Haywood Stirling Gilliam jr

Citibank cash accounts (cash) — Interest

Chase cash accounts (cash) — Interest

Security Benefit Life Total Value Annuity (fixed annuity) — Interest

IRAZI(H)

Federated Treasury Obligations Capital MMF (cash) — Interest — Closed

Cetera Insured Deposit Sweep Account (cash) — Interest — Open

Cetera Insured Deposit Sweep Account (cash) — Closed

Steris PLC (STE) — Int/Div — Sold

Chubb Stock (CB) — Int/Div — Sold

Aarons Inc (AAN) — Int/Div — Sold

Albemarle Corp (ALB) — Int/Div — Sold

Andeavor (ANDV) — None — Sold

Ameriprise Financial (AMP) — Int/Div — Sold

Antero Midstream Partners (AM) — None — Sold

Bank of the Ozarks Stock (OZRK) — Int/Div — Sold

Becton Dickinson (BDX) — Int/Div — Sold

Buckeye Partners (BPL) — None — Sold

Canadian National Railway (CNI) — Int/Div — Sold

Cardinal Health Stock (CAH) — Int/Div — Sold

Casey's General Store Stock (CASY) — Int/Div — Sold

Costco Wholesale (COST) — Int/Div — Sold

Ecolab Stock (ECL) — Int/Div — Sold

EOG Resources Stock (EOG) — Int/Div — Sold

EQT Midstream Partners (EQM) — None — Sold

Enable Midstream Partners (ENBL) — None — Sold

Enterprise Products Partners LP (EPD) — None — Sold

Flowers Foods Stock (FLO) — Int/Div — Sold

General Dynamics (GD) — Int/Div — Sold

Hanover Ins Group (THG) — Int/Div — Sold

Harris Corporation Stock (HRS) — Int/Div — Sold

Hommel Foods Stock (HRL) — Int/Div — Sold

International Business Machines (IBM) — Int/Div — Sold

Minos Tool Works (1TW) — Int/Div — Sold

Magellan Midstream Partners LP Stock (MMI — None — Sold

Microsoft Stock (MSFT) — Int/Div — Sold

Nike Stock (NKE) — Int/Div — Sold

Novo Nordisk Stock (NVO) — Int/Div — Sold

Parker Hannifin Corporation Stock (PH) — Int/Div — Sold

Phillips 66 Partners (PSXP) — None — Sold

Polans Industries Stock (P11) — Int/Div — Sold

Raytheon Company (RTN) — Int/Div — Sold

Roche Holdings Stock (RHHBY) — Int/Div — Sold

Roper Industries Stock (ROP) — Int/Div — Sold

Ross Stores Stock (ROST) — Int/Div — Sold

SEI Investments Stock (SEIC) — Int/Div — Sold

Sherwin Williams Stock (SHW) — Int/Div — Sold

Shire PLC (SHPG) — Int/Div — Sold

Spectra Energy LP (SEP) — None — Sold

Suncor Energy (SU) — Int/Div — Sold

TIX Stock (TIX) — Int/Div — Sold

Tallgrass Energy Partners (TEP) — None — Sold

Tallgrass Energy Group Cl A (TEGP) — None — Sold

Tencent Holdings (TCEHY) — Int/Div — Sold

Texas Instruments (TXN) — Int/Div — Sold

Union Pacific Corp (UNP) — Int/Div — Sold

United Technologies Corporation Stock wrx) — Int/Div — Sold

Walmart Stores Inc. Stock (WMT) — Int/Div — Sold

Western Gas Partners (WES) — None — Sold

Western Gas Equity Partners (WGP) — None — Sold

Williams Partners (WPZ) — Int/Div — Sold

Xilinx Inc (XLNX) — Int/Div — Sold

Digital Realty Trust (DLR) — Int/Div — Sold

IRA#Z2(H)

Federated Treasury Obligations MMF (cash) — Distribution — Closed

Cetera Insured Deposit Sweep Account (cash) — Interest — Open

Cetera Insured Deposit Sweep Account (cash) — Closed

M/1 Homes Bonds (55292PAB1) — None — Sold

HCI Group Inc Bonds (40416EAB9) — None — Sold

New Mtn Fin Corp Bonds (647551AB6) — None — Sold

Huron Consulting Group Bonds (447462ABS) — Interest — Sold

ANI Pharmaceuticals Bonds (00182CAAL) — None — Sold

Rovi Corp Sr Nt Bonds {779376AD4) — Interest — Sold

Echo Global Logistics Bonds (27875TAA9) — None — Sold

PenmyMac Bonds (TO932AABY) — Interest — Sold

Calamp Corp. Bonds (128126ABS) — Interest — Sold

Portfolio Recovery Associates Bonds (T36400AB1) — Interest — Sold

Aceto Corp. Bonds (004446AD2) — None — Sold (part)

Aceto Corp. Bonds (004446AD2) — Sold

Arbor Realty Tr Inc Bonds (038923AB4) — Interest — Sold

On Semiconductor Bonds (682 189AK 1) — Interest — Sold

TTM Technologies Bonds (87305RAD1) — None — Sold

Colony Capital Bonds (19624RAB2) — Interest — Sold

Tutor Perini Corp Fxd Rt Conv (901 109A DO) — None — Buy

Tutor Perini Corp Fxd Rt Conv (901 109A DO) — Sold

Barclays Bank PLC Synthetic Convertible Notes 06741 v893 (06741JV89) — None — Sold

Inphi Corp Bonds (45772FACI) — Interest — Sold (part)

Inphi Corp Bonds (45772FACI) — Sold

PDC Energy Inc GTD Fixed Rate Note {6912TRAD3) — None — Buy

PDC Energy Inc GTD Fixed Rate Note {6912TRAD3) — Sold

Societe Generale Medium Term Notes (SI368WX VE) — None — Sold

New York Mtg Tr Inc Fxd Rt Conv Nts (649604ADT) — Interest — Sold

Blackstone Mtg Trust Bonds (09257WAB6) — Interest — Sold

Atlas Air Bonds (049164BHS) — Interest — Sold

Honzon Global Corp Bonds (44052WAA2) — Interest — Sold

Apollo Commercial Real Estate Bonds (03762UAB) — Interest — Sold

Western Asset Mtg Cap Corp Bonds {9S790DAAY)Y — Interest — Sold

Integrated Device Tech Bonds (4581 18ACO) — Interest — Sold

Theravance Inc Bonds (S8338TABO)Y — Interest — Sold

Veeco Instrs Inc Bonds (922417AD2) — Interest — Sold

Redwood Tr Inc Fxd Rt Sr Nt Cony {7S8075AC9) — Interest — Buy

Redwood Tr Inc Fxd Rt Sr Nt Cony {7S8075AC9) — Sold

Helix Energy Solutions Group Inc (42330PAJ6) — None — Buy

Helix Energy Solutions Group Inc (42330PAJ6) — Sold

Macquarie Infrastructure Corp Bonds (5SH0RBARY — Interest — Sold

Amtrust Finl Sves Bonds (032359AG6) — Interest — Sold

Viavi Solutions Inc Fxd Rt Sr Nt Cony (925550AB 1) — None — Buy

Viavi Solutions Inc Fxd Rt Sr Nt Cony (925550AB 1) — Sold

Finisar Corp. Bonds (31787AAM3) — None — Buy (add'l)

Finisar Corp. Bonds (31787AAM3) — Sold

Deutsche Bank AG, London Branch Lkd (25155MKM28) — None — Buy

Deutsche Bank AG, London Branch Lkd (25155MKM28) — Sold

JPMorgan Chase Finl Co LLC Global GTD (4R129H1139) — None — Buy

JPMorgan Chase Finl Co LLC Global GTD (4R129H1139) — Sold

JPMorgan Chase Finl Bal GTD Med Term (4664TMRL)Y — None — Buy

JPMorgan Chase Finl Bal GTD Med Term (4664TMRL)Y — Sold

Green Plains Inc Fxd Rt Sr Nt Cony (393222AF — None — Buy

Green Plains Inc Fxd Rt Sr Nt Cony (393222AF — Sold

IRA Z 3H)

Horizon Active Risk Assist Fund Class N (ARANX) — Int/Div — Buy

Horizon Active Risk Assist Fund Class N (ARANX) — Buy (add'l)

Horizon Defined Risk Fund Investor Class (HNDRX) — Int/Div — Buy

Horizon Active Income Fund Class N (AIMNX) — Int/Div — Buy

Horizon Active Income Fund Class N (AIMNX) — Sold (part)

First Tr ETF 111 Horizon Managed Vol Des Intl ETF (HDMV) — Int/Div — Buy

First Tr ETF 111 Horizon Managed Vol Domestic ETF (HUSV) — Int/Div — Buy

Invesco ETF Tr Dynamic Large Cap Growth ETF (PWB) — Int/Div — Buy

Invesco ETF Tr Dynamic Large Cap Growth ETF (PWB) — Sold

iShares Tr Short Treas Bd ETF (SHV) — Int/Div — Buy

iShares Tr Short Treas Bd ETF (SHV) — Sold (part)

Vanguard Bd Index Fds Vanguard Total Bd Market ETF (BND) — Int/Div — Buy

Barclays Bloomberg Commodity Index (nr — None — Sold

DBX ETF (formerly Deutsche) X-Trackers MSCI EAFE Equity ETF (DBEF) — None — Sold

DBX X-Trackers High Yield Corp BF (HYLB) — Int/Div — Sold

Edgewood Growth Fund Institutional Fund (EGFIX) — None — Sold

Delaware Small Cap Core Fund Inst] Class (DCCIX) — None — Sold

Eaton Vance Floating Rate Fund (EIBLX) — Int/Div — Sold

Eaton Vance Global Macro Abs Ret (EGRIX) — None — Sold

Federated Strategic Value Dividend Fund (SVAIX) — Int/Div — Sold

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Int/Div — Buy

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Buy (add'l)

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Buy (add'l)

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold (part)

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold (part)

iShares TR Core U.S. Aggregate Bd ETF (AGG) — Sold

iShares TR iBoxx USD Investment Grade Corporate Bond ETF (LOD) — Int/Div — Buy (add'l)

iShares TR iBoxx USD Investment Grade Corporate Bond ETF (LOD) — Sold

iShares Barclays 20+ Yr Treas Bd (TLT) — Int/Div — Sold

iShares TR Barclays 7-10 Year Treasury Bond ETF (IEF) — Int/Div — Sold

iShares TR 1-3 Year Treasury Bond ETF (SHY) — Int/Div — Buy (add'l)

iShares TR 1-3 Year Treasury Bond ETF (SHY) — Sold

iShares TR MSC ACW! ETF (ACW) — None — Buy (add'l)

iShares TR MSC ACW! ETF (ACW) — Sold (part)

iShares TR MSC ACW! ETF (ACW) — Sold

iShares TR Core MSC! EAFE (1EFA) — None — Buy (add'l)

iShares TR Core MSC! EAFE (1EFA) — Sold

John Hancock Disciplined Value Fund Class A(JVLAX) — None — Sold

Neuberger Berman Long Short Fund Institutional Class (NLSIX) — None — Sold

Oppenheimer International Growth Fund HOIGYX) — None — Sold

Oppenheimer Developing Markets Fund HODVYX) — None — Sold (part)

Oppenheimer Developing Markets Fund HODVYX) — Sold

Invesco (formerly PowerShares) DWA Momentum Portfolio ETF (PDP) — None — Sold

Schwab Strategic Tr US Small-Cap ETF (SCHA) — None — Buy

Schwab Strategic Tr US Small-Cap ETF (SCHA) — Sold

SPDR Technology Select Sector ETF (XLK) — Int/Div — Sold

Templeton Global Bond Advantage Fund (TGBAX) — Int/Div — Sold

Vanguard Bond Index Short Term Bd (BSV) — Int/Div — Sold

Vanguard Malvern Short-Term Inflation Protected Securities ETF (VTIP) — Int/Div — Sold

Vanguard Mtg Backed Secs (VMBS) — Int/Div — Sold

Vanguard Index Funds Vanguard REIT (VNQ) — Int/Div — Sold

Vanguard Index Funds Vanguard Total Stk MKkt(VThH — Int/Div — Buy (add'l)

Vanguard Index Funds Vanguard Total Stk MKkt(VThH — Sold

IRA 24 (H)

FDIC Insured Deposit Sweep Account (cash) — Interest — Open

Medtronic PLC Shs (MDT) — Int/Div — Buy

Steris PLC Shs (STE) — Int/Div — Buy

Chubb LTD Com (CB) — Int/Div — Buy

Chubb LTD Com (CB) — Sold (part)

Aaron's Inc Com (AAN) — Int/Div — Buy

Albemarle Corp Com (ALB) — Int/Div — Buy

Ameriprise Finl Inc Com (AMP) — Int/Div — Buy

Andeavor Logistics LP Com (ANDX) — None — Buy

Andeavor Logistics LP Com (ANDX) — Sold

Antero Midstream Partners LP (AM) — None — Buy

Bank Ozk (formerly Bank of the Ozarks) HOZK) — Int/Div — Buy

Bank Ozk (formerly Bank of the Ozarks) HOZK) — Sold

Bank Ozk (formerly Bank of the Ozarks) HOZK) — Buy

Bank Ozk (formerly Bank of the Ozarks) HOZK) — Sold

Becton Dickinson & Co (BDX) — Int/Div — Buy

Canadian Natl Ry Co Com (CN) — Int/Div — Buy

Canadian Natural Res LTD (CNQ) — Int/Div — Buy

Casey's Gen Stores Inc (CASY) — Int/Div — Buy

Cheniere Energy PArtmers LP COM (CQP) — None — Buy

Church & Dwight Co Inc (CHD) — Int/Div — Buy

Church & Dwight Co Inc (CHD) — Buy (add'l)

Costco Wholesale Corp New Com (COST) — Int/Div — Buy

Costco Wholesale Corp New Com (COST) — Sold (part)

EQM Midstream Partners LP (EQM) — None — Buy

EQM Midstream Partners LP (EQM) — Sold (part)

Ecolab Inc Com (ECL) — Int/Div — Buy

Enable Midstream Partners LP Com (ENBL) — None — Buy

EQGP Holdings LP Com (EQGP) — None — Buy

EQGP Holdings LP Com (EQGP) — Sold

Energy Transfer LP Com (ET) — None — Buy

Enlink Midstream Ream Partners LP (ENLK) — None — Buy

Enterprise Prods Partners LP (EPD) — None — Buy

Enterprise Prods Partners LP (EPD) — Buy (add'l)

General Dynamics Corp Com (GD) — Int/Div — Buy

Hanover Ins Group Inc Com (THG) — Int/Div — Buy

Hasbro Inc Com (HAS) — Int/Div — Buy

Hasbro Inc Com (HAS) — Buy (add'l)

Helmerich & Payne Inc Com (HP) — Int/Div — Buy

Hess Midstream Partners LP (HESM) — None — Buy

Hormel Foods Corp Com (HRL) — Int/Div — Buy

Ninos Tool Works Inc Com (ITW) — Int/Div — Buy

Ninos Tool Works Inc Com (ITW) — Sold (part)

International Business Machs Corp Com (IBM) — Int/Div — Buy

Intl Flavors & Fragrances Inc (FF) — Int/Div — Buy

Lockheed Martin Corp Com (LMT) — Int/Div — Buy

MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — None — Buy

MPLX LP Com Unit Repstg LTD Partner Int (MPLX) — Sold (part)

Magellan Midstream Partners LP Com Unit (MMP) — None — Buy

Microsoft Corp Com (MSFT) — Int/Div — Buy

Microsoft Corp Com (MSFT) — Sold (part)

Nike Inc C1 B (NKE) — Int/Div — Buy

Noble Midstream Partners LP Com Unit I(NBLX) — None

Occidental Pete Corp Com (OXY) — Int/Div — Buy

ONEOK Inc New Com (OKE) — None — Buy

Parker Hannifin Corp Com (PH) — Int/Div — Buy

Phillips 66 Partners LP Com (PSXP) — None — Buy

Polaris Industries Inc Com (P11) — Int/Div — Buy

Raytheon Co Com New (RTN) — Int/Div — Buy

Roper Technologies Inc Com (ROP) — Int/Div — Buy

Ross Stores Inc (ROST) — Int/Div — Buy

SEI Investments Co Com (SEIC) — None — Buy

Sherwin Willams Co Com (SHW) — Int/Div — Buy

Sherwin Willams Co Com (SHW) — Sold (part)

Shire PLC Spons ADR (SHPG) — Int/Div — Buy

Summit Midstream Partners LP Com (SMLPM) — None — Buy

Suncor Energy Inc New Com (SU) — Int/Div — Buy

TJX Cos Inc New Com (TJX) — Int/Div — Buy

Tallgrass Energy GP LP Shs Cl A (TGE) — None — Buy

Tallgrass Energy GP LP Shs Cl A (TGE) — Sold (part)

Tallgrass Energy GP LP Shs Cl A (TGE) — Sold (part)

Targa Res Corp Com (TRGP) — None — Buy

Tencent Hldgs LTD ADR (TCEHY) — None — Buy

Tencent Hldgs LTD ADR (TCEHY) — Buy (add'l)

Texas Instruments Inc (TXN) — Int/Div — Buy

Texas Instruments Inc (TXN) — Sold (part)

USA Compression Partners LP Com Unit (USAC) — None — Buy

Union Pac Corp Com (UNP) — Int/Div — Buy

Valero Energy Partners (VLP) — None — Buy

Valero Energy Partners (VLP) — Sold

VF Corp Com (VFC) — Int/Div — Buy

Viper Energy Partners LP Com Unit (VNOM) — None — Buy

Visa lnc Com Cl A (V) — Int/Div — Buy

Visa lnc Com Cl A (V) — Buy (add'l)

Western Gas Partners LP Com Lnit (WES) — None — Buy

Western Gas Partners LP Com Lnit (WES) — Sold (part)

Williams Partners LP New Com (WPZ) — Int/Div — Buy

Williams Partners LP New Com (WPZ) — with line 261)

Williams Cos Ine Com (WMB) — Int/Div — Buy (add'l)

Xilinx Inc Com (XLNX) — Int/Div — Buy

Digital Rity Tr Inc Com (DLR) — Int/Div — Buy

Miller Convertible Bond Fund Class IMCIFX) — Int/Div — Buy

Brokerage Account #1 (H)

Gamco Global Gold, Natural Resources and Income Trust (GGN) — Int/Div

Tier REIT L (TIER) — Int/Div

COLLEGE 529 £1 (H)

American Funds College Enrollment Fund-529A (CENAX) — Int/Div — Buy

American Funds College 2018 Fund -- 529 (CNEAX) — Int/Div — Sold

Trustee, Trust #1 (no reportable holdings)

Board President, Northem District of California Pructice Program

Board of Governors Member, Association of Business Trial Lawyers Northern California Chapter

Reimbursement — Delaware Chapter of the Federal Bar Association — O5S032018-0504201 — Wilmington, DE — Delaware Bench and Bar Conference — Transportation, hotel, meals

Spouse's income — 2018 — Jewish Family and Commumity Services (salary)

Part VIL, lines 135 & 225: These assets became reportable without corresponding reportable transactions.

Part VII, lines 237 & 282 (2017): These assets are not reportable in this cycle; there are no corresponding reportable transactions,

Part VIL, line 165: Ticker symbol change only; see 2017, line 279.

Part VII, Column B: Lines reflecting no income are so reported because none was attributed to those particular holdings during the reporting period, whether

taxable, tax exempt, or tax deferred, or because the investments do not allocate income to individual holdings, but instead are credited only in unit value, per

page 42 of the filing instructions.