Michael B. Kaplan

IRA#I1

Amenpnse Insured money market — Int/Div

Dominion Res Inc VA common — Int/Div — Sold

Duke Energy Corp common — Int/Div — Sold

Freeport McMoran Copper & Gold C1 B mutual fund — Int/Div — Sold

Frontier Communitations Corp common — Int/Div — Sold

Gameo Global Gold Natural Res & Inc Tr common bene int — Int/Div — Buy

Gameo Global Gold Natural Res & Inc Tr common bene int — Sold

Pfizer Inc common — Int/Div — Sold

Potash Corp common — Int/Div — Sold

Southem Company common — Int/Div — Sold

SPDR S&P Bank ETF — Int/Div

Venzon Commumcations common — Int/Div — Sold (part)

Weverhaeuser Company common — Int/Div — Buy (add'l)

Allianz GI NFJ Divid Int & Prem Strategy mutual fund — Int/Div — Sold

Blackrock Util & Infrastructure mutual fund — Int/Div — Sold

Frankhn Income Fund C1 C mutual fund — Int/Div — Sold

Franklin Gold and Precious Metals Fund — None — Sold

Franklin High Income Fund C1 C mutual fund — Int/Div — Sold

Mainstay Epoch Global Equity Yield Fund Cl C mutual fund — Int/Div — Sold

Sunamenica Senior Floating Rate Fund Cl C mutual fund — Int/Div — Sold

Voya Infrastructure Industrials & Materials mutual fund — Int/Div — Sold

shares Silver Trust — None — Sold

Spdr Gold Trust — None — Sold

Cohen Steers Infrastructure Fund common — Int/Div — Buy

Facebook common — None — Buy

Facebook common — Sold

Fireeve Inc common — None — Buy

Fireeve Inc common — Sold

First Trust Dow Jones Internet ETF — None — Buy

Hershey Company common — Int/Div — Buy

Hershey Company common — Sold

Kroger Company common — Int/Div — Buy

Kroger Company common — Sold

Lowes Company common — Int/Div — Buy

Lowes Company common — Sold

Powershares DWA Basis Materials Momentum ETF — Int/Div — Buy

Proctor & Gamble common — Int/Div — Buy

Proctor & Gamble common — Sold

Raytheon Company common — Int/Div — Buy

Royal Caribbean Cruises LTD common — Int/Div — Buy

SPDR Series Trust S&P Homebuilders ETF — Int — Buy

SPDR S&P Aerospace & Defense ETF — Int/Div — Buy

T Mobile common — None — Buy

T Mobile common — Sold

CSX common — None — Buy

CSX common — Sold

Waste Management common — Int/Div — Buy

US Concrete common — None — Buy

S10. — Sold

VISA Inc common — Int/Div — Buy

US Treasury Note w48 — Interest — Buy

US Treasury Note v23 — Interest — Buy

US Treasury Note k74 — Interest — Buy

US Treasury Note un8 — Interest — Buy

US Treasury Note v80 — Interest — Buy

US Treasury Note u24 — Interest — Buy

US Treasury Note m80 — Interest — Buy

US Treasury Note v98 — Interest — Buy

US Treasury Note us? — Interest — Buy

US Treasury Note w71 — Interest — Buy

US Treasury Note n30 — Interest — Buy

US Treasury Note mS6 — Interest — Buy

IRA Z2

Amenpnse Insured money market — hy

Blackrock Enhanced Equity Div — Int/Div — Sold

Frontier Communications common — Int/Div — Sold

Verizon Communications common — Int/Div — Sold (part)

Franklin Income Fund C1 C mutual fund — Int/Div — Sold

Franklin Dynatech C1 C mutual fund — Int/Div — Sold

Franklin High Income Fund C1 C mutual fund — Int/Div — Sold

leon Energy Fund Cl C mutual fund — Int/Div — Sold

Mainstay Epoch Global Equity Yield C1 € mutual fund — Int/Div — Sold

Amazon common — None — Buy

Applied Materials common — Int/Div — Buy

Applied Materials common — Sold

CME Group common — Int/Div — Buy

Eagle Materials common — Int/Div — Buy

3M Company common — Int/Div — Buy

US Treasury Note xb — Interest — Buy

US Treasury Note 27 — Interest — Buy

US Treasury Note x70 — Interest — Buy

Ameriprise Insured Money Market — Int/Div

NJ Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Freeport McMoran Copper & Gold C1 B mutual fund — Int/Div — Sold

Potash Corp common — Int/Div — Buy (add'l)

Potash Corp common — Sold

Align Technology Inc common — None — Buy

Energizer Holdings common — None — Buy

Energizer Holdings common — Sold

Lemaitre Vascular common — None — Buy

Lemaitre Vascular common — Sold

Shopify Inc — None — Buy

Shopify Inc — Sold

Best of America IV Vanable Rate Annuity

NW NVIT Mny Mkt 1 — Int/Div

NW NVIT Muti Mgr Mdcap GR 1 — Int/Div

NW NVIT Mult Mgr Intl GR 111 — Int/Div

NW NVIT Real Est — Int/Div

TIAA 401a

TIAA Traditional — Int/Div

CREF Growth R3 — Int/Div — Sold (part)

CREF Equity Index R3 — Int/Div — Sold (part)

CREF Inf-Linked Bond R3 — Int/Div — Sold

CREF Bond Market R3 — Int/Div — Buy

CREF Stock R3 — Int/Div — Buy

CREF Stable Value — Int/Div — Buy

TD Bank — Interest

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Rueters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Reimbursement — Turnaround Management Associates — T2017 to 6/8/17 — Atlantic City, NJ — Educational — hotel, travel

Reimbursement — NCBT — 107107 0 10711117 — Las Vegas, NV — Educational — hotel, travel

Reimbursement — American Conference Inst — 92517 to 926/17 — Dallas, TX — Educational — hotel, travel

Income — 2007 — West Services-Rovalty — S2.630.00

Income — 2007 — National Conference of Bankruptcy — $6,000.00

Spouse's income — 2017 — Federation Day Care Services « Salary