Gregg W. Zive

2016Annual

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Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 109

    investments

  • 5

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 4

    income

  • 0

    spouse income

Named parties

  • comments (Part vin
  • Comments (Part vii
  • Comments (Part vin
  • University of Nevada, Reno Foundation
  • Nevada Land Trust
  • Plumas Garden Partners, Reno NV
  • Trust 44 (see Part VII for comments)
  • KUNR
  • Boyd School of Law, UNLV
  • American Bankruptcy Institute
  • State Bar of Nevada
  • Nanonal Conference of Bankruptcy Judges
  • Bighoms Basketball LLC -scorckeeper
  • Pacific Coast League-scorekeeper
  • Reno Sparks Convention & Visitor Authority -scorekeeper
  • Board of Regents Nevada State Higher Education-teaching

As filed

Plumas Garden Partners. Reno, Nevada — Interest — comments (Part vin

2. — Reat

Bank of America. Reno, NV — Interest

Bank of America. Reno, NV — None

City National Bank Money Market, Reno NV — Interest

Wells Fargo Advisors IRA (H)

Wells Fargo Bank Deposit — Interest

Lehman Bros. Holding — None

Chevron Corporation — Int/Div

Franklin Real Estate Secs Tr — Int/Div — Sold

Europacific Growth Fund — Int/Div — Sold (part)

Growth Fund America Inc (Class A) — Sold

Growth Fund Amenca Inc (Class C) — Sold

Franklin Mutual Global Discovery FD (Class C) — Sold

Allianz FDS Technology FD (Class C) — Sold

Alger Health Sciences Fund (Class C) — Sold

Federated Kaufmann Lg (Class C) — Int/Div — Sold

Investment Co. of America — Int/Div — Sold

First TR Dorsey ET Wright Focus Five Fd — Int/Div — Buy

Ishares ET Russell 2000 Growth — Int/Div — Buy

Ishares ET Russell 1000 Value — Int/Div — Buy

Ishares ET Russell 1000 Growth — Int/Div — Buy

Ishares Russell 2000 Value — Int/Div — Buy

SPDR S&P Dividend ET — Int/Div — Buy

Vanguard Health Care ET — Int/Div — Buy

Vanguard Information ET — Int/Div — Buy

Baron Select Funds Real Estate FD — Int/Div — Buy

Baron Select Funds Real Estate FD — Buy (add'l)

Baron Invt Funds Trust Small Cap FD — Int/Div — Buy

Baron Select Funds Partners FD — Int/Div — Buy

Baron Select Funds Partners FD — Buy (add'l)

Brandes Invt TR Intl Small Cap Equity FD — Int/Div — Buy

Brandes Invt TR Emerging Mkts Value FD (Class — Int/Div — Buy

Brandes Invt TR Inst] Equity FD (Class 1) — Int/Div — Buy

Federated Equity FDS Strategic Value FD — Int/Div — Buy

Federated Instl TR High Yield Bond FD — Int/Div — Buy

Federated Instl TR High Yield Bond FD — Buy (add'l)

Federated Instl TR High Yield Bond FD — Buy (add'l)

Fidelity ADV New Insights (Class 1) — Int/Div — Buy

JP Morgan Mid Cap Value FD (Class L) — Int/Div — Buy

JP Morgan Mid Cap Value FD (Class L) — Buy (add'l)

Prudential Invt Port12 Global Real Estate FD (Class 7) — Int/Div — Buy

Prudential Invt Port12 Global Real Estate FD (Class 7) — Buy (add'l)

Thornburg Invt TR Invt Income Builder FD (Class I) — Int/Div — Buy

Vanguard Horizon FDS Strategic Small Cap Equity FD — Int/Div — Buy

Tekla Healthcare Investors — Int/Div — Buy

Brokerage #1 (H) — Comments (Part vii

Boemg Company — Int/Div

Coca-Cola — Int/Div

Blackrock FDS US Opportunities Port (Class C) — Sold

Alger Cap Appreciation Fund Class ( — Sold

Eaton Vance Natl Ltd Maty Income FD Class C — Int/Div — Sold

Wells Fargo Bank Deposit — Interest

AB Mun Income FD Inc High Income Mun — Int/Div — Buy

AB Mun Income FD Inc High Income Mun — Buy (add'l)

Eaton Vance Muns TR Municipal Opp (Class — Int/Div — Buy

Eaton Vance Muns TR Municipal Opp (Class — Buy (add'l)

Eaton Vance Muns TR Natl Muns Income FD — Int/Div — Buy

Eaton Vance Muns TR Natl Muns Income FD — Buy (add'l)

Federated Incm Secs TR Muni & STK Advantage FD Inst] — Int/Div — Buy

Franklin Fed Tax Free Income Fund — None — Buy

TCW FDS Inc Emerging Mkts Income FD (Class I) — Int/Div — Buy

Nuveen Enhanced AMT Free Municipal Credit Opprys FD — Int/Div — Buy

Brokerage #2 (H) — Comments (Part vin

Harbor Fd Intl Fd Inv CL — Sold

Buffalo Small Cap Fd — Sold

Hotchkis & Wiley Fds Diversified Value Fund — Sold

MFS Ser Tr Value Fund Class W — Int/Div — Sold

Pimco Fds Mgmt Ser Real Return Strat Fd — Int/Div — Sold

Rainier Funds Md Cap Equity Portfolio — Sold

Touchstone Inst] Fds Tr Sands Cap Instl Growth — Sold

WT Mut Fd Crm Mid Cap Value Fd Inst] — Sold

Janus Invt FD Flexible BD FD Class — Int/Div — Sold

Lazard Developing Markets Equity CL — Sold

Oppenheimer Intl Growth FD Class Y — Sold

Pimco FDS Pac Invt Mgmt Series Total Retum — Int/Div — Sold

Pioneer Fund Class Y — Int/Div — Sold

Stratton FDS Inc Small Co Oppty CL — Sold

Victory Portfolios Small Co Oppty CL — Sold

Wells Fargo FDS TR Advantage FD CL — Sold

Thomburg Intl Value FD — Int/Div — Sold

William Blair FDS Small Cap Growth Fd CL — Sold

Bond Fund of Amenca — Int/Div — Sold

Aston Funds Montag & Caldwell Growth — Sold

T Rowe Price Real Estate Fund Ing — Int/Div — Sold

Trust #3 (H) — Comments (Part vin

City National Bank Money Mkt, Reno NV — Interest

Brokerage #1

Money Market Fund-Stifel Nicolaus — Interest

Franklin Cust FDS Income US Govt Ser Class A — Int/Div

Franklin Income Fund CL A — Int/Div

Nuveen All American Muni Bond FD CL A — Int/Div

Eaton Vance Insured Municipal Bond Fd — Int/Div

Pimeco Muni Income Fd 111 — Int/Div

Federated Stat Value Dividend CL A — Int/Div

AIM Invesco Equity and Income CL A — Int/Div

Nuveen High Yield Muni Bond — Int/Div

Nevada State Bank, Reno, NV Money Market — Interest

RBC Dam Rauscher IRA (H) — Distribution — Comments (Part vin

Tamarack Invt FDS Prime Money Market — Interest

Invesco Select Real Estate Income Fund — Int/Div

Growth Fund of America — Int/Div

Henderson Global Int] Opps — Int/Div

Franklin US Gov Sec Series — Int/Div

Franklin Founding FD Alloc A — Int/Div

Columbia FDS Ser TR 11 Mass Seligman Comm & InfoCLC — Int/Div

Ivy FDS Inc Small Cap Growth FD CL C — Int/Div

108. — None

Wells Fargo Bank, N.A., Reno, NV — None

Trustee Ementus, University of Nevada, Reno Foundation

Advisory Board, Nevada Land Trust

Limited Partner, Plumas Garden Partners, Reno NV

Trustee, Trust 44 (see Part VII for comments)

Leadership Board, KUNR

Reimbursement — Boyd School of Law, UNLV — February 18, 2016 — Las Vegas, NV — Educational seminar — (transportation, meals and room)

Reimbursement — American Bankruptcy Institute — April 13-17, 2016 — Washington D.C — Conference — (transportation, meals and room)

Reimbursement — State Bar of Nevada — June 12-13, 2016 — Las Vegas, NV — Educational seminar — (transportation, meals and room)

Reimbursement — American Bankruptcy Institute — September 9-11, 2016 — Las Vegas, NV — Conference — (transportahion, meals and room)

Reimbursement — Nanonal Conference of Bankruptcy Judges — October 25-29, 2016 — San Francesco, CA — Conference — (transportation, meals and room)

Income — 2016 — Bighoms Basketball LLC -scorckeeper — $275.00

Income — 2016 — Pacific Coast League-scorekeeper — S1.260.00

Income — 2016 — Reno Sparks Convention & Visitor Authority -scorekeeper — $300.00

Income — 2016 — Board of Regents Nevada State Higher Education-teaching — S3.125.00

Part | Line 8, Filer became a trustee of this trust in 2016. Filer did not create the trust, does not receive income from this trust, nor does he have a beneficial interest

in this trust. Therefore, no assets are reported in Part VII

Part VII Line 1. 6.25% limited partnership interest; apartment complex. Original purchase price of $50,000 in April 1994.

Part VII Line 47. Added a header this year for the assets contained in brokerage #1 account. These assets have always been held in brokerage #1, but no header was

used in prior reports.

Part VII. Line 64. Added a header this year for the assets contained in brokerage #2 account. These assets have always been held in brokerage #2, but no header

was used in prior reports. This brokerage was closed in 2016.

Part VII. Line 86. This trust was created February 12, 2007. 100% beneficial interest in this trust,

Part VIL Line 99. Beneficiary of this decedent IRA from which Required Minimum Distributions (RMD) ure required to be taken annually.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Gregg W. Zive | Frix