Michael E. Ridgway

Northwestern Mutual Life Ins. - Adjustable Comp, Life — Int/Div

Northwestern Mutual Life Ins Extraordmary Life — Int/Div

Northwestern Mutual IRA — None

Select Bond (Mason Street Advisors)

Wells Fargo Bank, NA. - Checking Account xX) — None

Brokerage # (Merrill Lynch)

FIA Card Services, N.A. (Bank of America) — Interest

Calamos Growth Fund CL 1 (CGRIX) — None — Sold

Keeley Small Cap Value Fund CL A (KSCVX) — Distribution — Sold (part)

Oppenheimer Developimg Markets FD CLY(ODVYX) — Int/Div

Putnam Investors FD CL Y (PNVYX) — Int/Div — Sold (part)

Thomburg LTD Term lnc. FD CL (THX) — Int/Div — Sold (part)

Neuberger Berman Equity, Inc. Fund INBHIX) — Distribution — Sold (part)

Hennessy Focus Fund (HFCIX) — Int/Div — Sold (part)

First Eagle Global Fund, Class (SGIIX) — Int/Div — Sold (part)

Goldman Sachs Rising (GSRLX) (X) — Int/Div — Buy

Invesco European Small (ESMYX) (X) — Int/Div — Buy

Brokerage # 2 (IRA) (Merrill Lynch)

FIA Card Services NA, RASP {Bank of America) — Interest

Fidelity ADV DIV INTL 1 (FDVIX) — Int/Div

John Hancock Classic Value Fund CL UCVIX) — Int/Div

Principal Preferred Secuntes Fund CL P (PPSPX) — Int/Div

Principal Global Diversified, Inc. Fund (PGDPX) — Int/Div

RS Global Natural Resources Fund CL Y (RSNYX) — None

SunAmerica Senior Floating Rate Fund CL A (SASFX) — Int/Div

Thomburg L'1D Term Inc. FD CL (THIIX) — Int/Div

Eaton Vance Atlanta Capital - SMID (EISMX) — Distribution

Nuveen Preferred Securities (NPSRX) — Int/Div

Oppenheimer Developing Markets FD CL YODVYX) — Int/Div

Oppenhenmer Rising Dividends {OYRDX) — Distribution

Scout Mid Cap Fund CL Retail (UMBMX) — Distribution

Putnam Equity Spectrum Fund CL Y (PYSYX) — Distribution

Goldman Sachs Strategic Income Fund CL 1(GSZIX) — Int/Div

Brokerage # 3 (ROTH IRA) (Merrill Lynch)

FIA Card Services NA, RASP (Bank of America) — Interest

Putnam FD for Growth & Income FD CL Y(PGIYX) — Int/Div

Putnam Multi Cap. Growth Fund CL Y (PNOYX) — istnbution

Delaware Value Fund INSTL CL (DDVIX) — Int/Div

Oppenheimer Developimg Markets FD CLY (ODVYX) — Int/Div

Scout Mid Cap Fund CL Retail (UMBMX) — Int/Div

Goldman Sachs Rising (GSRLX) (X) — Int/Div — Buy

Invesco European Small (ESMYX) (X) — Int/Div — Buy

Agreement — 2015 — St. Thomas Law School, teaching -- compensation to be paid in 2016.

Line 5 -- this aset was exempt from prior disclosure because both the income and value thresholds were below the reporting requirements.

Lines 16, 17,41, & 42 - these assets were first acquired in 2018,