Milan Dale Smith jr

What was filed

360
investments
1
positions
0
gifts
0
agreements
0
debts
1
reimbursements
0
income
2
spouse income

Named parties

Ninf ucicia Circuit ~isforica Socie'y
Lewis & Clark Law School
Self Emploved Attorney
Gogian Foundation-Trustee

As filed

General Electric Co — Int/Div — Buy (add'l)

General Electric Co — Buy (add'l)

General Electric Co — Sold (part)

Intuitive Surgical Inc — None

American Tower Corp CL A — Int/Div — Sold (part)

American Tower Corp CL A — Sold (part)

Devon Energy Corp New — Int/Div — Sold (part)

Pepsico Incorporated — Int/Div — Sold (part)

Pepsico Incorporated — Sold (part)

Canadian Natl Ry Co. — Int/Div

Aetna: Whole Life Insurance Policy — None

Quanta SVCS Inc — None — Buy (add'l)

Quanta SVCS Inc — Sold (part)

Oneok Inc New — Int/Div — Buy (add'l)

Century Tel, Inc. Cpn 5.000% Due 2/15/15 — Interest — Sold

Money Mkt Oblig Trust Auto Cash Mgmt — None — Closed

American Capital Agency Corp — Int/Div — Buy (add'l)

American Capital Agency Corp — Buy (add'l)

American Capital Agency Corp — Sold (part)

Williams Partners LP Com Unit Ltd Part Int — Distribution — Sold (part)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div — Buy (add'l)

Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Buy (add'l)

Capstead Mtg Corp Com No Par — Int/Div — Sold (part)

Capstead Mtg Corp Com No Par — Sold

MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div

Putnam Managed Municipal Income Trust: SBI — Int/Div

Putnam Mumcipal Opportunities Trust-SBI — Int/Div — Sold (part)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Buy (add'l)

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Ford Motor Co. — Int/Div — Buy

Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Sold (part)

Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)

Ishares Barclays Intermediate Credit Bond Fund — Buy (add'l)

S10. — Sold (part)

Ishares Barclays 1-3 YR Credit Bond Fund ETF — Int/Div — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund ETF — Buy (add'l)

Ishares Barclays 1-3 YR Credit Bond Fund ETF — Sold (part)

Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Int/Div — Sold (part)

Ishares Core US Credit Bond (FKA Ishares Trst Barclay Credit Bond ETF) — Sold (part)

Ameren Corp — Int/Div — Sold (part)

Ameren Corp — Sold (part)

Cenovus Energy Inc (Y)

Abbott Laboratones — Int/Div — Sold (part)

Enterprise Products Partners LP — Distribution — Sold (part)

Blackrock Income Trust Inc — Int/Div — Sold (part)

Blackrock Income Trust Inc — Sold (part)

Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)

Gabelli Dividend & Income Fund — Buy (add'l)

Gabelli Dividend & Income Fund — Sold (part)

Eli Lilly & Co — Int/Div — Buy (add'l)

Eli Lilly & Co — Sold (part)

Statoil Asa Sponsored ADR — Int/Div — Sold (part)

Statoil Asa Sponsored ADR — Sold

Windstream Corp — Int/Div — Buy (add'l)

Windstream Corp — Buy (add'l)

Windstream Corp — Sold (part)

Windstream Corp — Sold

Western Asset Emerging Mkts Income Fd Ine — Int/Div — Sold

RBC Prime Money Market Cash Reserve — None — Closed

H & Q Healthcare Investors SBI — Int/Div

Managed Duration Invt Grade Mun FD — Int/Div — Buy

Managed Duration Invt Grade Mun FD — Sold (part)

shares TR S&P Short Term Natl Amiefr — Int/Div — Sold (part)

Textron Inc — Int/Div

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Buy (add'l)

Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Sold (part)

BlackRock Credit Allocation — Int/Div — Buy (add'l)

BlackRock Credit Allocation — Buy (add'l)

BlackRock Credit Allocation — Sold (part)

Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy (add'l)

Ishares Trust S&P Global Info Technology Sector Index Fund — Sold (part)

Calamos Global Dynamic Income Fund — Int/Div — Buy (add'l)

Calamos Global Dynamic Income Fund — Buy (add'l)

Calamos Global Dynamic Income Fund — Sold (part)

Coming Inc — Int/Div — Buy (add'l)

Coming Inc — Sold (part)

Templeton Global Bond Fund Advisor CL — Int/Div — Sold (part)

Templeton Global Bond Fund Advisor CL — Sold

AES Corp — Int/Div — Buy (add'l)

AES Corp — Sold (part)

AES Corp — Sold

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Int/Div — Buy (add'l)

Koninklijke Philips Electrs N V Sponsored ADR New 2000 — Sold (part)

Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div

Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div — Sold

Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div

Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div

Gabelli Healthcare & Wellness Trust — Int/Div — Sold (part)

Gabelli Healthcare & Wellness Trust — Sold (part)

BlackRock Strategic Equity Dividend Trust — Int/Div — Sold (part)

BlackRock Strategic Equity Dividend Trust — Sold (part)

BlackRock Strategic Equity Dividend Trust — Sold

RE¥S — Sold

BlackRock Equity Dividend Trust — Int/Div — Buy (add'l)

BlackRock Equity Dividend Trust — Buy (add'l)

BlackRock Equity Dividend Trust — Sold (part)

Centerpoint Energy Inc — Int/Div — Buy (add'l)

Centerpoint Energy Inc — Sold (part)

Amencan Electric Power Co Inc — Int/Div — Buy (add'l)

Amencan Electric Power Co Inc — Buy (add'l)

Amencan Electric Power Co Inc — Sold (part)

Ishares TR Dow Jones EPAC Select Dividend — None — Sold

Targa Resources Partners LP Unit Ltd Partnership Int — Int/Div — Sold

Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Buy (add'l)

Pimco ETF TR Enhanced Short Maturity — Sold (part)

Southern Co — Int/Div

Ishares TR Dow Jones SEL Divid Index FD — Int/Div

Amencan Capital Mortgage Investment Corp — Int/Div — Sold

FirstEnergy Corp — Int/Div

Sempra Energy — Int/Div — Buy (add'l)

Sempra Energy — Buy (add'l)

Sempra Energy — Sold (part)

Anworth Mortgage Asset Corp — Int/Div — Sold (part)

Anworth Mortgage Asset Corp — Sold (part)

Anworth Mortgage Asset Corp — Sold

Frontier Communications Corp — Int/Div — Buy (add'l)

Frontier Communications Corp — Buy (add'l)

Frontier Communications Corp — Sold (part)

Eaton Vance Risk Managed Global Diversified Equity Income — Int/Div — Buy (add'l)

Eaton Vance Risk Managed Global Diversified Equity Income — Sold (part)

Eaton Vance Tax Managed Global Diversified Equity Income — None

EMC Corp-Mass — Int/Div — Sold

Hollyfrontier Corporation — Int/Div — Buy (add'l)

Hollyfrontier Corporation — Sold (part)

Intel Corp — Int/Div — Buy (add'l)

Intel Corp — Buy (add'l)

Intel Corp — Sold (part)

Ford Motor Co. — Sold

Abbvie Inc. (Spinoff of Abbott Laboratories) — Int/Div

Merck & Co. Inc — Int/Div — Sold (part)

Air Lease Corporation — Int/Div — Sold (part)

Eaton Vance California Municipal Bond Fund — Int/Div — Sold (part)

Eaton Vance California Municipal Bond Fund — Sold (part)

Ishares 2018 AMT Free Muni Term ETF — Int/Div

Conagra Foods Inc — Int/Div — Sold (part)

Discover Financial Services — Int/Div — Buy (add'l)

Discover Financial Services — Buy (add'l)

Discover Financial Services — Sold (part)

Citigroup Inc Com — Int/Div

Neuberger Berman Real Estate Securities Income Fund — Int/Div

Clearbridge Energy MLP Total Return Fund Ine — Int/Div — Buy (add'l)

Clearbridge Energy MLP Total Return Fund Ine — Buy (add'l)

Clearbridge Energy MLP Total Return Fund Ine — Sold (part)

Clearbridge Energy MLP Total Return Fund Ine — Sold

Sunedison Inc — None — Buy (add'l)

Sunedison Inc — Sold (part)

Money Mkt Obligs Tr Federated Prime Obligs FD — Int/Div

Ishares MSCI All County World Minimum Voalatility ETF — Int/Div — Buy (add'l)

Ishares MSCI All County World Minimum Voalatility ETF — Buy (add'l)

Ishares MSCI All County World Minimum Voalatility ETF — Sold (part)

Ishares MSCI All County World Minimum Voalatility ETF — Sold

Ishares 3 to 7 Year Treasury Bond ETF — Int/Div — Buy (add'l)

Ishares 3 to 7 Year Treasury Bond ETF — Buy (add'l)

Ishares 3 to 7 Year Treasury Bond ETF — Sold (part)

Ishares US ETF Tr Short Term Maturity Bond ETF — Int/Div — Buy (add'l)

Pimeco Broad US Tips Index Exchange Traded Fund — Int/Div — Sold (part)

Pimeco Broad US Tips Index Exchange Traded Fund — Sold

Goldcorp Inc — Int/Div — Buy (add'l)

Goldcorp Inc — Sold (part)

Goldcorp Inc — Sold

Ome Gas Inc — Int/Div — Sold (part)

Ishares Tr 0-5 Yr Invt Grade Corp Bd ETF — Int/Div

SPDR Nuveen Barclays California Municipal Bond ETF — Int/Div

Nuveen California AMT Free Municipal Income Fund — Int/Div — Sold (part)

SPDR Nuveen Barclays Short Term Municipal Bond ETF — Int/Div — Sold

Tocqueville Gold Fund — None — Buy (add'l)

Tocqueville Gold Fund — Buy (add'l)

Tocqueville Gold Fund — Sold (part)

Tocqueville Gold Fund — Sold

Ishares Gold Trust — None — Buy (add'l)

Ishares Gold Trust — Sold (part)

Ishares Gold Trust — Sold

Central Fund of Canada LTD CL-A Non Voting Shares — Int/Div — Buy

Central Fund of Canada LTD CL-A Non Voting Shares — Sold (part)

Pimco Intermediate Municipal Bond Active Exchange Traded Fund — Int/Div

Vanguard Mega Cap Value ETF — Int/Div — Buy (add'l)

Vanguard Mega Cap Value ETF — Buy (add'l)

Vanguard Mega Cap Value ETF — Sold (part)

Vanguard Mega Cap Value ETF — Sold

Alps ETF TR Alerian MLP — Int/Div — Buy (add'l)

Alps ETF TR Alerian MLP — Sold (part)

Alps ETF TR Alerian MLP — Sold

Pattern Energy Group Inc Class A — Int/Div — Buy (add'l)

Pattern Energy Group Inc Class A — Buy (add'l)

Pattern Energy Group Inc Class A — Sold (part)

RIT) — Sold (part)

RIT) — Sold

Ventas Inc — Int/Div — Buy (add'l)

Ventas Inc — Sold (part)

Ventas Inc — Sold

Pimeo 1-5 Year US Tips Index Exchange Traded Fund — None — Sold

First Trust Energy Income and Growth Fund — Int/Div — Sold

Kinder Morgan Inc — Int/Div — Buy (add'l)

Kinder Morgan Inc — Sold (part)

Centurylink Inc — Int/Div — Buy

Centurylink Inc — Buy (add'l)

Centurylink Inc — Sold (part)

Northern Tier Energy LP — Int/Div — Buy

Northern Tier Energy LP — Buy (add'l)

Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Int/Div — from line &5)

Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Buy (add'l)

Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Sold (part)

Communications Sales & Leasing Inc Com (Spinoff of Windstream Corp) — Sold

Bank of Nova Scotia — None — Buy

Bank of Nova Scotia — Buy (add'l)

Amnnaly Capital Management Ine — Int/Div — Buy

RE¥S — Buy (add'l)

RE¥S — Sold (part)

Eastman Chemical Co — Int/Div — Buy

Eastman Chemical Co — Sold (part)

R¥3] — Sold

Invesco Mortgage Capital Inc — Int/Div — Buy

Invesco Mortgage Capital Inc — Sold (part)

Invesco Mortgage Capital Inc — Sold

Care Capital Properties Inc. (Spinoff of Ventas Inc) — Int/Div — from line 311)

Adb6 — Sold (part)

Adb6 — Sold

Vanguard Calif Tax Free Intermediate Term Tax Exempt Fund — None — Buy

Eaton Corporation — Int/Div — Buy

Eaton Corporation — Sold

Nuveen Dividend Advantage Municipal Fund — Int/Div — Buy

Nuveen Dividend Advantage Municipal Fund — Sold

Vanguard Short Term Government Bond FTF — Int/Div — Buy

Vanguard Short Term Government Bond FTF — Buy (add'l)

Vanguard Short Term Government Bond FTF — Sold (part)

US Govt Money Market Fund RBS Reserve Class — Int/Div — Open

Transamerica Advisors: Whole Life Insurance Policy — None — Open

Aurora National Life Assurance: Whole Life Insurance Policy — None — Open

Metlife: Whole Life Insurance Policy (X) — Int/Div

Direc or, Ninf ucicia Circuit ~isforica Socie'y

Reimbursement — Lewis & Clark Law School — 1103/15- 1105/15 — Portland, OR — Give Huffman Lecture — Transportation, food & hotel

Spouse's income — 2015 — Self Emploved Attorney

Spouse's income — 2015 — Gogian Foundation-Trustee

Item 16, Part VII (Aetna: Whole Life Insurance Policy). This Asset, Aetna: Whole Life Insurance Policy, name has been changed to reflect the policy type. This

policy is a whole life insurance policy, not a variuble life insurance policy, for which the policy holder has no control over the assets. The policy was a gift from

parent to child.

Item 65, Part VII (Cenovus Energy Ine). This Asset, Cenovus Energy Inc, was entirely disposed of in 2014. The 2014 FDR was marked "sold (part)” which

should have been marked “sold” in order to show the asset was fully disposed of in the reporting year.

Item 360, Part VII (Metlife: Whole Life Insurance Policy). This Asset, Metlife: Whole Life Insurance Policy, was included with item 16 (Aetna: Whole Life

Insurance Policy). The 2014 FDR should have had the two assets separated into individual lines in order to show two separate policies. This policy is a whole life

insurance policy, not a variable life insurance policy, for which the policy holder has no control over the assets, The policy was a gift from parent to child.