Charles F Lettow

What was filed

107
investments
2
positions
0
gifts
3
agreements
0
debts
2
reimbursements
1
income
0
spouse income

Named parties

Part VII
Busy Way Farms, Inc. (Subchapter S farm entity wholly owned by family members; position is not compensated)
Homestead Partmership (small farm entity wholly owned by family members; position is not compensated)
Busy Way Farms, Inc
Cleary, Gottlieb, Steen & Hamilton (retirement annunity)

As filed

MMM (3M) — Int/Div

NOK — Int/Div

TEL — Int/Div

401K)#1 — Int/Div — Distnbuted — Part VII

Fidelity Worldwide Fd. — Sold

Fidelity Equity Income Fd — Sold

IRAZI — Int/Div — Part VII

Citibank Dep. Prog

Citibank Dep. Prog — Buy

Brokerage Act #

Citibank Dep. Program — Interest

COF — Int/Div

COV — Int/Div

CL — Int/Div

EP — Int/Div

BBT — Int/Div

FIR — Int/Div

GIS — Int/Div

ING — None

MRK — Int/Div

TEL — Int/Div — Sold (part)

V2 — Int/Div

WFC — Int/Div

JINJ — Int/Div

40k) #2 — Int/Div — Distributed — Part VII

MFS Value R3 (name change) — Sold

Fidelity Growth Co. K — Sold

Fidelity Worldwide Fund — Sold

SIT Mid Cap Growth Fund — Sold

Spartan US Eq Index Fund — Sold

Fid Asset Mgr — Sold

nv. Cont. Fd — Sold

IRA #2 — Int/Div — Part VII

Citibank Dep. Program

Citibank Dep. Program — Buy

Lege Mason Equity Income Builder (SOPAX)

Lege Mason Large Cap Growth Fund (SBLGX)

U.S. Treasury Bonds — Sold (part)

Brokerage Act. #2

Morgan Stanley Tax-Free Daily Income Trust (name change) — Int/Div

Morgan Stanley Tax-Free Daily Income Trust (name change) — Int/Div — Sold (part)

COF — Int/Div

COF — Int/Div — Sold (part)

PKG — Int/Div

PX — Int/Div

PX — Int/Div — Sold (part)

Brokerage Act. #3

Citibank Dep. Program — Interest

FITB — Int/Div

FITB — Int/Div — Buy

Brokerage Act. #4

ML Bank Dep. Program — Interest

ML Bank Dep. Program — Int/Div — Sold (part)

BPT — Rovalty

CL — Int/Div

XOM — Int/Div

EP — Int/Div

BBT — Int/Div

JING — None

Brokerage Act. #5

PEP — Int/Div

EP — Int/Div

STR — Int/Div

USAA Money Mkt. Fund — Int/Div

USAA VA Money Market Fund — Int/Div

Mass Mutual Whole Life — istnbution

Thrivent Whole Life — Distribution

USAA Whole Life 1 — Distribution

USAA Whole Life 2 — Distribution

Pacific Life Variable (Fixed LT Account) — Distribution — Buy

USAA Subsc. Sav. Act — Distribution

Busy Way Farms — Int/Div

BB&T bank act — Interest

Homestead Partnership — Distribution

Stoneham Partners — Interest — Buy

Stoneham Partners — Buy

President and Director, Busy Way Farms, Inc. (Subchapter S farm entity wholly owned by family members; position is not compensated)

Partner, Homestead Partmership (small farm entity wholly owned by family members; position is not compensated)

Agreement — 1/11993 — Cleary, Gottlich, Steen & Hamilton retirement plan with former law firm, no control

Agreement — 2 — (NOTE: An opinion from the Commuttee on Codes of Conduct dated June 13, 2003, considers that receipt of the retirement annuity provided under this plan accords

Agreement — with the Code of Conduct for United States Judges.)

Reimbursement — Busy Way Farms, Inc — July 11-17 — lowa Falls, 1A and Charleston, IL — trips to farms & meeting — transportation, meals & lodging

Reimbursement — Busy Way Farms, Inc — Sept. 22-24 — lows Falls, 1A — rip to farms — transportation, meals & lodging

Income — 2011 — Cleary, Gottlieb, Steen & Hamilton (retirement annunity) — $739.246.00

* Regarding line | of Part VII, the assets in 401(k) # 1 were sold (see Imes 2 and 3), and the resulting cash in the account was rolled over into IRA # 1 on

03/01/11, Securities were then purchased in IRA # 1, as shown on lines 8, 9, and 10.

* Regarding line 30 of Part VII, the assets in 401(k) # 2 were sold (see lines 31, 32, 33, 34, 35, 36, and 37), and the resulting cash in the account was rolled over

into IRA #2 on 02/15/11. Securities were then purchased in IRA # 2, as shown on lines 40, 41, 42, 44, 45, 47, 48, 49, 51, 52, 53, 54, 55, 56, 57, 58, 59, 60, 61,

62, 63, 64, 65, and 66.