Colleen McMahon

Thomburg Ltd. Term Muni. Fd Nat'l — Int/Div

Kohl's Corp. Com (IRA) — Int/Div

Thomberg Value Fund Class A Mut Fd (IRA) — None

Morgan Stanley Venture Investors 11 LP (IRA) — None — Sold (part)

Morgan Stanley Venture Investors 11 LP (IRA) — Sold (part)

Morgan Stanley Venture Investors [11 LP — None — Sold (part)

Morgan Stanley Venture Investors [11 LP — Sold (part)

MSCPmIL.P — None

pm (1998 300,0000) — None

pom (1998 300.000) — None

Northwestern Mututal Life — None

EVILCO Life Insurnace (Trust # )- NAC Phoenix Life Ins — None

Northwestern Mututal Life (Trust21) — None

Northwestern Mututal Life{ Trust 21) — None

Madison National Life Ins{Trust # 1)--N/AC Madison National Life — Interest

CSG Systems International Inc.Com — Int/Div — Buy (add'l)

CSG Systems International Inc.Com — Sold (part)

Summit Mariner, LLC — None

Summit Mariner LLC/JP Morgan Checking — Interest

Rental # 1 JPMorgan Checking — None

Rental #2 New York, NY(1999 S 900.000) — Rent

Rental # 2/JP Morgan -Checking — Interest

JP Morgan(Checking)- — None

Vacant Land pum (1999 8 425.000 ) — None

Trident Capital Fund V LP — Distribution — Sold (part) — Note #

Trident Capital Fund V LP — Sold (part)

Trident Capital Fund V LP — Sold (part) — Note #5 To Ln # 424

Trident Capital Fund V LP — Sold (part) — Note # 5-To Lon # 425

Linx Partners (Q) LP — Distribution — Sold — Note #

Grove Capital Commitment Partners LP — None

pm Golf Partners LLC — None

Silvaris Corp Preferred B -N/C -Silvaris Corp-Preferred C-1 — None

JP Morgan (Checking) — Interest

JK & B Capital IV QIP LP — None

Perseus Biophurmaceutical Investor LP — None — Sold

Skyline Venture Partners Qualified Purchaser Fund IN LP — None — Sold (part)

Grovell LP — None

JP Morgan Checking( Foundation #1) — Interest

Capital Income Builders Fd C1 A(IRA) — Int/Div

Kinderhook Capital LP — None

Capital World Grth & Income Fd Cl A(IRA) — Int/Div

JP Morgan Tax Free MM Premier Sweep — Interest

Menemsha Captial Partners Ltd — None — Note #2

Capital SLI Group LLC (Y) — None

CGI Partners LP — None — Sold (part)

Micell Technologies Inc.{Com) — None

Lx Partners 11 LP — None — Sold (part)

Lone Cypress Company Lid — Distribution — Sold (part) — Note #

Lone Cypress Company Lid — Sold

Sentinel Capital Investors 111 LP — Distribution — Buy (add'l) — Note #

Sentinel Capital Investors 111 LP — Sold (part)

Sentinel Capital Investors 111 LP — Sold (part)

Sentinel Capital Investors 111 LP — Sold (part)

SFM Participation 11 LP — Distribution — Sold (part) — Note #

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

SFM Participation 11 LP — Sold (part)

North Salem Acquisition & Development Fund 2005 LP(Y) — None

Thomburg Core Growth Cl A (IRA) — None

Jetblue (Com) — None — Sold (part)

Jetblue (Com) — Buy (add'l)

Jetblue (Com) — Sold (part)

Aisling Capital 11 LP — None — Buy (add'l)

Aisling Capital 11 LP — Buy (add'l)

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part)

Aisling Capital 11 LP — Sold (part) — Note # 5-To Ln #427

Aisling Capital 11 LP — Sold (part) — Note # 5-To Line #429

By The Way Productions LLC (Y) — None

JK &B Capital V LP — None — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

JK &B Capital V LP — Buy (add'l)

SEEFULP — None — Buy (add'l)

SEEFULP — Buy (add'l)

Towerbrook Investors 11 Executive Fund LP — Distribution — Sold (part) — Note #

Towerbrook Investors 11 Executive Fund LP — Sold (part)

Trident VILP — None — Sold (part)

Trident VILP — Sold (part)

Kinderhook Capital Fund 11 LP — Distribution — Buy (add'l) — Note #

Kinderhook Capital Fund 11 LP — Sold (part)

Kinderhook Capital Fund 11 LP — Sold (part)

Kohls Corp (Com). — Int/Div — Buy (add'l)

Kohls Corp (Com). — Buy (add'l)

Kohls Corp (Com). — Buy (add'l)

Kohls Corp (Com). — Sold (part)

Kohls Corp (Com). — Sold (part)

KPB Partners LP — Interest

Thomburg-lncome Builder C1 — Int/Div

Thomburg Global Opportunity C1 1 — Int/Div

Morgan Stanley Bank (Savings) — Interest — Closed

Thomburg CRE GWT (IRA) — None

Imavem LLC (Y) — None

Ironwood Management Partmers Fund 11 LP — Distribution — Buy (add'l) — Note #

Ironwood Management Partmers Fund 11 LP — Sold (part)

Ironwood Management Partmers Fund 11 LP — Sold (part)

Ironwood Management Partmers Fund 11 LP — Buy (add'l)

Ironwood Management Partmers Fund 11 LP — Buy (add'l)

RGI Partners 1 BLP — Distribution — Sold (part) — Note #

RGI Partners 1 BLP — Sold (part)

RGI Partners Lid — Distribution — Buy (add'l) — Note #

RGI Partners Lid — Buy (add'l)

RGI Partners Lid — Sold (part)

SC Capital (P) LP — None

Tailwind Capital Partners LP — Distribution — Buy (add'l) — Note # 1 & Note # 4

Tailwind Capital Partners LP — Sold (part) — Note #2 4

Tailwind Capital Partners LP — Sold (part) — Note 2 4

Tailwind Capital Partners LP — Sold (part) — Note #2 4

Tailwind Capital Partners LP — Sold (part) — Note #2 4

Tailwind Management LP — Iistnbution — Sold (part) — Note #

Tailwind Management LP — Sold (part)

Tailwind Capital Partners (GP) LP — istmbution — Sold (part) — Note # 1 & Note # 4

Tailwind Capital Partners (GP) LP — Sold (part) — Note #2 4

Apex Companies LLC — Note #4

Transit Wireless LLC — Note #24

Hamilton State Bancshares Inc — Note #4

Oceus Networks Inc — Note #2 4

Optimal(X) — Sold (part) — Note # 4 & Note # 11

Nautilus Neurosciences Inc — Sold (part) — Note #4

Versapharm (X) — Sold (part) — Note #4 & Note # 11

Cumberland Consulting Group LLC — Note 24

RE Transportation Inc — Sold (part) — Note #4

Brawler Industrial Fabrics — Note #4

Northeast Comm of Wisconsin Inc — Note 2 4

Towerco 11 (X) — Sold (part) — Note # 4 & Note “#11

Amencan Home Food Products Ine (Com) — None

Perseus Soros Partners — None — Sold (part)

Syndicate Holdings Corp{Com) — None

Perseus Soros BrioPharmaceutical Fund LP — None — Sold

Safe Bulkers Inc(Com) — Int/Div — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Safe Bulkers Inc(Com) — Buy (add'l)

Artisanal Cheese LLC(Bndge Loan) — None

Nassau Point Partners LP (Y) — None

Camulos BioEnergy Debt Holdings LLC — None — Closed — Note #3

Camulos BioEnergy Partners LLC — None — Closed — Note #3

Camulos Gateway HI Partners LLC — None — Sold

Camulos Gateway RH Partners LLC — None — Sold

Asling Investors [11 LP — Distribution — Buy (add'l) — Note #

Asling Investors [11 LP — Buy (add'l)

Asling Investors [11 LP — Buy (add'l)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part)

Asling Investors [11 LP — Sold (part) — Note # 5-To Ln # 431

Asling Investors [11 LP — Sold (part) — Note # 5 To Ln #432

Asling Investors [11 LP — Sold (part) — Note # 5- To Ln #434

Asling Investors [11 LP — Sold (part) — Note # 5-To La #435

Asling Investors [11 LP — Sold (part) — Note # 5-To Ln # 436

Eastern Growth Capital 1 LP (Y) — None

Eastern Growth Capital 11 LP — None — Sold (part)

Eastern Growth Capital 11 LP(IRA) — None

Linx-Metaltech Co Investment LLC — Interest — Sold (part)

Linx-Metaltech Co Investment LLC — Sold (part)

Linx-Metaltech Co Investment LLC — Sold (part)

Olympus Capital Asia IV LP — None — Buy (add'l)

Olympus Capital Asia IV LP — Buy (add'l)

Olympus Capital Asia IV LP — Sold (part)

UBS RMA Tax Free (MM) — Interest

Safe Bulkers Inc (ComXIRA) — Int/Div

Towerbrook Investors 111 Executive Fund pr — Distribution — Sold (part) — Note #

Towerbrook Investors 111 Executive Fund pr — Sold (part)

Towerbrook Investors 111 Executive Fund pr — Sold (part)

Towerbrook Investors 111 Executive Fund pr — Sold (part)

Towerbrook Investors 111 Executive Fund pr — Sold (part)

Invesco Equity Income FD A (401K) — None

Morgan Stanley Bank(Saving ) Foundation a1 — Interest

NYS Dormitory 4 % Due 10/1/15 — Interest — Matured

NYS Domitory 5.25 % Due 8/15/15 — Interest — Sold (part)

NYS Domitory 5.25 % Due 8/15/15 — Sold

First Republic Bank (Checking) — Interest

The West Africa Fund LP — None

NuCana Biomed Ltd (Ordinary Shares) (IRA) — None

Yumsing LLC — None — Sold (part)

Corda Bancorp Ser B(Com)(IRA) — None

Michael Walsdorf- (Indirect Investment 71 Smith Street LLC) — None — Sold (part) — Note #9

Beryllium LLC — None

Kinderhook Capital Fund 111 LP — Distribution — Buy (add'l) — Note #1

Kinderhook Capital Fund 111 LP — Buy (add'l)

Kinderhook Capital Fund 111 LP — Sold (part)

NYS Dormitory 5.25 % Due 5/15/15 — Interest — Matured

Nuclea Biotechnologies Inc-Convertible Note — None

Corda Bancorp Inc Ser B (Com) — None

Rapid Ratings Intemational Inc (Com) — None — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Rapid Ratings Intemational Inc (Com) — Buy (add'l)

Parkstone Capital Partners LLC — Distribution — Sold (part) — Note #

Lone Peak Partners Fund LP — Distribution — Note #

UBS Bank USA Dep MM (IRA) — Interest

NYS Dorm 5.625% Due 6/1/16 — Interest — Sold (part)

Tailwind Capital Group LLC — Distribution — Note #

Empowered World Ventures LLC(Preferred A) — None

CSL Energy Opportunity Fd 1 LP — None — Buy (add'l)

CSL Energy Opportunity Fd 1 LP — Sold (part)

CSL Europe Energy Services LP — None

Parkstone Capital Partners 11 LP — Distribution — Sold (part) — Note #

Parkstone Capital Partners 11 LP — prt)

pm Investment Group LLC — None

mm Capital Partners LLC (Promissory Note) — None — Distnbuted — Note # 12-To La # 438

NYS Energy Res & Dev 2.25 % Due 12/1/15 — Interest — Matured

Patchogue Metford NY Un 4.25 Due wins — Interest — Matured

Artiman Venture Fund LP — Distribution — Sold (part) — Note #

EOS Sleep Management LLC N/C EOS Healthcare Partners LLC — None — Buy (add'l)

OD Funding Partners LLC — None — Sold (part)

OD Funding Partners LLC — Sold (part)

Nextremity Solutions Inc — None — Buy (add'l)

Linx-Ad Co-lnvest LLC — None

Collision Funding Partners LLC — None — Buy (add'l)

adTheorent Inc Convertible Promissory Note) — None

Figue Holdings LLC (Promissory Note NJ Cl (Class B Common) — None

Jonathan Kully (Indirect Investment 71 Smith Street LLCO) — None — Sold (part) — Note 29

JustFamily Com.lnc(. Preferred Stock) — None

Kenesto Corp (Preferred C) — None — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

Kenesto Corp (Preferred C) — Buy (add'l)

MogilityCapital Fund LP — None

OpenFin Inc (Preferred Stock) — None — Buy (add'l)

Remedy Pharmaceuticals Inc — None — Buy (add'l)

Tyrogenex Inc.(Ser B Convertible Preferred) — None

XCovery Holdings LLC — None

NYS Dorm 4% Due 7/1/16 — Interest

NYS Mig Auth 1.2 % Due 4/1/16 — Interest

NYS Dorm 4 % Due 7/1/17 — Interest

Monroe County NY 4 % Due 6/1/15 — Interest — Matured

NYS Mig 5% Due 11/1/16 — Interest

Batavia NY 4% Due 3/1/17 — Interest

Dryden NY Cent School 4%Due 6/15/16 — Interest — Sold

Rochester NY Unliited Tax 3.25% Due 2116 — Interest

NYS Muni Bd 5% Due S/15/16 — Interest

NYS Mig 2 % Due 4/1/16 — Interest — Sold

East Rochester NY 3 % Due 10/20/15 — Interest — Matured

Cardflight Inc (Preferred) — None — Buy (add'l)

Fenway HTM Partners LLC — None

FunnelFire Inc (ConvPromissory Note) — None

Gam Fitness Inc{Com) — None — Buy (add'l)

CMNet Inc (D/B/A iSeek Corp) Ser ( (Preferred) — None

Lmx RE-Co-Invest LLC — Interest — Sold (part)

Lmx RE-Co-Invest LLC — Sold (part)

Lmx RE-Co-Invest LLC — Sold (part)

Lmx RE-Co-Invest LLC — Sold (part)

Lmx HILP — None — Buy (add'l)

Lmx HILP — Sold (part)

Lmx HILP — Sold (part)

Monaeo Inc(Conv. Promissory Note) — None — Buy (add'l)

Moolagram Inc (Ser Al Preferred ) — None

One Up Games LLC(Note ) — None — Buy (add'l)

Romulus Capital 11 US Feeder LP — None — Buy (add'l)

Storypunda Enterprises Inc(Cony Promissory Note) — None

Tengrade Inc (Preferred) — None

Linx-Grammer Co LLC — Distribution — Sold (part) — Note #

Linx-Grammer Co LLC — Sold (part)

Linx-Grammer Co LLC — Sold (part)

NYS Dorm 4% Due 5/15/17 — Interest

State of NY Thruway 4 % Due 3/15/15 — Interest — Matured

State of NY Dorm 5% Due 7/1/16 — Interest — Sold (part)

Lake Placid NY 5S % Due 6/15/16 — Interest

Onondaga Cuty NY TR Cult 5 % Due 12/1/15 — Interest — Matured

MTA Rev BD 5.5% Due 1/1/15 — Interest — Matured

West Seneca NY 4% Due 11/15/17 — Interest

NY NY Ser C 5% Due 8/1/17 — Interest

State of NY Dorm 3% Due 3/1/18 — Interest — Matured

Tarrytown NY 4 % Due 5/1/18 — Interest

Tailwind Capital Partners 11 LP — None — Buy (add'l) — Note # 10

Tailwind Capital Partners 11 LP — Sold (part) — Mote # 10

bail — Buy (add'l) — Note # 10

bail — Buy (add'l) — Note # 10)

bail — Buy (add'l) — Note # 10)

bail — Buy (add'l) — Note # 10

TowerCo 2013 — Note # 10

Diamondback Drugs — Note # 10)

Long's Drugs — Note 2 10)

Colony Hardware — Buy — Note # 10

Lieberman Research Worldwide — Buy — Note # 10

National HME — Buy — Note # 10)

Premiere Store Fixtures — Buy — Note 2 10)

TowerCo IV — Buy — Note # 10

Uniserv LLC — None

Trust #4 — Int/Div — Buy (add'l) — Note # 7

Safebulkers Inc Ser B 8 % Preferred

Principal Global Diversified Income Fd CI A — Sold

Thomburg Income Builders C1 1 — Sold

Thornburg Global Opp Fd CI

Thornburg Intl Value Fd — Sold

Thomburg Limited Term Inc C1 — Sold

UBS Bank USA Dep Account

JP Morgan Checking

Nextremity Solutions Inc (Cony Promissory Note )

EOS Sleep Management LLC / N/C EOS Healthcare Partners LLC

Exxon Mobil Corp{Com) — Buy (add'l)

Microsoft Corp(Com) — Buy (add'l)

Columbia Select Large Cap Growth FD — Buy

Columbia Select Large Cap Growth FD — Sold

Trust# 3 — Int/Div — Note #7

Cellular Dynamics International Inc (Preferred A) — Sold

Thomburg Intemational Growth Fd — Buy

Thomburg Intemational Growth Fd — Sold

Thomburg Global Opportunities Fd — Buy

Thomburg Global Opportunities Fd — Sold

Thomburg Income Builders C1 1 — Buy

Thomburg Income Builders C1 1 — Sold

Thomburg Intl Value Fd — Buy

Thomburg Intl Value Fd — Sold

UBS Bank USA -Depost Account — Open

UBS AG Deposit Acount — Open

AG Team Partners LLC — Buy (add'l)

Tailwind Capital Partners 11 (GP)LP — None — Buy (add'l) — Note # 10

Tailwind Capital Partners 11 (GP)LP — Buy (add'l)

Tailwind Capital Partners 11 (GP)LP — Buy (add'l)

Tailwind Capital Partners 11 (GP)LP — Buy (add'l)

Island Air LLC — None — Buy (add'l)

Island Air LLC — Closed — Note # 8

The Yard (Promissory Note) — Interest

RGI Partners B LP — None — Sold (part)

Radius Networks Inc (Com) — None

Moolagram Inc (Preferred Ser A-2 ) — None

Safebulkers Ser D 8 % Preferred — Int/Div

ChantlQ LLC — None

Transplant Genomics Ine (Convertible Note) — Interest — Buy

Transplant Genomics Incl Preferred A) — None — Buy

Gravitas Technology Service LLC — None — Sold (part)

Real Endpoints LLC — None — Buy (add'l)

Valuestream Development Lab Fund LLC — None — Buy (add'l)

Romulus Placester Special Opportunity Fd — None

Grove Hospitality Asia GP LLC — Distribution — Sold (part) — Note #

Grove Hospitality Europe GP LLC — None

Grove Aurelis 11 GP LLC — istnbution — Sold (part) — Note #

Grove Aurelis 11 GP LLC — Sold (part)

GN WMC LLC — Distribution — Sold (part) — Note #

Romulus Cohealo Special Opportunity Fund pr — None

Invesco International Growth A (401K) — None — Buy (add'l)

Safebulkers Inc (Ser C Preferred) (IRA) — Int/Div

Safebulkers Inc (Ser D 8 % Preferred) — None — Sold

NY NY 5% Due ¥1/17 — Interest

City of NY 5% Due 1/15/19 — Interest

NY S Urban Dev 5% Due 3/15/18 — Interest

NYCNY TRans 5% Due 11/1/19 — Interest

Met Trans Authority S % Due 11/15/18 — Interest

NYS Dorm SS % Due 2/15/17 — Interest

NY NY Unlimited Tax S % Due 8/1/18 — Interest

NYS Thruway Auth 4 % Due 1/1/17 — Interest

NYS Thruway § % Due 5/1/19 — Interest

NYS Dormatory 5 % Due 7/1/18 — Interest

NYS Dormatory 5 % Due 3/15/19 — Interest

Nassau County NY 5 % Due 10/1/19 — Interest

Rochester NY 4% Due 2/15/19 — Interest

Personalized Cancer Therapy Inc (Com) — None — Buy (add'l)

Romulus ELC B3 Special Opportunity LP — None

Sommetrics. Ince (Preferred Ser B) — None — Buy (add'l)

RetSKU Ine (Semor Convertible Note) — None — Buy (add'l)

Sensai Corp (Convertible Note) — None

Cycle Pharmaceuticals LTD (Ser A Shares) — None — Buy (add'l)

Free ATM Inc (Ser A Preferred) — None

Engage Simply Inc (Convertible Note) — None

Build and Image LLC — None — Buy (add'l)

Call Rail Investors LLC — None

Appremnet LLC -N/C SpireCube LLC — istmbution — Note #

Linx-Transpro Co-Invest LLC — Distribution — Sold (part) — Note #

Linx-Transpro Co-Invest LLC — Sold (part)

Linx-Transpro Co-Invest LLC — Sold (part)

Linx-Transpro Co-Invest LLC — Sold (part)

Linx-Gullett Co-Invest LLC — Distribution — Sold (part) — Note #

Linx-Gullett Co-Invest LLC — Sold (part)

Linx-Gullett Co-Invest LLC — Sold (part)

Linx-Gullett Co-Invest LLC — Sold (part)

S50 Mast LLC — None — Buy

AG Team Partners LLC — None — Buy

AG Team Partners LLC — Buy (add'l)

AG Team Partners LLC — Buy (add'l)

AG Team Partnners HI LP — None — Buy

ClickDimension LLC — None — Buy

ClickDimension LLC — Sold (part)

CSL Energy Opp Fund 11 LP — None — Buy

CSL Energy Opp Fund 11 LP — Buy (add'l)

Estimize Inc (Ser B Preferred) — None — Buy

Exitround Inc. (Conv Note) — None — Buy

Grotech Ventures 111 LP — None — Buy

assy — Buy (add'l)

assy — Buy (add'l)

Karma Culture LLC — None — Buy

Kinderhook Capital Fund 1V — None — Buy

Kinderhook Capital Fund 1V — Buy (add'l)

Kinderhook Capital Fund 1V — Buy (add'l)

Kinderhook Capital Fund 1V — Buy (add'l)

Linx-<CPT Co Invest LLC — Interest — Buy

Linx-<CPT Co Invest LLC — Sold (part)

Logie9S LLC (Conv Promissory Note) — None — Buy

Oxy Docs, Ine (Conv Promissory Note) — None — Buy

Olympus Capital Asia Fd V LP — None — Buy

Olympus Capital Asia Fd V LP — Buy (add'l)

Padloc Inc. (Ser A Preferred) — None — Buy

Romulus Capital 111 (US) Feeder LP — None — Buy

Perry Lane LLC — None — Buy

Slingshot Insights Inc (Conv. Promissory Note) — None — Buy

Syndicated Loan Direct Inc (Conv Promissory Note) — None — Buy

TBCP Jacksonville LLC — None — Buy

TemPro Inc (Conv Promissory Note &Preferred Stock) — None — Buy

TemPro Inc (Conv Promissory Note &Preferred Stock) — Buy (add'l)

Terafina Inc {Conv Promissory Note) — None — Buy

NY St Dorm 4 9% Due 5/1/19 — Interest — Buy

NY City NY Mum Wir 4 % Due 6/15/18 — Interest — Buy

Hempstead Town NY 5% Due 7/1/19 — Interest — Buy

NY St Thwy Auth 5% Due 4/1/20 — Interest — Buy

NY St Dorm S$ % Due 7/1/20 — None — Buy

Kingston NY City Sch 4 % Due 6/15/17 — Interest — Buy

NY St Env FACS 5% Due 9/15/19 — None — Buy

Ithaca NY City 3 % Due 7/1/18 — None — Buy

Ithaca NY City 3 % Due 7/1/20 — None — Buy

MTA NY 5 1/4% Due 11/15/17 — Interest — Buy

MTA NY 4% Due 11/15/17 — Interest — Buy

MTA 5% Due 11/15/19 — Interest — Buy

NYS Urban Dec $ % Due V15/17 — None — Buy

NYS Dorm Auth 5 % Due 3/15/24 Prerefunded 9/1/16 — None — Buy

Long Island Power 5 % Due 12/1/17 — Interest — Buy

Long Island Power 5 % Due 9/1/20 — None — Buy

Home Team Marketing LLC (Senior Promissory Notes ) — None — Buy

Home Team Marketing LLC (Senior Promissory Notes ) — Buy (add'l)

Home Team Marketing LLC (Senior Promissory Notes ) — Buy (add'l)

Qualys Inc — None — from line 27) — Note #6

Qualys Inc — from line 28) — Note #2 6

Qualys Inc — Donated

Cempra Inc — None — from lime 70) — Note #6

Cempra Inc — Donated

Esperion Therapeutics Ime — None — from line 71) — Note #2 6

Esperion Therapeutics Ime — Donated

Chimerix Inc — None — from line 150) — Note #2 6

Chimerix Inc — from line 151) — Note #6

Chimerix Inc — Donated

Sorrento Therapeutics Inc — None — from line 152) — Note #6

Sorrento Therapeutics Inc — from line 153) — Note #2 6

Sorrento Therapeutics Inc — from line 154) — Note #26

Sorrento Therapeutics Inc — Donated

pm LLC — None — from line 204) — Note # 12

Edward Jones Retirement MM(IRA) — None — Open

Fidelity (Cash) — Interest — Open

Ommilink Systems Inc(DBA) Numerex Corp (xX) — None — Sold — Note # 11

Thompson Trucking Inc (X) — None — Sold — Note #11

Tidewater Acquisition Ine{X) — None — Sold — Note # 11

Figue Holdmgs LLC — None — Buy

Trustee, Foundation #1

Director-Inactive, Music Bridges Internatinal Inc

Advisory Council, Ohio State University

Advisory Director, Festival Daniou

Spouse's income — 2015 — CSG Systems Inc-Director Fee

Spouse's income — 2015 — Kohl's Department Stores Inc-Director Fee

Spouse's income — 2015 — Tarlwind Capital Group-Managing Director

Spouse's income — 2015 — Safe Bulkers Inc <Director Fee

Spouse's income — 2015 — Jet Blue Airways Corp-Director Fee

Spouse's income — 2018 — Linx Partners LLC Director Fee

Spouse's income — 2015 — Morgan Stanley-Pension Income

Item # 181,216

The loans reported on the prior reports were indirect invesmtments by the Judge's husband in [00 Street LLC. The amounts will be repaid from future

distributions made by the partnership .

See Note # 10

Explanation Section VII

Item # 269-282 311-314

The Judge's husband is a Managing Partner of Tailwind Capital Partners IT LP and Tailwind Capital Partners 11 (GP) LP, The partnerships have ownership interests

in the companies listed (275-282). The cost of the ownership interests are included in the Gross Value ut the end of the reporting period indicated on line # 269 &

311, Column C(1).

The purchase of the companies listed are included in the partners capital contributions listed on line # 269-274 and 311-314 in section (2) and D(3).

Note # 11

Explanation Section VII

Item # 122,124,129,441 442.443

Escrow income subject to various contingencies was received in 2015. The applicable securities were sold in prior years. The cost of the securities was zero,

Note # 12

Explanation item # 204 438

1 Captial Partners LLC exchanged the Promissory note listed on line 204 for a limited partnership interest in 50s LLC listed on line

#438,