James Orenstein

What was filed

248
investments
1
positions
1
gifts
0
agreements
1
debts
0
reimbursements
1
income
1
spouse income

Named parties

between accounts
to line 74
to line 75
to line 76
to line 77
to line 78
to line 79
to line 30
to line 81
to line 138
to line
to line 82
to line 83
to line 84
to linc 85
note, Part VII
note m Part VII
note, Part VIII
to line 86
to linc 87
to line 137
to line 140
New York Umiversaty School of Law
Federal Bar Council
Department of Education Direct Loan Servicing
New York University School of Law
Department of Justice - US. Attorney's Office, Eastern District of New York

As filed

Ennis TX Indpt Sch Dst Municipal Bond — None

Evergreen CA Elem Sch Dist Municipal Bond — None — Buy

Pimco Dynamic Cr Income Fund — Int/Div — Buy

Pimco Dynamic Cr Income Fund — Buy (add'l)

Pimco Dynamic Cr Income Fund — Sold (part)

Pimco Dynamic Cr Income Fund — Buy (add'l)

John Hancock New York Venture Annuity — None — from line 62) — between accounts

Lincoln Life Moneyguard Reserve — None — Buy

JOINT UBS ACCT (..49) — Int/Div

UBS Bank USA Dep Acct — Interest — from line 73) — between accounts

UBS Bank USA Dep Acct — from line 59) — between accounts

UBS Bank USA Dep Acct — Sold (part) — to line 74

UBS Bank USA Dep Acct — Sold (part) — to line 75

UBS Bank USA Dep Acct — Sold (part) — to line 76

UBS Bank USA Dep Acct — Sold (part) — to line 77

UBS Bank USA Dep Acct — Sold (part) — to line 78

UBS Bank USA Dep Acct — Sold (part) — to line 79

UBS Bank USA Dep Acct — Sold (part) — to line 30

UBS Bank USA Dep Acct — Sold (part) — to line 81

UBS Bank USA Dep Acct — Sold (part) — to line 138

UBS Bank USA Dep Acct — Sold (part) — to line

UBS Bank USA Dep Acct — Sold (part) — to line 82

UBS Bank USA Dep Acct — Sold (part) — to line 83

UBS Bank USA Dep Acct — Sold (part) — to line 84

UBS Bank USA Dep Acct — Sold (part) — to linc 85

RMA Government Portfolio — Int/Div — Buy (add'l)

RMA Government Portfolio — Sold (part)

RMA Government Portfolio — Sold

Apple Computer Inc — Int/Div

AT&T Inc — Int/Div

Centurylink Inc — Int/Div

Lorillard Inc — Int/Div — Buy (add'l)

Lorillard Inc — Buy (add'l)

Salesforce.com Inc — None

Ishares Trust S&P Latin Amer 40 Index Fund — Int/Div

Blackrock U.S. Opportunities — None — Sold

Cushing MLP Premier Fund — Int/Div — Buy

Cushing MLP Premier Fund — Buy (add'l)

Fidelity Advisor New Insights Fund C1 A — Int/Div — Buy (add'l)

Henderson Global Equity Income Fund C1 A — Int/Div — Buy

Henderson Global Equity Income Fund C1 A — Buy (add'l)

Hennessy Cornerstone Growth Fund Institutional Class — None

JP Morgan U.S. Large Cap Core Plus Fund A — Int/Div — Buy (add'l)

Neuberger Berman Equity Income Fund Class A — Int/Div — Buy (add'l)

Neuberger Berman Equity Income Fund Class A — Buy (add'l)

Neuberger Berman Intrinsic Value Fund Class A — Int/Div — Buy

Neuberger Berman Intrinsic Value Fund Class A — Buy (add'l)

Qakmark Fund Class — Int/Div — Buy (add'l)

Oppenheimer Developing Markets Fund CA — Int/Div — Sold (part)

Kinder Morgan Energy Partners MLP — Int/Div

Artio Global High Income Fund Class A — Int/Div — Buy (add'l)

Artio Global High Income Fund Class A — Buy (add'l)

Artio Global High Income Fund Class A — with line 203) — note, Part VII

Aberdeen Global High Income Fund Class A — Int/Div — Open — note, Part VII

Aberdeen Global High Income Fund Class A — Buy (add'l)

DWS Municipal Income Trust — Int/Div — Sold

Nuveen Ins Muni Opport Fd — Int/Div — Sold

Nuveen Prem Income Mun Fund 2 Ing — Int/Div — Sold

Loomis Sayles Strategic Income Fund Class A — Int/Div — Buy (add'l)

Lord Abbett Floating Rate Fund A — Int/Div — Buy

Lord Abbett Floating Rate Fund A — Buy (add'l)

Mainstay High Yield Opportunity Class A — Int/Div — Buy (add'l)

Pimco Total Return Fund Class A — Int/Div — Buy

Pimco Total Return Fund Class A — Buy (add'l)

Virtus Multi-Sector Short Term Bond Fund Class A — Int/Div — Buy

Gateway Fund Class A — Int/Div

Mainstay Marketfield Fund Class — Int/Div — Buy

Neuberger Berman Long Short Fund Class A — Int/Div — Buy

Neuberger Berman Long Short Fund Class A — Buy

First Eagle Gold Fund Class A — None — Sold

First Eagle Global Fund Class A — Int/Div — Buy (add'l)

Vanguard Bd Index Fd Inc Short Term Bond — Int/Div — Buy

Vanguard Bd Index Fd Inc Short Term Bond — Sold (part)

Vanguard Bd Index Fd Inc Short Term Bond — Sold

DWS Floating Rate Fund Class A — Int/Div — Buy

Pimco All Assets All Auth-A — Int/Div — Buy

Pimco All Assets All Auth-A — Buy (add'l)

Pimco All Assets All Auth-A — put)

Pimco All Assets All Auth-A — Sold

Lord Abbett Short Duration Income Fund Class A — Int/Div — Buy

Lord Abbett Short Duration Income Fund Class A — Sold

JO/FAMILY £3 UBS ACCT (.L.LTD) — Int/Div — Open

UBS Bank USA Dep Acct — Interest — Open

Amer Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy

Amer Funds Capital World Growth & Income Fund C1 A — Buy (add'l)

JO/FAMILY #4 UBS ACCT (...7T9) — Int/Div — Open

UBS Bank USA Dep Acct — Interest — Open

Amer Funds Capital World Growth & Income Fund C1 A — Int/Div — Buy

Amer Funds Capital World Growth & Income Fund C1 A — Buy (add'l)

Chase bank accounts (with Family Member #2) — Interest

IBM — Int/Div

Verizon — Int/Div

EEE Family Real Estate Trust (as appraised on 11/12/2008) — Interest

JOUBSACCT(.12) — Int/Div

UBS Bank USA Deposit Acct — Interest

UNTS First Trust Target VIP Aug 2012 — Int/Div — Redeemed

UNTSFTTGTVIP4Q 13 — Int/Div — Buy

JOUBSACCT(.8%) — None

Columbia Growth NY 529 Portfolio Class A — None — with line 11) — note m Part VII

JPMorgan 529 Moderate Growth Portfolio Fund Class A — None — Open — note m Part VII

JOUBSROTH(.4N) — Int/Div

UBS Bank USA Deposit Account — Interest

Apple Inc — Int/Div

EMC Corp — Int/Div

Google Inc — None

Ishares Trust Core S&P Smallcap — Int/Div

Ishares Trust S&P Latin Amer 40) Index Fund — Int/Div

SPDR S&P Midcap 400 — Int/Div

Fidelity Advisor New Insights Fund — Int/Div — Buy (add'l)

El Paso Pipeline Partners LP — Int/Div

Nuveen Quality Preferred Income Fund 2 — Int/Div

Nuveen Quality Preferred Income Fund — Int/Div

Alliance Bernstein High Income Fund — Int/Div — Buy (add'l)

Alliance Bernstein High Income Fund — Buy (add'l)

Alliance Bernstein High Income Fund — Buy

Alliance Bernstein High Income Fund — Buy (add'l)

Putmam Diversified Income Trust — Int/Div

Templeton Global Total Return Class A — Int/Div — Buy (add'l)

SPDR Gold Trust — None

Invesco Balanced-Risk Allocation Fund A — Int/Div — Buy (add'l)

Pimco All Assets Auth-A — Int/Div — Sold

Putam Absolute Return SOO — Int/Div — Sold (part)

Putam Absolute Return SOO — Sold (part)

Putnam Capital Spectrum A — Int/Div — Buy

Putnam Capital Spectrum A — Buy (add'l)

FAMILY 22 UBS ROTH (..4%) — Int/Div

UBS Bank USA Dep Acct — Interest

American Funds Capital World Growth & Income Fund Cl A — Int/Div

American Funds New World Fund C1 A — Int/Div

American Funds Smallcap World Fund CI A — Int/Div — Buy (add'l)

American Funds Euro Pacific Growth Fund C1 A — Int/Div

American Funds Growth Fund of America CIA — Int/Div — Buy (add'l)

American Funds Income Fund of America ClA — Int/Div

American Funds New Perspective Fund CA — Int/Div — Buy (add'l)

American Funds Washington Mutual Tnvestors Fund C1 A — Int/Div

American Funds American Balanced Fund CIA — Int/Div

Kem County CA Municipal Bond — None

JOUBS ACCT (..34) — Int/Div — Closed

RMA NY Money Fund — Int/Div — Sold — note, Part VIII

Sallie Mae Ednotes Callable — None — Distnbuted — to line 86

Florida State Brd. Ed. Cap. Outlay FSA — None — Distnbuted — to linc 87

John Hancock New York Venture Annuity — None — Distnbuted — to line 137

JOUBSACCT(.29) — None

Bond Fund of America — None

Capital World Growth & Income Fund — None

Euro Pac Growth Fund — None

Growth Fund of Amenca — None

Income Fund of America — None — Buy (add'l)

New Perspective Fund — None

Smallcap World Fund — None

Washington Mutual Investors Fund — None — Buy (add'l)

JOINT UBS ACCT (..4%) — Int/Div

UBS Bank USA Dep Acct — Interest — Sold (part) — to line 140

UBS Bank USA Dep Acct — from lime 142) — between accounts

UBS Bank USA Dep Acct — from line 143) — between accounts

UBS Bank USA Dep Acct — from line 144) — between accounts

UBS Bank USA Dep Acct — from lime 145) — between accounts

UBS Bank USA Dep Acct — from line 146) — between accounts

UBS Bank USA Dep Acct — from line 147) — between accounts

UBS Bank USA Dep Acct — from line 148) — between accounts

UBS Bank USA Dep Acct — from lime 149) — between accounts

UBS Bank USA Dep Acct — from line 152) — between accounts

UBS Bank USA Dep Acct — from line 153) — between accounts

UBS Bank USA Dep Acct — from line 154) — between accounts

UBS Bank USA Dep Acct — from line 155) — between accounts

Sallie Mae Ednotes Callable — Interest — from line 61) — between accounts

Florida State Brd. Ed. Cap. Outlay FSA — Interest — from line 61) — between accounts

Florida State Brd. Ed. Cap. Outlay FSA — Redeemed

Long Island NY Pwr Elec Municipal Bonds — None

NYC Water Municipal Bonds — Interest — Sold (part)

NYC Water Municipal Bonds — Sold (part)

NYS Dorm Municipal Bond — None

Oklahoma City OK Municipal Bond — None

Indiana Transn Fin Auth Municipal Bond — None

Dry Creek CA Municipal Bond — None — Buy

Yorba Linda CA Mumcipal Bond — None

Clark Co Wash Vancouver Ser ( Municipal Bond — None — Sold

DC Washington Mandarin Hotel Municipal Bond — None

Palo Alto CA Municipal Bond — None

Adams 12 Five Star Schs Colo Municipal Bond — None

New York City SR A Municipal Bond — None

Brock Tex Indpt Sch Dst Municipal Bond — None

Prosper Tx Isd Rfdg Bk Municipal Bond — None

Medina Valley TX Municipal Bond — None

San Rafael CA City Hi GH Municipal Bond — None

Utah Tran Auth Sales Tax Municipal Bond — None

Lewisville TX Municipal Bonds — None

Manhattan Beach USD Cal Municipal Bond — None

Chicago IL Bd of Ed Municipal Bond — None

Athens-Clarke County GA Municipal Bond — Interest

Monterey Peninsula CA Municipal Bond — None

Chicago IL Lakefront Municipal Bond — None

Houston TX Wir & Swr Municipal Bond — None

Washington State Ser E Municipal Bond — None

NJ Trans Trust Municipal Bonds — None

Wentzville Mo Sch Municipal Bond — None

St Johns Cnty FL Wir Swr Sr B Municipal Bond — None — Buy

Escondido CA UHSD Municipal Bond — None — Buy

San Joaquin Delta Comnty Ser B Municipal Bond — None — Buy

Triborough Bridge & Tunnel Municipal Bond — None — Buy

Triborough Bridge & Tunnel Municipal Bond — Sold

Denton TX Indep Sch Mumcipal Bond — None

Mesquite TX ISD Municipal Bond — None

Washington St Mtr Vehicl Municipal Bond — None — Buy

Adpunct professor, New York Umiversaty School of Law

Gift — Federal Bar Council — Tickets To Law Day Dinner — $650.00

Liability — Department of Education Direct Loan Servicing — Family member's student loan

Income — 2013 — New York University School of Law — $26,955.00

Spouse's income — 2013 — Department of Justice - US. Attorney's Office, Eastern District of New York

Part VII, generally: For all asset sales resulting in a loss or no net gain, | have left Column D{4) blank. Also, | no longer report "— Cash” as a separate asset line

within individual UBS accounts (as | did in some prior reports), as such information merely duplicates information provided in the line providing the overall

value of the account itself. For similar reasons, and to simplify this report, 1 no longer report on separate lines the movement of money between UBS accounts in

connection with transactions reported in the lines for specific assets.

Part VII, line 4: The valuation of my share of the Jl] Family Real Estate Trust is based on an appraisal of the value of the property held in trust as of January

23, 2008 (the date | inherited my share). The appraisal was reported on November 12, 2008.

Part VII, lines 10-11: I neglected to include in my 2012 Annual Report the fact that there was a sub-advisor change on my NY 529 account from Columbia to

JPMorgan, as 4 result, starting in May 2012, the asset previously listed as "Columbia Growth NY 529 Portfolio Class A" should have been listed as "JPMorgan

529 Moderate Growth Portfolio." Please deem my 2012 Annual report amended accordingly.

Part VII, line 17: The asset previously described as "Ishares Trust S&P Smallcap 600” now appears on my monthly brokerage account statements as "Ishares Trust

Core S&P Smalicap.” I have adopted the name change here to avoid future reporting problems.

Part VII, lines 58-62: The the account listed as JO UBS ACCT (...34) was closed after its assets were transferred to other UBS accounts in February and March.

The proceeds of the sale of the RMA NY Money Fund on 2/4/13 (line 59) were transferred to another account (see line 141).

Part VII, lines 201-202: The Artio fund was acquired by Aberdeen in 2013, and the change first appeared on my brokerage statement in May 2013.