Thomas L. Ambro

Whitestone Reit

Alerian MLP — Sold

M&T Bank Account — Interest

M&T Bank Account — Interest

Wilmmgton Tax Exempt Investor — None — Redeemed

Trust Account 26 — Int/Div

Harris Assoc Oakmark — Sold (part)

WF Advantage Municipal Money Market

IRA Account #1 — Int/Div

Oakmark Fund Class 1 (Y)

iShares Core S&P Midcap — Sold

iShares Core S&P S00 Index — Sold

Proshares Untra Midcap 400 — Sold

Proshares Ultra S&P S00 — Sold (part)

Proshares Ultra S&P S00 — Sold (part)

Proshares Ultra S&P S00 — Sold

First TR Emerging ET Markets Alphadex Fund — Buy

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Emerging ET Markets Alphadex Fund — Buy (add'l)

First TR Emerging ET Markets Alphadex Fund — Sold (part)

First TR Enhanced Short Maturity — Buy

First TR Enhanced Short Maturity — Buy (add'l)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Enhanced Short Maturity — Sold (part)

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — Buy

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — Buy (add'l)

First TR Exchange ET Traded Alphadex FD Il Eurozone ETF — Buy (add'l)

First Trust ET Financial Alphadex Fund — Buy

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Buy (add'l)

First Trust ET Financial Alphadex Fund — Sold (part)

First Trust Utilities Alphadex Fund — Buy

First Trust Utilities Alphadex Fund — Buy (add'l)

First Trust Utilities Alphadex Fund — Sold (part)

First Trust Utilities Alphadex Fund — Buy (add'l)

First Trust Utilities Alphadex Fund — Sold (part)

First Trust Utilities Alphadex Fund — Buy (add'l)

First Trust Utilities Alphadex Fund — Buy (add'l)

First Trust Utilities Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Buy

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Buy (add'l)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Consumer ET Staples Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Buy

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Buy (add'l)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

First Trust Technology ET Alphadex Fund — Sold (part)

iShares 1-3 YR Treasury Bond — Buy

iShares 1-3 YR Treasury Bond — Sold

iShares 3-7 YR Treasury Bond — Buy

iShares 3-7 YR Treasury Bond — Sold

Proshares Trust Ultra 7-10 YR Treasury Non-Traditional — Buy

Proshares Trust Ultra 7-10 YR Treasury Non-Traditional — Sold

iShares Russell 2000 — Buy

iShares Russell 2000 — Sold

iShares Core S&P 500 — Buy

iShares Core S&P 500 — Sold

Ultra Russell 2000 Proshares Non Traditional — Buy

Ultra Russell 2000 Proshares Non Traditional — Sold

Pimeo ETF Trust Enhanced Short Term Maturity — Buy

Pimeo ETF Trust Enhanced Short Term Maturity — Sold (part)

Pimeo ETF Trust Enhanced Short Term Maturity — Sold (part)

Pimeo ETF Trust Enhanced Short Term Maturity — Buy (add'l)

Pimeo ETF Trust Enhanced Short Term Maturity — Sold

First Trust Industrials/ Producer Durables Alphadex Fund — Buy

First Trust Industrials/ Producer Durables Alphadex Fund — Sold (part)

First Trust Industrials/ Producer Durables Alphadex Fund — Sold (part)

First Trust Industrials/ Producer Durables Alphadex Fund — Buy (add'l)

First Trust Industrials/ Producer Durables Alphadex Fund — Sold (part)

First Trust Industrials/ Producer Durables Alphadex Fund — Buy (add'l)

First Trust Industrials/ Producer Durables Alphadex Fund — Buy (add'l)

First Trust Industrials/ Producer Durables Alphadex Fund — Buy (add'l)

First Trust Industrials/ Producer Durables Alphadex Fund — Buy (add'l)

First Trust Industrials/ Producer Durables Alphadex Fund — Sold

First Trust Health Career Alphadex Fund — Buy

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold

First Trust Material ETF Alphadex Fund — Buy

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Buy (add'l)

First Trust Material ETF Alphadex Fund — Sold (part)

First Trust Material ETF Alphadex Fund — Sold

First Trust Energy ETF Alphadex Fund — Buy

First Trust Energy ETF Alphadex Fund — Sold (part)

First Trust Energy ETF Alphadex Fund — Sold (part)

First Trust Energy ETF Alphadex Fund — Buy (add'l)

First Trust Energy ETF Alphadex Fund — Sold (part)

First Trust Energy ETF Alphadex Fund — Buy (add'l)

First Trust Energy ETF Alphadex Fund — Sold (part)

First Trust Energy ETF Alphadex Fund — Sold (part)

First Trust Energy ETF Alphadex Fund — Buy (add'l)

First Trust Energy ETF Alphadex Fund — Sold

First Trust Canada Alphadex Fund — Buy

First Trust Canada Alphadex Fund — Buy (add'l)

First Trust Canada Alphadex Fund — Buy (add'l)

First Trust Canada Alphadex Fund — Sold (part)

First Trust Canada Alphadex Fund — Sold

First Trust Asia Pacific EX « Japan Alphadex Fund — Buy

First Trust Asia Pacific EX « Japan Alphadex Fund — Buy (add'l)

First Trust Asia Pacific EX « Japan Alphadex Fund — Buy (add'l)

First Trust Asia Pacific EX « Japan Alphadex Fund — Sold (part)

First Trust Asia Pacific EX « Japan Alphadex Fund — Sold (part)

First Trust Asia Pacific EX « Japan Alphadex Fund — Sold

First Trust Europe Alphadex Fund — Buy

First Trust Europe Alphadex Fund — Buy (add'l)

First Trust Europe Alphadex Fund — Buy (add'l)

First Trust Europe Alphadex Fund — Sold (part)

First Trust Europe Alphadex Fund — Sold (part)

First Trust Europe Alphadex Fund — Sold (part)

First Trust Europe Alphadex Fund — Sold (part)

First Trust Europe Alphadex Fund — Sold (part)

First Trust Europe Alphadex Fund — Sold

First Trust Japan Alphadex Fund — Buy

First Trust Japan Alphadex Fund — Sold

First Trust Switzerland ETF Alphadex Fund — Buy

First Trust Switzerland ETF Alphadex Fund — Sold (part)

First Trust Switzerland ETF Alphadex Fund — Sold (part)

First Trust Switzerland ETF Alphadex Fund — Sold

First Trust United Kingdom Alphadex Fund — Buy

First Trust United Kingdom Alphadex Fund — Sold

IRA Account #2 — Int/Div

Fairholme Fund — Sold (part)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Buy (add'l)

Fairholme Fund — Sold (part)

WHY International Equity FD CL — Buy (add'l)

WHY International Equity FD CL — Buy (add'l)

WHY International Equity FD CL — Buy (add'l)

WHY International Equity FD CL — Buy (add'l)

WHY International Equity FD CL — Sold (part)

Dodge & Cox Intl Stock FD — Sold (part)

Dodge & Cox Intl Stock FD — Buy (add'l)

Dodge & Cox Intl Stock FD — Buy (add'l)

Federated Strategic Value Dividend FD — Sold (part)

Federated Strategic Value Dividend FD — Sold (part)

Federated Strategic Value Dividend FD — Buy (add'l)

Federated Strategic Value Dividend FD — Buy (add'l)

Federated Strategic Value Dividend FD — Sold (part)

Federated Strategic Value Dividend FD — Sold (part)

Natixis fds TR Oakmark Intl FD — Sold (part)

Natixis fds TR Oakmark Intl FD — Buy (add'l)

Natixis fds TR Oakmark Intl FD — Buy (add'l)

Brandes Invt TR Instl Emerging Mkts FD — Buy (add'l)

Brandes Invt TR Instl Emerging Mkts FD — Sold (part)

Brandes Invt TR Instl Emerging Mkts FD — Buy (add'l)

Brandes Invt TR Instl Emerging Mkts FD — Buy (add'l)

Brandes Invt TR Instl Emerging Mkts FD — Sold (part)

Matthews Asia Dividend FD — Sold (part)

Matthews Asia Dividend FD — Buy (add'l)

Matthews Asia Dividend FD — Buy (add'l)

Matthews Asia Dividend FD — Sold (part)

Pimecap Odyssey FDS Aggressive Growth FD — Sold (part)

Pimecap Odyssey FDS Aggressive Growth FD — put)

Pimecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pimecap Odyssey FDS Aggressive Growth FD — Buy (add'l)

Pimecap Odyssey FDS Aggressive Growth FD — Sold (part)

Pimecap Odyssey FDS Aggressive Growth FD — Sold (part)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Sold (part)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Sold (part)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Buy (add'l)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Buy (add'l)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Buy (add'l)

Northern Lts FD TR 111 Good Harbor US TActical Core Fund — Sold

Mamstay FDS TR Marketfield FD CL — Sold (part)

Mamstay FDS TR Marketfield FD CL — Sold (part)

Mamstay FDS TR Marketfield FD CL — Buy (add'l)

Mamstay FDS TR Marketfield FD CL — Buy (add'l)

Mamstay FDS TR Marketfield FD CL — Sold

Blackrock FDS Emerging MKT Long/ Short Equity FD — Sold

Virtus Opportunities Trust — Sold (part)

Virtus Opportunities Trust — Sold (part)

Virtus Opportunities Trust — Buy (add'l)

Virtus Opportunities Trust — Buy (add'l)

Virtus Opportunities Trust — Sold (part)

Pimco Equity SER — Buy

Pimco Equity SER — Sold (part)

Pimco All Asset All Authority — Buy (add'l)

Pimco All Asset All Authority — Buy (add'l)

Pimco All Asset All Authority — Sold (part)

Neuberger Berman Alternative FDS — Buy

Neuberger Berman Alternative FDS — Buy (add'l)

Neuberger Berman Alternative FDS — Buy (add'l)

Neuberger Berman Alternative FDS — Sold (part)

Primecap Odyssey Growth — Buy

Primecap Odyssey Growth — Buy (add'l)

Primecap Odyssey Growth — Buy (add'l)

Primecap Odyssey Growth — Sold (part)

Primecap Odyssey Growth — Sold (part)

Virtus Emerging Markets Opportunities Fund — Buy

Virtus Emerging Markets Opportunities Fund — Buy (add'l)

Virtus Emerging Markets Opportunities Fund — Buy (add'l)

Virtus Emerging Markets Opportunities Fund — Sold (part)

JP Morgan TR Strategic Inocme Opportunity — Buy

Nuveen Invt FDS Inc Real Asset Income FD — Buy

Pimco All Asset Fund Inst CL — Buy

Arbitrage FD CL 1 — Buy

Dodge & Cox Stock FD — Buy

Dodge & Cox Income FD — Buy

Doubleline FDS TR Total Return BD FD — Buy

Trust Account £12 — Int/Div

Fairholme Fund — Sold (part)

WHV Intemational Equity FD — Buy (add'l)

WHV Intemational Equity FD — Sold (part)

Federated Strategic Value Dividend Fund Inst! — Sold (part)

bail — Sold (part)

Brandes Invt TR Inst Emerging Mkts FD — Sold (part)

Dodge & Cox Intl Stock FD

Matthews Asia Dividend FD — Buy (add'l)

Matthews Asia Dividend FD — Sold (part)

Natixis FDS TR Oakmark Intl FD CL A — Buy (add'l)

Natixis FDS TR Oakmark Intl FD CL A — Buy (add'l)

Medley Capital Corp — Buy

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Primecap Odyssey FDS Aggressive Growth FD — Sold (part)

Northern Lts FD TR 111 Good harbor US Tactical Core Fund — Sold (part)

Northern Lts FD TR 111 Good harbor US Tactical Core Fund — Buy (add'l)

Northern Lts FD TR 111 Good harbor US Tactical Core Fund — Sold

Mamstay FDS TR Marketfield FD — Sold (part)

Mamstay FDS TR Marketfield FD — Sold

Blackrock FDS Emerging MKT Equity FD Inst] Shs — Sold

Virtus Opportunities Trust — Sold (part)

Virtus Opportunities Trust — Sold (part)

Pimco Equity SER — Buy

Pimco Equity SER — Sold (part)

Pimco Equity SER — Sold (part)

Neuberger Berman Alternative FDS — Buy

Neuberger Berman Alternative FDS — Sold (part)

Virtus Emerging Markets Opportunities FD — Buy

Virtus Emerging Markets Opportunities FD — Sold (part)

Primecap Odyssey Growth — Buy

Primecap Odyssey Growth — Buy (add'l)

JP Morgan TR Strategic Income Opportunity — Buy

Nuveen lnvt FDS Inc Real Asset Income — Buy

Pimco All Asset Fund Inst] CL — Buy

Arbitrage FD — Buy

Dodge & Cox Stock Fund — Buy

Dodge & Cox Income Fund — Buy

Doubleline FDS TR Total Return BD FD — Buy

Springside, LLC (2000 - $300,000, 2012. 20.123) — Rent

Middletown Professional Properties, LLC (2004 - $80,925) — Reat

Trust #15 — Int/Div

Johnson & Johnson — Sold (part)

Microsoft Corp

Range Resources Corp

Rex Energy Corp — Buy (add'l)

kil} — Buy (add'l)

kil} — Buy (add'l)

kil} — Buy (add'l)

The St Joe Company — Sold

Fairholme FDS Ing — Buy (add'l)

Fairholme FDS Ing — Sold (part)

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy (add'l)

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy (add'l)

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy (add'l)

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy (add'l)

Brown Cap Mgmt Mutual FDS Small Co Fund — Buy (add'l)

Brown Cap Mgmt Mutual FDS Small Co Fund — Sold (part)

Market Vectors Gold ETF Miners — Buy

Market Vectors Gold ETF Miners — Sold

Sandridge Energy Inc — Buy

Sandridge Energy Inc — Sold

Ultra Petroleum Corp — Buy

Ultra Petroleum Corp — Sold

Consol Energy Inc — Buy

Consol Energy Inc — Buy (add'l)

Consol Energy Inc — Sold

Vanguard Specialized Portfolios Energy Port Investor — Buy

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Sold (part)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Vanguard Specialized Portfolios Energy Port Investor — Buy (add'l)

Penmantpark Investment Corp — Buy

Prospect Capital Corp — Buy

Matthews Intl FD Asian Growth & Income — Buy

Matthews Intl FD Asian Growth & Income — Sold

BP Plc Spons ADR — Buy

National Oil Well Varco Ine — Buy

Enterprise Products Partners — Buy

Plains GP Holdings LP — Buy

Weatherford International PLC — Buy

IRA #3 — Int/Div

Devon Energy Corp — Sold (part)

Devon Energy Corp — Buy (add'l)

Exxon Mobil Corp

Brown Cap Mgmt Mut FDS Small Co Fund Inv — Buy (add'l)

Marine Harvest - Unspn ADR — with line 367)

The St Joe Company — Sold

Fairholme FDS Inc

Market Vectors Gold ETF Miners — Buy

Market Vectors Gold ETF Miners — Sold

Harris Assoc Invt TR Oukmark Global Select FD — Buy

Professionally Manged Portfolio CL Inst] Hodges Small Cap — Buy

Matthews Intl FD Asian Growth & Income FD — Buy

Matthews Intl FD Asian Growth & Income FD — Buy (add'l)

Virtus Opportunities Trust - Virtus Synamic Alphasector FD — Buy

Rex Energy Corp — Buy

Marine Harvest ASA Sponsored ADR

IRA #4 — Int/Div — Closed

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Buy (add'l)

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Buy (add'l)

iShares Core S&P Midcap ETF — Sold (part)

iShares Core S&P Midcap ETF — Sold

Proshares Ultra ET Midcap 400 Non. Traditional ETF — Sold (part)

Proshares Ultra ET Midcap 400 Non. Traditional ETF — Buy (add'l)

Proshares Ultra ET Midcap 400 Non. Traditional ETF — Sold (part)

Proshares Ultra ET Midcap 400 Non. Traditional ETF — Buy (add'l)

Proshares Ultra ET Midcap 400 Non. Traditional ETF — Sold (part)

ARO. — Sold

iShares Core S&P 500 — Sold (part)

iShares Core S&P 500 — Buy (add'l)

assy — Sold (part)

assy — Sold (part)

assy — Sold (part)

assy — Buy (add'l)

assy — Buy (add'l)

assy — Sold

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Buy (add'l)

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Sold (part)

Proshares Ultra S&P ET 500 — Buy (add'l)

Proshares Ultra S&P ET 500 — Buy (add'l)

Proshares Ultra S&P ET 500 — Sold

iShares 1-3 YR Treasury Bond — Buy

iShares 1-3 YR Treasury Bond — Sold

iShares 1-3 YR Treasury Bond — Buy

iShares 1-3 YR Treasury Bond — Sold

iShares 3-7 YR Treasury Bond — Buy

iShares 3-7 YR Treasury Bond — Sold

iShares 3-7 YR Treasury Bond — Buy

iShares 3-7 YR Treasury Bond — Sold

Energy Select Sector SPDR — Buy (add'l)

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Buy

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Sold

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Buy

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Buy (add'l)

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Sold (part)

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Sold (part)

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Sold

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Buy

Proshares Trust Ultra 7-10 YR Treasury Non-Traiditonal — Sold

iShares Russell 2000 — Buy

iShares Russell 2000 — Sold (part)

iShares Russell 2000 — Sold (part)

iShares Russell 2000 — Sold

iShares Russell 2000 — Buy

iShares Russell 2000 — Sold (part)

iShares Russell 2000 — Buy (add'l)

iShares Russell 2000 — Sold (part)

iShares Russell 2000 — Sold

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Buy

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold (part)

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold (part)

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Buy

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold (part)

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Buy (add'l)

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold (part)

Ultra Russell 2000 Proshares ETF 2x Non- Traditional ETF — Sold

iShares 7-10YR Treasury Bond — Buy

iShares 7-10YR Treasury Bond — Buy (add'l)

iShares 7-10YR Treasury Bond — Sold (part)

iShares 7-10YR Treasury Bond — Sold (part)

iShares 7-10YR Treasury Bond — Sold

iShares 7-10YR Treasury Bond — Buy

iShares 7-10YR Treasury Bond — Sold

Trust £16 — Int/Div

Apollo Investment Corp — Sold (part)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Sold (part)

Centrylink Inc — Sold (part)

Centrylink Inc — Sold

Cisco Systems Inc — Sold

Cypress Semiconductor Corp — Sold (part)

Cypress Semiconductor Corp — Sold

General Electric Company — Sold

Marvell Technology Group LTD — Sold

Microsoft Corp — Sold

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Sold (part)

Telefomca SA Spon ADR — Sold

American Capital Mortgage Investment Corp

Amencan Realty Capital Properties Inc — Buy (add'l)

Amencan Realty Capital Properties Inc — Sold (part)

Amencan Realty Capital Properties Inc — Sold

AT&T Inc — Sold

BCE Inc — Sold

Conagra Foods Inc — Sold

Deere & Co — Sold (part)

Deere & Co — Sold

Einstein Noah Restaurant Group — Sold

Enduro Rovalty Trust — Sold

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Sold

Encsson Tel-SP ADR New — Sold

Fifth Street Finance Corp

Franklin Street Properties Corp REIT FSP — Sold

HCP Inc — Sold

Hospitality Properties REIT Trust — Sold

Independence Realty TR Inc — Buy (add'l)

Independence Realty TR Inc — Buy (add'l)

Intel Corp — Sold

iShares Mortgage Real Estate — Sold (part)

Kellogg Company — Sold

Maxim Integrated Prods Inc — Sold

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Newmont Mining Corp New — Sold

Pengrowth Energy Corp — Sold

Pennantpark Investment Corp — Buy (add'l)

Pennantpark Investment Corp — Buy (add'l)

Pennantpark Investment Corp — Buy (add'l)

Pfizer Incorporated — Sold (part)

Pfizer Incorporated — Sold

Proshares TR Ultrashort Non-Traditional Fre — Sold

Proshares TR Ultrashort 20+ Year Treasury — Sold (part)

Proshares TR Ultrashort 20+ Year Treasury — Buy (add'l)

S00. — Sold (part)

S00. — Buy (add'l)

S00. — Sold

Roval Dutch Shell PLC ADR — Sold

Safeway Inc New — Sold

SPDR S&P International ET Dividend — Sold

TICC Capital Corp — Sold (part)

TICC Capital Corp — Buy (add'l)

Transocean LTD Ordinary Shares — Sold (part)

Transocean LTD Ordinary Shares — Sold

Vodafone Group PLC Sponsored ADR New — Sold

Campus Crest Cmntys Inc — Buy

Campus Crest Cmntys Inc — Sold

Proshares Trust Ultrashort S&P 500 — Buy

S14. — Buy (add'l)

S14. — Buy (add'l)

S14. — Sold (part)

S14. — Buy (add'l)

S18. — Buy (add'l)

S18. — Sold (part)

S18. — Buy (add'l)

S18. — Buy (add'l)

S18. — Sold (part)

S18. — Buy (add'l)

S18. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

S18. — Sold (part)

S18. — Buy (add'l)

S18. — Sold (part)

CYS Investments Inc — Buy

CYS Investments Inc — Buy (add'l)

Dynex Cap Inc — Buy

Dynex Cap Inc — Sold

Sector SPDR TR Technology Select Sector — Buy

Sector SPDR TR Technology Select Sector — Sold (part)

Proshares Short S&P S00 — Buy

Proshares Short S&P S00 — Sold (part)

Proshares Short S&P S00 — Sold (part)

S40. — Buy (add'l)

S40. — Buy (add'l)

S40. — Buy (add'l)

Telefomca Brasil SA Sponsored ADR — Buy

Telefomca Brasil SA Sponsored ADR — Sold

Two Harbors Invt Corp — Buy

S46. — Sold (part)

S46. — Sold (part)

iShares U.S. Telecommunications — Buy

iShares North Amiercan Tech-Multimedia Networking — Buy

Market Vectors Trust Semiconductor — Buy

Market Vectors Gold ETF Miners — Buy

Financial Select Sector SPDR — Buy

Financial Select Sector SPDR — Buy (add'l)

Industrial Select Sector SPDR — Buy

Industrial Select Sector SPDR — Buy (add'l)

Select Sector SPDR TR Consumer Staples — Buy

Select Sector SPDR TR Consumer Staples — Buy (add'l)

Select Sector SPDR FD Health Care — Buy

SPDR S&P Oil & Gas Equipment & Services — Buy

Spider S&P Intl Telecom Sector — Buy

Proshares Trust Ultrashort Russell 2000 — Buy

Proshares Trust Ultrashort Russell 2000 — Sold (part)

Proshares Trust Ultrashort Russell 2000 — Buy (add'l)

Proshares Trust Ultrashort Russell 2000 — Sold (part)

Proshares Trust Ultrashort Russell 2000 — Sold

Senior Housing Prop TR REIT — Buy

Senior Housing Prop TR REIT — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy

Proshares Trust Ultrashort QQ New — Sold (part)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Sold (part)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Sold (part)

Proshares Trust Ultrashort QQ New — Sold (part)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Buy (add'l)

Proshares Trust Ultrashort QQ New — Sold (part)

Invesco Mortgage Cap Inc — Buy

Select Sector SPDR FD Consumer Discretionary — Buy

Select Sector SPDR FD Consumer Discretionary — Buy (add'l)

Select Sector SPDR FD Consumer Discretionary — Sold (part)

Fifth Street Senior FLTG Rate Corp — Buy

Fifth Street Senior FLTG Rate Corp — Buy (add'l)

SPDR S&P Retail — Buy

SPDR S&P Retail — Sold

SPDR S&P International ETF — Buy

SPDR S&P International ETF — Buy

iShares 3-7 YR Treasury Bond — Buy

iShares 3-7 YR Treasury Bond — Sold

SPDR Dow Jones INDL ETF — Buy

SPDR Dow Jones INDL ETF — Sold (part)

Powershares FD TR 11 ETF CEF Inem Composite Port — Buy

Powershares FD TR 11 ETF CEF Inem Composite Port — Buy (add'l)

Trust #17 — Int/Div

Alerian MLP — Sold

American Capital Mortgage Investment Corp

American Realty Capital Properties Inc — Buy (add'l)

American Realty Capital Properties Inc — Sold (part)

American Realty Capital Properties Inc — Sold

Apollo Investment Corp — Sold (part)

AT&T Inc — Sold

BCE Inc — Sold

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Buy (add'l)

Blackrock Kelso Capital Corp — Sold (part)

Cisco Systems Inc — Sold

Conagra Foods Inc — Sold

Deere & Co — Sold (part)

Deere & Co — Sold

Dynex Cap Inc — Sold

Emstein Noah Restaurant Group — Sold

Enduro Royalty Trust — Sold

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Sold

Encsson Tel-SP ADR — Sold

Fifth Street Finance Corp

Franklin Street Properties Corp REIT — Sold

General Electric Company — Sold

HCP Inc — Sold

Hospitality Properties REIT Trust — Sold

Independence Realty TR Inc — Buy (add'l)

Independence Realty TR Inc — Buy (add'l)

Intel Corp — Sold

iShares Mortgage Real Estate

Kellogg Compuny — Sold

Marvell Technology Group LTD — Sold

Maxim Integrated Prods Inc — Sold

Medley Capital Corp — Sold (part)

Medley Capital Corp — Buy (add'l)

Medley Capital Corp — Buy (add'l)

Microsoft Corp — Sold (part)

Microsoft Corp — Sold

Newmont Mining Corp New — Sold

Pengrowth Energy Corp — Sold

Pennantpark Investment Corp — Buy (add'l)

Pennantpark Investment Corp — Buy (add'l)

Plizer Incorporated — prt)

Plizer Incorporated — Sold

Proshares Short S&P $00 — Sold (part)

Proshares Short S&P $00 — Sold (part)

Proshares Short S&P $00 — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Buy (add'l)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold (part)

Proshares TR ETF Ultrashort Russell 2000 Non-Traditional — Sold

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Year Treasury — Buy (add'l)

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Year Treasury — Buy (add'l)

Proshares Trust Ultrashort 20+ Year Treasury — Sold (part)

Prospect Capital Corp — Buy (add'l)

Prospect Capital Corp — Sold (part)

Roval Dutch Shell PLC ADR — Sold

Safeway Inc New — Sold

SPDR S&P Intemational EF Dividend — Sold (part)

SPDR S&P Intemational EF Dividend — Buy (add'l)

SPDR S&P Intemational EF Dividend — Buy (add'l)

Telefomca Brasil SA Sponsored ADR — Sold

Telefonica S A Spon ADR — Sold

TICC Capital Corp — Sold (part)

TICC Capital Corp — Buy (add'l)

Transocean LTD Ordinary Shares — Sold (part)

Transocean LTD Ordinary Shares — Sold

Two Harbors Invt Corp — Buy (add'l)

Two Harbors Invt Corp — Sold (part)

Two Harbors Invt Corp — Sold (part)

Vodafone Group PLC Sponsored ADR — Sold

Whitestone REIT

Campus Crest Cmntys Inc — Buy

Campus Crest Cmntys Inc — Sold

Proshares Trust Ultrashort S&P S00 New — Buy

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Sold (part)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Sold (part)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

A900 — Buy (add'l)

A900 — Sold (part)

A900 — Buy (add'l)

A900 — Sold (part)

A900 — Sold (part)

A900 — Sold (part)

A900 — Sold (part)

A900 — Sold (part)

A900 — Buy (add'l)

A900 — Sold

Centrylink Inc — Buy

Centrylink Inc — Sold

CYS Investments Inc — Buy

CYS Investments Inc — Buy (add'l)

Sector SPDR TR Technology Select Sector — Buy

Sector SPDR TR Technology Select Sector — Sold (part)

Proshares Trust Ultrashort QQQ — Buy

Proshares Trust Ultrashort QQQ — Sold (part)

T08. — Buy (add'l)

T08. — Buy (add'l)

T08. — Sold (part)

T08. — Buy (add'l)

T08. — Sold (part)

T08. — Sold (part)

T08. — Buy (add'l)

T08. — Buy (add'l)

T08. — Sold (part)

iShares U.S. Telecommunications — Buy

iShares North American Tech-Multimedia Networking — Buy

Market Vectors Trust ETF Semmconductor — Buy

Market Vectors Trust Gold ETF Miners — Buy

Financial Select Sector SPDR — Buy

Financial Select Sector SPDR — Buy (add'l)

Induastrial Select Sector SPDR — Buy

Induastrial Select Sector SPDR — Buy (add'l)

Select Sector SPDR TR Consumer Staples — Buy

Select Sector SPDR TR Consumer Staples — Buy (add'l)

Select Sector SPDR FD Health Care — Buy

SPDR S&P Oil & Gas ETF Equipment & Services — Buy

Spader S&P Intl Telecomm Sector — Buy

Senior Housing Prop TR REIT — Buy

Invesco Mortgage Cap Inc — Buy

Fifth Street Semiour FLTG Rate Corp — Buy

Fifth Street Semiour FLTG Rate Corp — Buy (add'l)

Select Sector SPDR FD Consumer Discretionary — Buy

Select Sector SPDR FD Consumer Discretionary — Buy (add'l)

T16. — Sold

SPDR S&P Retail — Buy

SPDR S&P Retail — Sold

iShares 3-7 YR Treasury Bond — Buy

iShares 3-7 YR Treasury Bond — Sold

SPDR Dow Jones Indl ETF — Buy

SPDR Dow Jones Indl ETF — Sold (part)

Powershares FD TR 11 ETF CEF Incm Composite — Buy

Powershares FD TR 11 ETF CEF Incm Composite — Buy (add'l)

IRA #5 — Int/Div

Alerian MFP — Sold

American Capital Mortgage Investment Corp — Sold

American Realty Capital Properties Inc — Sold

Apollo Investment Corp — Sold

AT&T Inc — Sold

BCE Inc — Sold

Blackrock Kelso Capital Corp — Sold

Centurylink Inc — Sold (part)

Centurylink Inc — Sold

Cisco Systems Inc — Sold

Conagra Foods — Sold

Cypress Semiconductor Corp — Sold

CYS Investments Inc — Sold

Deere & Co — Sold

Dynex Cap Inc — Sold

Einstein Noah Restaurant Group — Sold

Enduro Royalty Trust — Sold

Energy Select Sector SPDR — Sold

Encsson Tel-SP ADR — Sold

Fifth Street Finance Corp — Sold

Franlkin Street Properties Corp — Sold

General Electric Company — Sold

HCP Inc — Sold

Hospitality Properties REIT Trust — Sold

Independence Realty TR Inc — Buy (add'l)

Independence Realty TR Inc — Sold

Intel Corp — Sold

iShares Mortgage Real Estate — Sold

Kellogg Company — Sold

Marvell Technology Croup LTD — Sold

Maxim Integrated Prods Inc — Sold

Medley Capital Corp — Sold

Microsoft Corp — Sold

Newmont Mining Corp New — Sold

Pengrowth Energy Corp — Sold

Pennantpark Investment Corp — Sold

Phizer Incorporated — put)

Phizer Incorporated — Sold

Proshares Short S&P S00 — Sold

Proshares TR ET Ultrashort Russell 2000 — Sold (part)

TI86. — Sold (part)

TI86. — Sold

Proshares Trust Ultrashort 20+ Treasury — Sold (part)

Proshares Trust Ultrashort 20+ Treasury — Sold

Prospect Capital Corp — Sold

Royal Dutch Shell PL — Sold

Regal Entertainment Grp — Sold

Safeway Inc — Sold

SPDR S&P Intemational Dividend — Sold (part)

SPDR S&P Intemational Dividend — Sold

Telefomoeca Brasil SA Sponsored ADR — Sold

Telefomea SA Spon ADR — Sold

TICC Capital Corp — Sold

Transocean LTD Ordinary Shares — Sold (part)

Transocean LTD Ordinary Shares — Sold

Two Harbors Invt Corp — Sold

Vodafone Grouup PLC Sponsored ADR — Sold

Whitestone REIT — Sold

Campus Crest Crntys Ine — Buy

Campus Crest Crntys Ine — Sold

Proshares Trust Ultrashort S&P S00 New — Buy

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Buy (add'l)

Proshares Trust Ultrashort S&P S00 New — Sold

First TR Canada Alphadex FD — Buy

First TR Canada Alphadex FD — Buy (add'l)

First TR Canada Alphadex FD — Buy (add'l)

First TR Canada Alphadex FD — Buy (add'l)

First TR Canada Alphadex FD — Sold (part)

First TR Canada Alphadex FD — Sold

First TR Japan Alphadex Fund — Buy

First TR Japan Alphadex Fund — Sold

First TR Japan Alphadex Fund — Buy

R19. — Sold

First Trust Financial Alphadex Fund — Buy

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Buy (add'l)

First Trust Financial Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Buy

First TR Europe Alphadex Fund — Buy (add'l)

First TR Europe Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Buy (add'l)

First TR Europe Alphadex Fund — Buy (add'l)

First TR Europe Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Sold (part)

First TR Europe Alphadex Fund — Sold

First Trust Technoloty ETF Alphadex Fund — Buy

First Trust Technoloty ETF Alphadex Fund — Buy (add'l)

RS). — Sold (part)

RS). — Buy (add'l)

RS). — Sold (part)

R853 — Buy (add'l)

R853 — Sold (part)

R853 — Buy (add'l)

R853 — Sold (part)

R857 — Sold (part)

R857 — Buy (add'l)

R59, — Buy (add'l)

R59, — Buy (add'l)

R59, — Buy (add'l)

R59, — Sold (part)

R59, — Sold (part)

Shad — Sold (part)

Shad — Sold (part)

First Trust Industrials/ Producer Durables Alphadex — Buy

First Trust Industrials/ Producer Durables Alphadex — Sold

First Trust Industrials/ Producer Durables Alphadex — Buy

First Trust Industrials/ Producer Durables Alphadex — Sold

R70. — Buy (add'l)

Evil — Sold (part)

Evil — Sold (part)

Evil — Buy (add'l)

Evil — Buy (add'l)

Evil — Buy (add'l)

R76. — Buy (add'l)

R76. — Sold

First Trust Health Career Alphadex Fund — Buy

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Sold (part)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Buy (add'l)

First Trust Health Career Alphadex Fund — Sold

First Trust Material Alphadex Fund — Buy

First Trust Material Alphadex Fund — Buy (add'l)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Buy (add'l)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Buy (add'l)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Buy (add'l)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Sold (part)

First Trust Material Alphadex Fund — Buy (add'l)

9A€AS — Buy (add'l)

9A€AS — Buy (add'l)

9A€AS — Buy (add'l)

9A€AS — Sold

First Trust Energy Alphadex Fund — Buy

First Trust Energy Alphadex Fund — Buy (add'l)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — Buy (add'l)

First Trust Energy Alphadex Fund — Buy (add'l)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — Buy (add'l)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — Sold (part)

First Trust Energy Alphadex Fund — hw

First Trust Energy Alphadex Fund — Sold

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Buy

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Buy (add'l)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Buy (add'l)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Buy (add'l)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Buy (add'l)

Pimco ETF Trust Enhanced Short Maturity Strategy Fund — Sold

First TR Asia Pacific Ex-Japan Alphadex Fund — Buy

First TR Asia Pacific Ex-Japan Alphadex Fund — Buy (add'l)

First TR Asia Pacific Ex-Japan Alphadex Fund — Buy (add'l)

First TR Asia Pacific Ex-Japan Alphadex Fund — Buy (add'l)

First TR Asia Pacific Ex-Japan Alphadex Fund — Sold (part)

First TR Asia Pacific Ex-Japan Alphadex Fund — Sold (part)

First TR Asia Pacific Ex-Japan Alphadex Fund — Sold

First TR Emerging Markets Alphadex Fund — Buy

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Buy (add'l)

First TR Emerging Markets Alphadex Fund — Sold (part)

First TR Emerging Markets Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Buy

First Trust Consumer Staples Alphadex Fund — Buy (add'l)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Buy (add'l)

First Trust Consumer Staples Alphadex Fund — Sold (part)

First Trust Consumer Staples Alphadex Fund — Buy (add'l)

Ohi) — Buy (add'l)

Ohi) — Buy (add'l)

Ohi) — Buy (add'l)

Ohi) — Sold (part)

Ohi) — Sold (part)

Ohi) — Sold (part)

First Trust Lulities Alphadex Fund — Buy

First Trust Lulities Alphadex Fund — Buy (add'l)

First Trust Lulities Alphadex Fund — Sold (part)

First Trust Lulities Alphadex Fund — Buy (add'l)

First Trust Lulities Alphadex Fund — Sold (part)

First Trust Lulities Alphadex Fund — Buy (add'l)

First Trust Lulities Alphadex Fund — Buy (add'l)

First Trust Lulities Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Sold (part)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First Trust Consumer Discretionary Alphadex Fund — Buy (add'l)

First TR Switzerland Alphadex Fund — Buy

First TR Switzerland Alphadex Fund — Sold (part)

First TR Switzerland Alphadex Fund — Sold

First TR United Kingdom Alphadex Fund — Buy

First TR United Kingdom Alphadex Fund — Sold

First TR Exchange Traded Alphadex Furozone — Buy

First TR Exchange Traded Alphadex Furozone — Buy (add'l)

First TR Exchange Traded Alphadex Furozone — Buy (add'l)

First TR Enhanced Short Maturity FD — Buy

First TR Enhanced Short Maturity FD — Buy (add'l)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

First TR Enhanced Short Maturity FD — Sold (part)

PMC Family LLC — None

The Sequoia Fund — Int/Div — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

The Sequoia Fund — Buy (add'l)

Trustee, Thomas L. Ambro Revocable Trust

Member (Ementus), Georgetown Lmiversity Alumni Admissions Program Board of Advisors

Member, Georgetown University Northern Delaware Alumni Admissions Program

Member, Board of Editors, Delaware Lawver

Member, Executive Committee, National Bankruptcy Conference

Member (Emeritus), TriBar Legal Opinion Committee

Liability — TD, Bank NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line 304)

Liability — TD, Bunk NA — Limited guaranty of commercial loan to Springside, LLC (Part VII, Line Id)

Liability — TD, Bank N.A — Limited guaranty of commercial loan to Springside, LLC {Part VII, Line 304)

Reimbursement — Consumer Bankruptcy Attorneys — TR El a — aga — Panelist/Speaker

Reimbursement — Georgetown University — August 26-27, 2014 — Washmgton, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umiversity — September 14-15, 2014 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — September 20-22 2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — September 28-29, 2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown Umiversity — October 26-27, 2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — October 30,2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 3, 2014 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — November 9-10, 2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — November 16-17 2014 — Washington, DX — Teaching Class — Transportation

Reimbursement — Georgetown Umversity — November 23-24, 2014 — Washmgton, DX — Teaching Class — Transportation

Reimbursement — Georgetown University — December , 2014 — Washington, DC — Teaching Class — Transportation

Reimbursement — Georgetown University — December 9-10, 2014 — Washington, IX — Teaching Class — Transportation

Income — 2014 — Georgetown University - teaching — S6.000.00)

Spouse's income — 2014 — State of Delaware - salary

Asset listed in Part VII, Line 304, has rental income from property located in Newark, DE.

Assets listed in Part VII, lines 100, 886, 1169, and 1219 of the prior year report, should not have been histed us a part sale. The assets were completely sold in

2013.