Stephen Rogers Bough

529 Plan - go (H)

Roth IRA - py (H)

Invest Portf Balanced PTF A — Int/Div

Ivy Fund Asset Strategy E — None — Sold

Ivy Fund Real Estate Securities E — Int/Div — Sold

Ivy Science & Tech E — None — Sold

Ivy Limited-Term Bond E — Int/Div — Buy

Ivy Large Cap Growth E — None — Buy

Ivy Large Cap Growth E — None — Sold

Ivy Intern Core Equity E — None — Buy

Ivy Intern Core Equity — None — Sold

Roth IRA - gm (H)

Ivy Asset Strategy A — None — Sold

Ivy Euro Opp A — None — Buy

Ivy Fund - Cundill Global Value A — None — Sold

Ivy Fund - Dividend Opp A — Int/Div — Sold

Ivy Fund - High Income A — Int/Div

Ivy Fund - Small Cap Value Fund A — Int/Div

Ivy Global Income Alloc A — Int/Div

Ivy Global Real Estate A — Int/Div

Ivy Managed Inter Opp A — Int/Div

Ivy Mid Cap Growth A — Int/Div — Sold

W &R Adv Core Invest A — None — Sold

W&RAdv Sci & Tech A — None — Sold

Ivy Mid Cap Income Opp A — Int/Div — Buy

Ivy Large Cap Growth A — None — Buy

Ivy Euro Opp A — None — Sold

Ivy Large Cap Growth A — None — Sold

Ivy Limited-Term Bond A — Int/Div — Buy

Simple 401K - pum (H)

Ivy Fund Dividend Opp A — Int/Div

Ivy Fund High Income A — Int/Div

Ivy Global Income Alloc A — Int/Div

Ivy Global Nat Resource A — None — Sold

W&R Adv Core Invest A — Int/Div

Ivy Euro Opp A — Int/Div — Buy

EE - BE (H)

Ivy Fund Real Estate Sec A — Int/Div — Sold

Ivy Fund Small Cap Value A — Int/Div

Ivy Global Income Alloc A — Int/Div — Sold

Ivy Managed Intem Opp A — Int/Div — Sold (part)

WW & R Adv Asset Strat A — None — Sold

WW &R Adv Core Invest A — Int/Div

WW & R Adv Global Bond A — Int/Div — Sold

WW & R Advisors Divident Opp A — Int/Div — Sold (part)

WW & R Advisors Sci & Tech — None — Sold (part)

W & R Advisors Sci & Tech — None — Sold (part)

W & R Advisors Sci & Tech — None — Sold

W & R Advisors Divident Opp A — Int/Div — Sold

Ivy Tax-Managed Equity A — None — Buy

Ivy Apollo Multi-Asset Income A — Int/Div — Buy

Ivy Limited-Term Bond A — Int/Div — Buy

529 Plan - pum (H)

Invest Portf Balanced PTF A — None — Sold

Ivy Fund Asset Strategy E — None — Sold

Ivy Fund Intern Balanced E — None — Sold

Ivy Mid Cap Growth E — None — Sold

Ivy Large Cap Growth E — None — Buy

Ivy Large Cap Growth E — None — Sold

Ivy International Core Equity E — None — Buy

Ivy International Core Equity E — None — Sold

Ivy Limited-Term Bond E — Int/Div — Buy

Exclusive K - mu (H)

Ivy Fund Dividend Opp A — Int/Div — Sold

Ivy Fund Small Cap Value A — Int/Div

WW &R Adv Core Invest A — None — Sold

W & R Advisors New Concepts A — None — Sold

Ivy Euro Opp A — Int/Div — Buy

Ivy Apollo Multi-Asset Income A — Int/Div — Buy

Ivy Limited-Term A — Int/Div — Buy

WW &R Adv Continental Inc A — Int/Div

W & R Adv High Income A — Int/Div

WW & R Advisors New Concepts A — Int/Div

WW & R Advisors Science & Tech A — None

W & R Advisors Small Cap A — Int/Div

UTMA - mmm 'H)

Ivy Euro Opp A — None — Buy

Ivy Small Cap Value A — None — Sold

Ivy Global Nat Resource A — None — Sold

Ivy Euro Opp A — None — Sold

Ivy Limited-Term Bond A — Int/Div — Buy

Individual TOD - pum (H)

WW &R Adv Core Invest A — None — Sold

Ivy Real Estate Sec A — None — Sold

W&R Adv Science & Tech A — None — Sold (part)

WW & R Adv Science & Tech A — None — Sold

Ivy Global Income Alloc A — None — Sold

WW & R High Income A — Int/Div — Sold

Ivy Limited-Term Bond A — Int/Div — Buy

Rental House - Gregory-Kansas City MO — Rent — Sold

Missouri Bank & Trust — Int

Vanguard Prime Money Mkt Fund — None — Sold

Amencan Funds AMCAP Fund — None — Sold

American Funds Capital World Bond — None — Sold

American Funds Euro Pacific Growth — None — Sold

American Funds New Perspective — None — Sold

Lewis Rice Profit Sharmg BOK Financial TRP Retire 2035 — Int/Div

Lewis Rice 401K BOK Financial TRP Retire 2035 — Int/Div

American Funds Fundamental Investors — None — Sold

Vice President, Federal Bar Association - Western District of Massour: and District of Kansas

Board member, UMKC Law Foundation

Board member, Lawyers Encouraging Academic Performance

Advisory Board, Second Chance

Agreement — 2014 — Blake Heath purchased the assets of The Law Offices of Stephen R. Bough with a written agreement for 25% of the contingent fee at the end of the litigation

Liability — Dept. of Educsiton - Direct Loan MOHELA — Student Loan

Reimbursement — Attorney Information Exchange Group — August 4 - 5, 2016 — Chicago, IL — Teach CLE — Transportation, Hotel

Reimbursement — Lmversity of Georgia School of Law — October 14, 2016 — Athens, GA — Judge Mock Tnal — Transportation

Income — referenced in Part IL. The agreeement is a fixed percenteage of the contingent fee.

Spouse's income — 2016 — Lewis Rice, salary

I inadvertently failed to list the sale of two assets im 2015.

68. Rental House - Rymeg - Belton MO, sold on July 1, 2015 for Value Code M

69. Rental House - Holmes - Kansas City MO, sold on Sept. 11, 2015 for Value Code M

In Part VIL, Ime 90 of my origmal report | listed the sell of my "Rental House -Rymeg-Belton MO" on 09/16/16. In thethis Amended report | have fixed the error.

1 sold the "Rental House-Gregory - Kansas City MO" on 09/16/16. | apologize for the error.

Please accept my apology.