Ronald L Ellis

Axa Equitable (Formerly "The Equitable” 40K x Alliance Common Stock — Int/Div

Vanguard Group: Rollover Pension: Wellington Fund — Int/Div

TIAA-CREF; Retirement; Mutual Fund Account

CREF Stock — Int/Div

TIAA Real Estate — Int/Div

CREF Fixed Income — Int/Div

JP Morgan Chase Bank; Checking/ Savings — Interest

JP Morgan Chase Bank; IRA Acct Aliance/Putnam Funds, Money Mkt — Int/Div

JP Morgan Chase Bank; IRA Acct 2: Alliance Pumam Funds, Money Mkt — Int/Div

Prudential Insurance Co. - Whole Life — Int/Div

Northwestern Mutual Life Insurance Policy 1 «- Whole Life — Int/Div

Northwestern Mutual Life Insurance Policy 2. Whole Life — Int/Div

Met Life Money Market — Interest

JPMorgan Investments: Managed Brokerage Account

ASTON/AIRPOINTE MID CAP FUND CL 1 - ABMIX — Int/Div

AMERICAN CENTURY INTER-TERM TAX FREE BD FD - AXBIX INSTL CLL — Int/Div

BLACKROCK FDS -BHYIX — Int/Div

BLACKROCK INTERNATIONAL INDEX FUND INSTL CL - MANX — Int/Div

CAUSEWAY CAP MGMT TR INTL VALUE FD INSTL CL - CIVIX — Int/Div

DELAWARE GROUP EMERGING MARKETS FUND - DEMIX — Int/Div — Sold

GOLDMAN SACHS SMALL CAP GSSIX — Int/Div — Sold

HARBOR INTERNATIONAL FUND INSTITUTIONAL - HAINX — Int/Div

P MORGAN DEPOSIT SWEEP — Int/Div

JPMORGAN TR I INTER TAX FREE BD FD INSTL CL - JITIX — Int/Div

JPMORGAN TR I US EQUITY FD INSTL CL «- IMUEX — Int/Div

JPMORGAN TR MID CAP EQUITY FD SELECT CL - VSNGX — Int/Div

JPMORGAN TR I SMALL CAP EQUITY FD SELECT CLI - VSEIX — Int/Div — Sold

JPMORGAN TR Il HIGH YIELDFD SELECT CL - OHYFX — Int/Div

JPMORGAN VALUE ADVANTAGE FD INSTL CL < JVAIX — Int/Div

JPMORGAN TRL INTLVALLE FD INSTL « INUSX — Int/Div — Sold

JPMORGAN TR II SHORT-INTER MUN BD FD INSTL - JIMIX — Int/Div

MASSACHUSETTS INVESTORS TRULSTCL I -MITIX — Int/Div

0OAKMARK FUND - OAKMX — Int/Div

PIMCO LOW DURATION FUND INSTL CL « PTLDX — Int/Div

WELLS FARGO ADVANTAGE GROWTH FUND CL 1 - SGRNX — Int/Div

WELLS FARGO ADVANTAGE FUNDS EMERGING MKTS EQ INSTL - EMGNX — Int/Div — Sold

ISHARES MSC! EAFE ETF - EFA — Int/Div

ISHARES RUSSELL 2000ETF - WM — Int/Div — Sold

SPDR S&P SOO ETF TRUST -SPY — Int/Div

ABERDEEN ASIA PACIFIC - AAPIX — Buy

ABERDEEN ASIA PACIFIC - AAPIX — Sold

BERNSTEIN SANFORD CFD -AIDYX — Int/Div — Open

BLACKROCK FDS MIDCAP IND - EX FD - BEMIX — Int/Div — Buy

BROWN ADVISORY FDS - BAFHX — Int/Div — Buy

DEUTSCHE X TRACKERS MSC1 DBEF — Int/Div — Buy

WISDOMTREE JAPAN HEDGED EQUITY FUND — Int/Div — Buy

Adpmunct Professor of Law, Columba University Law School

Reimbursement — NYU School of Law — November 13-15, 2015 — Manhasset, NY — Semnar/Panel (Teach) — Lodgmg, Mcals

Income — 2015 — Columbia University Law School — $5,000

Spouse's income — 2015 — Berkeley Carroll School « Salary

Part VII, Asset on line 15 was exchanged for asset on line 46 on 8/14/15