Paul L. Friedman

BROKERAGE ACCOUNT (H)

Gabelli Small Cap Fund — Int/Div

Gabelli Asset Fund — Int/Div — Sold (part)

Gabelli Asset Fund — Sold (part)

Harbor Intemational — Int/Div

iShares Cohen & Steers Realty Majors Index Fund — Int/Div

iShares Russell 1000 Growth Index Fund — Int/Div

iShares Russell 2000 Growth Index Fund — Int/Div

iShares Russell 2000 Value Index Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Vanguard Long Term Tax Exempt Fund — Int/Div — Sold (part)

IRA ACCOUNT #1 (H)

Longleaf Partners Small Cap Fund — Int/Div

PIMCo Real Return Fund — Int/Div

Schwab Money Market Fund — Interest

Morgan Stanley US RE Fund — Int/Div — Sold (part)

American Funds EuroPacific Growth Fund — Int/Div

T. Rowe Price Mid Cap Growth Fund — Int/Div

Dodge & Cox Stock Fund — Int/Div — Sold (part)

First Eagle Global Fund — Int/Div

Loomis Sayles Investment Gr Bond Fund — Int/Div

Royce Special Equity Fund — Int/Div

T. Rowe Price Capital Appreciation Fund — Int/Div

Vanguard PRIMECAP Core Fund — Int/Div

Vanguard Small Cap Growth Index Fund — Int/Div

PRIMECAP Odyssey Stock Fund — Int/Div — Sold (part)

T. Rowe Price Growth Stock Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div

Goldman Sachs Bank CD — Interest

Discover Bank CD — Interest — Matured

Goldman Sachs Bank CD — Interest

Gabelli Small Cap Growth Fund — Int/Div — Sold (part)

Vanguard Corporate Bond Fund — Int/Div — Sold (part)

Vanguard Dividend Appreciation Fund — Int/Div

American Express CD — Interest

Goldman Sachs Bank CD — Interest

Synchrony Bank CD — Interest

JP Morgan Equity Income Fund — Int/Div

Schwab US Dividend Fund — Int/Div

iShares Core US Aggregate Bond Fund — Int/Div

American Funds New World Fund — Int/Div

JPMorgan Chase Bank CD — Interest — Buy

IRA ACCOUNT £2 (H)

Schwab Money Market Fund — Interest

T. Rowe Price Mid Cap Growth Fund — Int/Div

T. Rowe Price Growth Stock Fund — Int/Div

American Funds EuroPacific Growth Fund — Int/Div

Brown Capital Mgmt Small Company Fund — Int/Div

American Funds New World Fund — Int/Div

First Eagle Global Fund — Int/Div

SPDR S&P Dividend Fund — Int/Div

Dodge & Cox Income Fund — Int/Div

Loomis Sayles Bond Fund — Int/Div

Goldman Sachs Bank CD — Interest

Vanguard Small Cap Fund — Int/Div

Vanguard Corporate Bond Fund — Int/Div

Discover Bank CD — Interest

Goldman Sachs Bank CD — Interest

Synchrony Bank CD — Interest

PRIMECAP Odyssey Stock Fund — Int/Div

Schwab US Dividend Fund — Int/Div

iShares Core US Aggregate Bond Fund — Int/Div

JPMorgan Chase Bank CD — Interest — Buy

MONEY MARKET ACCOUNTS (H)

T. Rowe Price Tux Exempt Fd — Interest

Schwab US Treasury Money Fd — Interest

BROKERAGE ACCOUNT: Tax Exempt (Hy

District of Columbia Revenue Bond — Interest

IDistrict of Columbia Revenue Bond — Interest

District of Columbia Revenue Bond — Interest

STOCK WARRANTS (H)

Scios Nova Inc — None

LIFE INSURANCE (H)

Security Mutual Life Ins. Co. of NY Universal Life Policy — Int/Div

Mass Mtual Life Ins Co — Int/Div — Expired

Member, Secretary of the American Law Institute & member of its Council (the governing body of the Institute) & the Executive Committee since 1998

Gift — Wayne and Catherine Reynold — Dinner for Judge Friedman and wife on two occasions — $500.00

Gift — Cherry Doggett — National Symphony Orchestra Ball — $500.00

Gift — Professor Stephen Saltzburg — Federal Rules of Evidence Treatise (11th edition) — SEN0.00

Reimbursement — Amencan Law Institute — 01/20-01/22/2016 — Philadelphia, PA — Meeting of ALI Council — Transportation, hotel, meals

Reimbursement — American Bar Association — 0301-03042016 — San Diego, CA — National Institute on White Collar Crime — Transportation, hotel, meals

Reimbursement — Federal Bar Association & American Bar Association — 60 1-06/032016 — Orlando, FL — Federal Sentencing Seminar — Transportation, hotel, meals

Reimbursement — American Law Institute — 10/20-10:21/2016 — New York, NY — Meeting of ALI Council — Transportation, hotel, meals

Income — 2016 — White & Case Retirement Income Pension Plun Admuustered by State Street Retiree Service - Pension Plan — $22.509.00

Spouse's income — 2016 — Prudential Insurance Co of America - Retirement Plan Distribution

Part VII, Line 74: Scios Nova Inc stock warrants. Four Contingent Payment Rights issued to former limisted partners of Nova Technology Limited Partnership in

1993

Part VII, Line 76: Security Mutual Life Ins, Co. Of NY, Universal Life Policy. No underlying investment options,

Part VII, Line 77: Mass Mutual Life Ins Co. Group Flexible Premium Adjustable Life Insurance Policy. No underlying investment options. Policy expired

12/31/16. No cash received upon expiration.