Ronald M. Whyte

California Water Bond due 2016 — Interest — Matured — T

California Water Bond due 2018 — Interest

Templeton Foreign Fund — None — Sold — 'T

Prudential CA Muni Frind — Int/Div

Pax World Fund — Int/Div

First Eagle Global Fund — None

Bank of the West Acct — Interest

Bank of the West Acct — Interest

Condo, Blaine County, Ketchum, 1D — Rent

Calamos Investment Trust Growth Fund — None

von Weise Properties, LLC — Distribution

Oppenheimer Dev Mrks Fd — None — Sold — T

ML Bank Deposit — Interest

Jackson Nat. Life Ins. Co. Tax Deferred Annuity — Interest

Fremont CA Un High Sch Bond — Interest

Alameda Corridor Tran Bond — None

San Jose Redev Agy Bond — Interest — Matured

Dreyfus Appreciation Fund — None — Sold

Bank of America RASP) — None

Pimco Short Term Fd — Interest

Blackrock Global Alloc. Fund — None

iShares Barclays 1-3 Year Credit — Int/Div — Buy — T

iShares Barclays U.S. Preferred Stock — Int/Div — Buy

iShares Barclays U.S. Preferred Stcock — Int/Div — Buy (add'l) — T

Ivy Asset Strategy Fd — None — Sold — 1

Pimco Commody RR Strat — None — Sold — T

Sector SPDR Utilities — Int/Div — Sold (part)

Sector SPDR Utilities — Int/Div — Sold

SPDR Gold Trust — None — Sold (part) — 1

SPDRSP Div ETF — Int/Div — Sold — T

ETFS Physical Prec. Metal — None — Sold (part)

First Trust Index Global Nat. Res. Inc (FTRD — None — Sold

SPDR BD Int. Govt, Infl — None — Sold — 1

Blackrock Muni — Int/Div

Healthcare Select SPDR — Int/Div — Sold (part)

Sector SPDR Consmrs STPL — Int/Div — Sold (part) — 'T

Sector SPDR Industrial Fund — Int/Div — Sold (part) — I

TIAA CRF Retirement Portfolio Fund — Distribution

Guggenheim Bulletshares 2021 Corp. Bd — Int/Div

Guggenheim Bulletshares 2017 Corp. Bd — Int/Div

Guggenheim Bulletshares 2020 Corp. Bd. — Int/Div

Guggenheim Bulletshares 2019 Corp. Bd. — Int/Div

Guggenheim Bulletshares 2018 Corp. Bd — Int/Div

iShares PHLX Semiconductor ETF — Int/Div — Sold — T

First Trust INDXX Global Nat. Res. Inc (FTRD — None — Sold — ‘I

Frunklin Convertible Securities — Int/Div — Sold

iShares NASDAQ Biotech — Int/Div — Sold — T

iShares IBOXX S Invt Grade Corp. Bd. — Int/Div — Sold — T

Prudential Short Term Corp. Bond Fd. Z — Int/Div — Buy (add'l)

Thronburg LTD Term Corp. Bond Fd. 2 — Int/Div — Sold (part)

Thomburg LTD Term Inc. Fd. CLI — Int/Div — Buy — 'T

Vanguard Financials ETF — Int/Div — Sold (part)

Vanguard Consumer Discretionary ETF — Int/Div — Sold — T

Vanguard Value ETF — None — Buy — 'T

Vanguard Value ETF — Int/Div — Sold

Vanguard Materials ETF — Int/Div — Sold

Vanguar Info Tech ETF — Int/Div — Sold — T

Vanguard Telecomm Srvs ETF — Int/Div — Sold (part)

Vanguard Telecomm Srvs ETF — Int/Div — Sold (part)

Vanguard REIT ETF — Int/Div — Sold (part)

Vanguard Intermediate Term Corp. Bd — Int/Div — Sold (part) — T

ASG Managed Futures — None — Buy

ASG Managed Futures — None — Sold (part)

First Eagle Overseas CLI — None — Buy — T

SPDR KBW Bank ETF — None — Buy — TI

Select Sector SPDR Tr — None — Buy

Select Sector SPDR Tr — Int/Div — Sold (part)

Sector SPDR Energy — None — Buy

Vaneck Vectors Semicond — None — Buy

Vaneck Vectors Semicond. — None — Sold — T

Vaneck Vectors Semicond. — None — Sold

Vanguard Short Term Fund — Int/Div — Buy — T

Franklin Floating Fund — Int/Div — Buy

iShares Select DIVD ETF — None — Buy — T

iShares Select DIVD ETF — Int/Div — Sold (part)

iShares S&P Growth — None — Buy — T

iSares S&P Growth — Int/Div — Sold — T

Vanguard Short Term Corp Bond Fd — Int/Div — Buy — T

Materials Select Sector SPDR — Buy

Matenals Select Sector SPDR — Int/Div — Sold (part) — T

Franklin CA Intermed Term — Int/Div — Buy

First Trust ISE Revere — None — Buy — T

First Trust ISE Revere — Int/Div — Sold (part)

First Trust NYSE ARCA Biotech — Buy — 'T

First Trust NYSE ARCA Biotech — None — Sold (part)

iShares US Preferred Stock — Buy

iShares US Preferred Stock — Int/Div — Sold — 1

Metropolitan West Tr. Bond Fund — Int/Div — Buy — T

NTXS ASG Fut Str Fund Y — None — Buy

NTXS ASG Fut Str Fund Y — None — Sold (part)

ML Bank Deposit — Interest

Member, Santa Clara Law School IP Advisory Board

Part VII, Item 9: Ketchum 1D condo's assessed value is $296,888

Item 14 of Part VII: Juckson National Life Insurance Co. has advised that this annuity is a fixed deferred annuity.

In this Amended Report, the following corrections have been made to Section VII:

Vanguard Short Term Fund was sold during the reporting period,

ML Bank Deposit was owned during the reporting period

Vanguard Information Tech ETF was sold during the reporting period.