Fund Class € Mutual Fund — Interest

West. Ast. Money Mkt. Fd. CLA - Mut. Fd (Y)(See Pr. VIII

Invesco Premier PTF INSTL - Mutual Fund (YY) (See Part VIII) — Buy — N/A

Invesco Premier PTF INSTL - Mutual Fund (YY) (See Part VIII) — Sold (part) — N/A

Invesco Premier PTF INSTL - Mutual Fund (YY) (See Part VIII) — Sold (part) — N/A

End of Brokerage Account #1

Brokerage Account #2 (Custodial Account #1) redeemed 520004

Brokerage Account #3 (Custodial Account #2) redeemed 8/28/07

IRA #1 redeemed 8727109

Brokerage Account #4

LM Clearbridge Apprec. Fd. CL A - Mut Fund (See Part VIII — Int/Div

Eaton Vance Global Return Fund Class € Mutual Fund — Int/Div

Intel Corporation - Common Stock — Int/Div

General Electric Company - Common Stock 1X) (See Part VIII) — Int/Div

End of Brokerage Account #4

Time Share #2, Williamsburg, Virginia (2002 S19.900) — Rent

IRA #2

Royce Total Return Fund Consultant Mutual Fund — Int/Div

Invesco Van Kampen Eq.& Inc. Fd. C1. C Mutual Fund — Int/Div

Amencan Funds-Growth Fund of America Class C « Mutual Fund — Int/Div

Oppenheimer Developing Markets Fund Class C «- Mutual Fund — None — Buy (add'l) — N/A

Lincoln National Life Insurance Co Annuity — None

BlackRock Global Allocation Fund Inc Mutual Fund — Int/Div

Putnam Asset Allocation Balanced Class € Mutual Fund — Int/Div

Consolidated Edison Inc. - Common Stock — Int/Div

GNMA REMIC-Ser. “CL NG-Ast Bkd. Sec. (See Pr. VIII — Interest — Sold (part) — N/A

GNMA REMIC-Series Class CA. Asset Backed Security — Interest — Redeemed — N/A

BlackRock Equity Dividend Fund Class € Mutual Fund — Int/Div — Buy (add'l) — N/A

Ginnie Mae Ser CL GA-Ast.-Bkd. Sec. (See Pr. VII — Interest — Sold (part) — N/A

CITIBANK NA - Bank Deposit Program — Interest

GNMA REMIC - Series CL YA Asset-Backed Security — Interest — Buy — N/A

BlackRock Mult-Asset Inc. Class C - Mutual Fund — Int/Div — Buy — N/A

End of IRA £2

New York Life Whole Life — Int/Div

Brokerage Account #5 redeemed 04/22/10

KNBT Bank Accounts — Interest

Rental Property #2, Lehigh County, PA (2006 $250.000) — Reat

Fun$ Money Investment Club Partnership — Int/Div

U.S. Savings Bonds — Interest

Fidelity Mutual Life Insurance Co. - Whole Life — Int/Div

Time Share #3, Williamsburg, Virginia (2011 $19.09%) — Rent

Lafavette Ambassador Bank Accounts (X) — Interest

Stroudsburg PA Area Sch. Dist.-A - Mun Bond (See Part VIII — Interest — Buy — N/A

Oppenheimer Devel. Mkts. Class C-Mut. Fd. (X)iSee Pr. VII — Int/Div — Buy — N/A

Oppenheimer Devel. Mkts. Class C-Mut. Fd. (X)iSee Pr. VII — Buy — N/A

PPL Corporation - Common Stock — None — Buy — N/A

End of Brokerage Account #6

Ofhicer, Director, Allentown Symphony Association

Director, Boys and Girls Club of Allentown, Inc

Director, Police Athetic League, Inc

General Partner (passive mvestment in Subchapter "S™ Corporation), 1/6 share of Rental Property #1

Executive Committee, Minsi Trails Council, Boy Scouts of America

Agreement — 2002 — State Employees Pension Fund: retirement pension for former judicial position, includes medical imsurance and long- term care benefits, no control

Liability — Prudential Asset Resources (See Part Vin — 1/6 share Mortgage on Rental Property #1, Torrence, California {Part VII, line 1)

Liability — Chase Card Services — Credit Card (Visa)

Reimbursement — Property Law Association (NYIPLA)

Reimbursement — Philadelphia Bar Association — June 8, 2012 — Philadelphia, PA — Federal Bench Bar Conference — Breaktast, Lunch, Semmar

Reimbursement — U.S. District Court for the Eastern District of PA — Wow Br Na A I te Pal oe AE — TET 0" SUS Ta FT ant § Be

Income — 2012 — State Employees Pension Fund reported in Part II {fixed benetits from a vested pension plan) — S67.455.60

Spouse's income — 2012 — self-emploved piano teacher

D2) Date: 03-18-11

D.(3) Value Code: J

D.{4) Gain Code: Blank

D5) Identity of buyer/seller (if private transaction): N/A

9. Re Part VII, Line 74: The Oppenheimer Development Markets Fund Class C, a mutual fund, reported in Part VII, Line 74 (Page 9 of 12) of the within Financial

Disclosure Report was purchased m 2011 in Brokerage Account #6. However, the asset became reportable for the first time in calendar year 2012 when the year-

end value of the asset exceeded the $1,000 value reporting threshold for the first ime. Therefore, | included this asset in Part VII, Line 74, on Page 9 of 12 in the

within Financial Disclosure Report for calendar year 2012. | added a parenthetical "(X)" in Part VII, Line 74, alongside the name of the asset to reflect that the

asset was exempt from prior disclosure,