Carlos F. Lucero

J COMMERCIAL BUILDING, ALAMOSA COUNTY. CO — Rent

J APARTMENTS, ALAMOSA COUNTY. CO — Rent

1/4 SECTION FARM LAND; CONEJOS COUNTY. CO — Rent

Vacant Land, Conejos County Co — None — Secdb

U2 INTEREST IN pum RIO ARRIBA COUNTY. NM — None — 4d

WEEN VACANT LOT; JEFFERSON COUNTY. CO — None — 7

LOS HERMANOS LUCEROS, LTD PARTNERSHIP (14% INTEREST) — istrnibution — Sec#

CARLOS F. LUCERO. PC (100% STOCK) — Int/Div — Seed?

J LCM, INC. (100% MUTUAL FUNDS) — Int/Div — Seed

TD AMERITRADE IRA BROKERAGE ACCOUNT

SPDR Dow Jones (DIA) — Int/Div

Spdr Tr Unit Ser (SPY) — Int/Div

Vanguard Funds Emerging Markets Vipers (VWO) — Int/Div

Federated Income Sec Tr (PSAFX) — Int/Div — F

Harbor FD BD FD INSTL (HABDX) — Int/Div

Mathews Intl FDS Pacific Tiger (MAPTX) — Int/Div

Payden Invt Emerging Markets BD FD (PYEMX) — Int/Div

Payden lnvt Group GNMA (PYGNX) — Int/Div

PIMCO Funds Invest Grade Corp BD FD (PGCAX) — Int/Div

PIMCO High Yield FD ADMIN (PHY AX) — Int/Div

PIMCO Real Return (PRRDX) — Int/Div

Ishares S&P Small Cap 600 Index — Int/Div

Money Market Fund TDAM — Interest

Harbor FD High Yield Bond Fund (HYFIX) — Int/Div

ml TD AMERITRADE BROKERAGE ACCOUNT

SPDR Dow Jones (DIA) — Int/Div — Sold

Shares Boxx & INVTOP INVES FD (LQD) — Int/Div — Sold

PIMCO Corp Opportunity Fund Closed End (PTY) — Int/Div — Sold

Powershares QQQ (QQQOQ) — Int/Div — Sold

SPDR TR Lnit Ser 1 (SPY) — Int/Div — Sold

Vanguard Msci US MID Cap 450 INDEX (vO) — Int/Div — Sold

Leuthold Core Investments FD (LCORX) — Int/Div — Sold

PIMCO Total Ret Fd Admin — Int/Div — Sold

Money Market Fund TDAM — Interest

Vanguard Conv Secs FD SH BEN INT — Int/Div — Sold

Fidelity Advisor Ser V Floating RT HI INC FD Retail (FFRHX) — Int/Div — Sold

pm CHARLES SCHWAB & CO, INC BROKERAGE ACCOUNT

SCHWAB MUNI MONEY FUND — Interest

EQUITABLE LIFE ASSURANCE SOCIETY ANNUITY — Int/Div — Sec#2

SAFECO LIFE INSURANCE COMPANY ANNUITY — Int/Div — Sec#2

COLORADO BONDSHARES — Int/Div

J LCM3, LLC — None — Seeds

Viento Claro Energy, LLC — None

Reimbursement — Northwestern University Law } School Miner Moot Court — 303308 — Chicago, IL — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — American Bar Association — 4/13-4/15 — Mexico City, Mexico — Non-FJC Edu Seminar — Transportation, Food, Lodging

Reimbursement — American Bar Association — S5/18-5/22 — Cuenca, Ecuador — Non-FJC Edu Seminar — Transportation, Food, Lodging

Income — Carlos F. Lucero, P.C. - Annuity payments received for prior services performed for law firm. — $22,300.00

#1. Assets over $10,000 value consist of JE ranch, land, water rights, equipment, livestock and related property help in partmership [EEN

Income was derived from the sale of livestock.

#2. Assets over $10,000 value consist of law partmership income camed prior to June 30, 1995 in the form of annuities. For tax purposes, annuity income is

reported by CFL, P.C. 1 own 100% of the stock of “Carlos F. Lucero, PC” however the assets of this corporation include ouly a bank sccount for which the value

and income amounts are less than the required reporting amounts, i.e. the value is less than $5,000 and the income eamned is less than $200. This corporation does

receive income in the form of un annuity and is reported in Part 111

#3. Assets over $10,000 value consists of mutual funds. LOM, Inc is a corporation owned by JI The assets include a bank account, certificates of deposit,

# money market account, and Colorado Bondshures mutual fund. .

#4. Land was purchased on January 1, 2003 for $50,174 from the estate of Maria Medina, property is subject to mortgage (part VI, Line 1).

#5, Assets of LOM 3, LLC consist of oil/gas investments through Avanti Exploration, LLC and are believed to be worthless at the close of the year.

46 Most recent assessed value is $6,750.

#7 Most recent assessed value is $49,140,

#8 Asset name change from ( Prudent Global Inc FD SH Bl

INT PSAFX ) on line 15 on the 2010 FDR to { Federated Income Sec Tr PSAFX )