Nicholas Garaufis

RCA CAPITAL GROUP LLC BANK DEPOSIT SWEEP PROGRAM — Interest

DAVIS NEW YORK VENTURE CLASS A — Int/Div

NEUBERGER BERMAN FOCUS FUND — Int/Div

BLACKROCK FLEXIBLE EQUITY FD CLA — Int/Div

INVESTCO AMERICAN FRANCHISE CL A — Int/Div

INVESTCO GLOBAL GROWTH FD CL A — Int/Div

AMERICAN BALANCED SHARES CL F! — Int/Div

ISHARES TR. RUSSELL 1000 VALUE ETF — Int/Div

AB GLOBAL REAL ESTATE INVESTMENT CL A — Int/Div

OPPENHEIMER MID CAP VALUE FUND — Int/Div

ABGROWITH & INCOME FUNDCL A — Int/Div

CITY OF NEW YORK DEFERRED COMPENSATION PLAN — Int/Div

ABC PENSION PLAN — None

INVESTCO GLOBAL LOW VOLATILITY — Int/Div — Sold (part)

INVESTCO GLOBAL LOW VOLATILITY — Sold

ISHARES RUSSELLMIDCAP ETF ISIN — Int/Div

ISHARES MSCI EAFE ETF — Int/Div — Buy (add'l)

ISHARES RUSSELL GROWTH 2000 ETF — Int/Div — Sold (part)

ISHARES MSC EMERGING MKT — Int/Div

FRANKLIN MUTUAL SHARES FD — Int/Div

ISHARES S&P S00 GROWTH ETF TR — Int/Div

PIMCO TOTAL RETURN CLC — Int/Div — Sold (part)

OPPENHEIMER GLOBAL FUND — Int/Div

INVESTCO EQUITY & INCOME — Int/Div — Sold (part)

INVESTCO EQUITY & INCOME — Sold (part)

AMERICAN FUNDS: AMERICAN BALANCED CLASS C — Int/Div

ABLGCAPGROWTH A — Int/Div

AMERICAN FUNDS: AMERICAN CAPITAL INCOME BUILDER CLASS ( — Int/Div

AMERICAN GROWTH FD OF AMERICA C — Int/Div

AMERICAN FUNDS: AMERICAN HIGH INCOME CLASS FUND — Int/Div

INVESTCO DEVELOPING MKT CL A — Int/Div

PIMCO COMM REAL RETURN — Int/Div

I SHARES S&P SMCAP 600 — Int/Div — Buy (add'l)

I SHARES S&P SMCAP 600 — Buy (add'l)

COLUMBIA SM CAP VAL I CIA — Int/Div

EAGLE SMALLER COMPANY FUND — Int/Div — Sold (part)

ISHARES RUSSELL 2000 ETF — Int/Div

PIMCO UNCONSTRAINED — Int/Div

ARTISAN INTL INVESTOR — Int/Div — Buy (add'l)

SALIENT SELECT INC INST — Int/Div

ISHARES TR COHEN & STEERS REIT ETF — Int/Div

PIMCO HIGH YIELD A — Int/Div

BLACKROCK GLOBAL ALLOCATION FDCLC — Int/Div

ARTISAN MID-CAP VALUE — Int/Div

MAINSTAY ICAP SELECT — Int/Div

DEUTSCHE SMALL CAP VALLE — Int/Div

GOLDMAN SACHS SATELLITE STRAT PORTFOLIO — Int/Div

BLACKROCK EQUITY DIVIDEND — Int/Div

FIDELITY ADVISORS FLOATING RATE HIGH INC FD — Int/Div

ISHARES S&P SOO ETF TRUST UNIT — Int/Div

ISHARES S&P MID-CAP 300 GROWTH — Int/Div

ISHARES RUSSELL TOP 200 VALUE — Int/Div

ISHARES S&P MIDCAP 400 VALLE — Int/Div

ALLIANZGI NFS INTL VALUE — Int/Div

JIPMORGAN LARGE CAP GROWTH — Int/Div

PIMCO CORPORATE & INCOME OPPORTUNITY FD — Int/Div

ISHARES EDGE MSCI MIN VOL EAFE ETF — Int/Div — Buy (add'l)

ISHARES EDGE MSCI MIN VOL EAFE ETF — Buy (add'l)

ISHARES EDGE MSCI MIN VOL EAFE ETF — Buy (add'l)

AB DISCOVERY VALUE FD — Int/Div

COHEN & STEERS REAL ESTATE SECURITIES — Int/Div

T.ROWE PRICE GROWTH — Int/Div — Buy

Income — 2016 — ABC INC. RETIREMENT PLAN - PENSION INCOME (FIDELITY INVESTMENTS INSTITUTIONAL OPERATONS) — $11,422.00

Income — 2016 — COLUMBIA UNIVERSITY - TEACHING — S30.000.00

Spouse's income — 2016 — CITIZENS BUDGET COMMISSION, FORM 1099-MISC. - CONSULTING INCOME

Spouse's income — 2016 — JIPMORGAN CHASE FOR DELOITTE. FORM 1099-R - PENSION INCOME

Spouse's income — 2016 — MAIMONIDES MEDICAL CENTER, FORM 1099-MISC « CONSULTING INCOME

Spouse's income — 2016 — NATIONAL FINANCIAL SERVICES, FORM 1099-R - PENSION INCOME

VII, PAGE 4 OF 9, LINE 14:

ABC, INC, PENSION PLAN. I AM DESIGNATED TO RECEIVE MONTHLY PENSION BENEFITS UNDER MY LATE WIFE'S PENSION PLAN

PART 111, LINE 2 DISCLOSES INCOME RECEIVED, THESE PAYMENTS WILL CEASE UPON MY DEATH,

VIL, PAGE 4 OF 9, LINE 5:

NAME CHANGED FROM INVESCO VAN KAMPEN AMERICAN FRANCHISE TO INVESTCO AMERICAN FRANCHISE CL A.

VII, PAGE 4 OF 9, LINE §:

NAME CHANGED FROM ALLIANCE BALANCED SHARES CL B TO AMERICAN BALANCED CL FI.

VII, PAGE 5 OF 9, LINE 22:

NAME CHANGED FROM SPDR S&P 500 ETF TR TO ISHARES S&P 500 GROWTH ETF TR

VII, PAGE 6 OF 9, LINE 37:

NAME CHANGED FROM EAGLE SM CAP FD A TO EAGLE SMALLER COMPANY FUND

VIL, PAGE 6 OF 9, LINE 41:

NAME CHANGED FROM FORWARD SELECT INC INST TO SALIENT SELECT INC INST

VII, PAGE 7 OF 9, LINE 51:

NAME CHANGED FROM ISHARES S&P 500 GROWTH TO ISHARES S&P 500 ETF TRUST UNIT

VII, PAGE 7 OF 9, LINE 58:

NAME CHANGED FROM ISHARES MSCI EAFE MIN VOLATIL TO ISHARES EDGE MSCI MIN VOL EAFE ETF