Dennis L Howell

IRA Z(H)

AQR Managed Futures Stratagy Fund Class 1 — Int/Div — Buy

DFA 5 Yr. Global Income Fund Class — Int/Div — Buy (add'l)

DFA Emerg. Mkts Value Fund Class 1 — Int/Div

DFA Emerg. Mkt. Fund Class — Int/Div

DFA Emerg. Mkts. Sm Cap Fund — Int/Div

DFA Int'l Real Estate Sec. Fund Class — Int/Div

DFA Int'l Sm. Cap Value Fund Class — Int/Div

DFA Int'l Small Co. Fund Class — Int/Div

DFA Int'l Value Fund Class — Int/Div

DFA US Large Cap Value Fund Class — Int/Div

DFA Real Estate Sec. Fund Class — Int/Div

DFA US Large Co. Fund Class 1 — Int/Div

DFA US Micro Cap Fund Class — Int/Div

DFA US Sm. Cap Value Fund Class — Int/Div

Loomis Sayles Bond Fund — Int/Div — Sold

Natixis ASG Managed Future Stratagy Fund — Int/Div — Buy

Vanguard Ltd Term T/E Fd (Adm) — Int/Div

Vanguard ST mvest. Grade (Admiral) — Int/Div — Sold (part)

Virtus Multi Sector S-T Bond — Int/Div — Sold (part)

Vanguard 500 Index (admiral) — Int/Div — Sold (part)

Vanguard Mkt Neutral Fund Class Inv SHS — Int/Div — Buy

Apollo Invint Corp — Int/Div — Buy

LMCG Gb Market Neutral Fund — None — Buy

LMCG Gb Market Neutral Fund — Sold

TD Bank- Cash Account — None — Sold

UBS Bank US Cash Account — None — Buy

SEP IRA £2 (H)

DFA § yr. Global Income Fund — Int/Div

DFA Core Emerg. Mkts. Fund — Int/Div

DFA Int'l Real Estate Fund — Int/Div — Sold (part)

DFA Int'l Core Equity — Int/Div

DFA Real Estate Sec. Fund — Int/Div — Sold (part)

DFA US Core Equity 2 Fund — Int/Div — Sold (part)

Loomis Savles Bond Fund — None — Sold

VG SIT Invest. Grade (Admiral) — Int/Div

Virtus Mult Sector S-T Bond — Int/Div

LMCG BIb Market Neutral Fund — None — Buy

LMCG BIb Market Neutral Fund — Sold

Natixis ASG Manage Future Strategy Fund — Int/Div — Buy

Vanguard Mkt Neutral Fund Class Inv SHS — Int/Div — Buy

AQR Managed Futures Strategy Fund Class 1 — Int/Div — Buy

TD Bank-Cash accounts — None — Sold

UBS Bank USA Acct Cash Account — None — Buy

IRA 43H)

S&P 500 Depository Receipts — Int/Div

AQR Fds Diversified Arbitrage — None — Sold

Baron Small Cap Fund — None

DFA § yr. Global Income Fund — Int/Div

DFA Emerg. Mkt Value Fund Class 1 — Int/Div

DFA Emerg. Mkts, Fund Class — Int/Div

DFA Emerg. Mkts. Sm. cap Fund Class — Int/Div

DFA Int'l Real Estate Fund Class 1 — Int/Div

DFA Int'l Sm. Cap Value Fund Class — Int/Div

DFA Int'l Small Co. Fund Class 1 — Int/Div

DFA Int'l Value Fund Class — Int/Div

DFA Large Cap Value Fund Class — Int/Div

DFA Real Estate Sec. Fund Class — Int/Div

DFA US Large Co. Instl Class 1 — Int/Div

DFA US Micro Cap Fund Class — Int/Div

DFA US Sm. Cap Value Fund Class — Int/Div

Loomis Sayles Bond Fund — None — Sold

Natixis ASG Global Alt Fd CL — None — Sold

Vanguard Pacific Stock Index Fund Investor — Int/Div

VG European Stock Index Fund Investor — Int/Div

VG S/T Invest Grade Fund (Admiral) — Int/Div

Virtus Multi Sector S-T Bond — Int/Div

AQR Managed Futures Fund 1 — Int/Div — Buy

Natixis ASG Managed Futures Stratagy Fund Class 1 — Distribution — Buy

Vanguard Market Neutral Fund Class INV SHS — Int/Div — Buy

LMCG Gib Market Neutral Fund — None — Buy

LMCG Gib Market Neutral Fund — Sold

TD Bank - cash accounts — None — Closed

UBS Bank US cash account — None — Open

UBS Fmancial Services Acct. 70 (H)

First Horizon Nat'l Corp. FHN — Int/Div

Home Trust Bank Shares (HTBI) — Int/Div — Sold

Blackrock Muniholdings Quality Fund, Inc, MUS — Int/Div

Blackrock Muniyield Quality Fund 111 Ine. MY1 — Int/Div

Blackrock Muniyield Quality Fund, Inc CLD, MQY — Int/Div — Sold

Blackrock Muniyield Quality Fund 11, Inc MOT — Int/Div — Sold

Nuveen Quality Muni Fund, Inc. NQI — Int/Div

Blackrock Munivield Fund, Inc. MYD — Int/Div — Sold (part)

Leg Mason, Inc. Bond — Int/Div — Buy

Leg Mason, Inc. Bond — Sold

Valdus Hidgs LTD — Int/Div — Buy

Valdus Hidgs LTD — Sold

ARES MGMT L P PFD Unit Ser A — Int/Div — Buy

Goldman Sachs Group, Inc — Int/Div — Buy

Goldman Sachs Group, Inc — Sold

UBS Financial Services Acct. 68(Estate #1 Xi) Hy

UBS Bank Deposit x — None

Fidelity Souther Corp x — Int/Div

General Motors Co. x — Int/Div

Motors Lig Co Gue TR UBI x — Int/Div

Warrants General Motors Corp. x — Int/Div

FNR 109109) x — Int/Div

FHR 1163 1163JA x — Int/Div

JFHR ISTSK x — Int/Div

Invesco Quality Muni Inc. Trst Com x — Int/Div

Apollo Invemt Corp x — Int/Div

BGC Partners Inc. x — Int/Div

Dominion Resources Ine x — Int/Div — Buy

Ing Groep NV x — Int/Div

Qwest Comp x — Int/Div — Buy

Blackrock Muniholding x — None — Sold

Blackrock Muniyvield x — None — Sold

Goldman Sachs Group Inc. x — None — Sold

MS Capital Trust 11] x — None — Sold

UBS Fmancial Services Acct. 19BH Estate #2 x(H)

UBS Bank USA Deposits x — None

Nuveen Amt-Free Municipal Credit Income Fund x — Int/Div — Buy

Apollo Investment Corp x — Int/Div — Buy

Ares Mgmt L P PFD Unit Ser A x — Int/Div — Buy

Associated Banc Preferred x — Int/Div — Buy

Lege Mason Inc.x — Int/Div — Buy

Lege Mason Inc.x — Sold

PNC PRO x — Int/Div — Buy

PNC PRO x — Sold

UBS Fmancial Services HH IRA Estate #3 x(H)

FNR 1992-195C x — Int/Div

FHR 1578 K x — Int/Div

FNR 1994 - G6 x — Int/Div

Legg Mason Inc Bond x — Int/Div

UBS Financial Services Acct 16 (H)

Blackrock Munivield Fund Inc — Int/Div

Amercian Balance Fund-529A Fund #1011 CLBX-Balanced track — Int/Div

American Balance Fund- S29A Fund #1011 CLBX-Balanced track — Int/Div

First Citizens Investors Services (H)

Buncombe County NC CTFS — Int/Div — Redeemed

Orange County NC CTFS — Int/Div — Redeemed

Umversity NC Charlotte Rev — Int/Div

NC Med Care Comm Health Care Facs R Ed NC Med Care — Int/Div

NC Med Care Comm Health Care Facs R Ed NC Med Care — Int/Div

Hamett County NC LTD Oblig RFDG — Int/Div — Buy

Maonroe NC LTD Oblig RFDG — Int/Div — Buy

Wells Fargo Bank cash account — Interest

Rental Property #1 Burnsville, NC — Reat

Rental Property #2 Burnsville, NC — None

Rental Property #3 Burnsville, NC — None

Rental Property #4 Burnsville, NC — None

Spruce Pine. Mitchell County, NC #1 — None — Sold

Spruce Pine, Mitchell County, NC #2 1228/15 — None

Spruce Pine, Mitchell County, NC #3 1228/15 — None

Arbuckle, Yancey County, NC £1 11/30/15 — None

UBS Bank-IRA 91 cash account — None — Redeemed

UBS Bank Deposit cash account — None — Redeemed

Wells Fargo Bank cash account — None — Redeemed

Southern Farm Bureau Life Insurance Whole Life — Interest

Dennis L. Howell PA — None

VIL

Investments and Trusts

(#127) and (#128) Each of these two funds are investments for the college education of my grandchildren. | can select only the general investment stratagy of

these plans and have chosen the balanced track. | do not own, nor can | select, the specific stocks, bonds, or other assets. These items were listed in the 2015

report as #84 & #85.

(#125) (#126) Blackrock Muni Yield Fund, Inc. - This investment was listed on the 2015 report as #86. This asset was purchased on October 17, 2012.

#5 87,88, 89, 90, 91, 92. 93, and 94 from the 2015 disclosure are now reported as items #'s 142, 143, 144, 145, 146, 147 and 148. These properties were inherited

by the filer as the result of the death of the filer's mother.

#93 on the 2015 report listed an asset us Strategic Global Income Fund. That fund and account did not exist and was listed in error.

#87 in the 2015 report is now reported as #142. This was a dwelling house which was inherited by the filer as the result of the death of the filer's mother. This

house was sold. The sale is reported in the 2016 report as #142 and the proceeds are reported in line items #1 10 through #119.

#65 mn the 2015 report is now reported us #149.

466 in the 2015 report is now reported as #150,