Milan Dale Smith jr
2011Annual
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What was filed
276
investments
0
positions
0
gifts
0
agreements
0
debts
0
reimbursements
0
income
2
spouse income
Named parties
- Self emploved attorney
- Gogian Foundation-Trustee
As filed
General Electric Co — Int/Div — Buy
General Electric Co — None — Buy (add'l)
General Electric Co — None — Sold (part)
Coca-Cola Company — Int/Div
Intuitive Surgical Inc — None
Kinder Morgan energy Partners LP Unit Ltd Partnership — Distribution
American Tower Corp CL A — Int/Div
Devon Energy Corp New — Int/Div — Sold (part)
Devon Energy Corp New — None — Buy (add'l)
L-3 Communications Holdings Inc — None — Sold
Pepsico Incorporated — Int/Div — Buy (add'l)
Time Wamer, Inc — Int/Div
Time Wamer Cable — Int/Div
Canadian Natl Ry Co — Int/Div
First Colony Life Policy — None
Aetna Life Policy — Int/Div
California Pizza Kitchen — None — Sold (part)
Quanta SVCS Inc — None
Dow Chemical Company 5.750 12/15/12 — Interest
Dow Chemical Company $.3000 3/15/13 — Interest
Franklin Universal Trust — Int/Div — Buy (add'l)
Franklin Universal Trust — None — Buy (add'l)
Goldman Sachs 5.250 10/15/13 — Interest
John Hancock Life Ins Co Sr. Uns 4.15% Due 2/15/12 — Interest
LaSalle Fndg LLC Multi 3.000 1/15/11 — Interest
McDonald's Corp 6.000 4/15/11 — Interest
MFS Intermediate Income Trust — Int/Div — Buy (add'l)
MFS Intermediate Income Trust — None — Sold (part)
MFS Intermediate Income Trust — None — Sold (part)
National Rural Utilities 4.125 2/15/11 — Interest — Sold
New York Tel Co. 7.000 6/15/13 — Interest
Teco Energy Inc 7.200 5/1/11 — Interest — Sold
Oneok Ine New — Int/Div — Sold (part)
Oneok Inc New — None — Sold (part)
Oneok Inc New — None — Sold (part)
Century Tel, Inc. Cpn 5.000% Due 2/15/15 — Interest
Dean Witter Discover Odd Cpn Med Term Notes 7.07% 2/1V14 — Interest
Boeing Co. Global Notes Cpn 5.125% Due 215/13 — Interest
Genzyme Corp Gen Div — None — with line 272)
Mamott Int Inc Class A — Int/Div
Money Mkt Oblig Trust Auto Cash Mgmt — Int/Div
American Capital Agency Corp — Int/Div — Buy (add'l)
American Capital Agency Corp — None — Buy (add'l)
Williams Partwers LP Com Unit Lid Part Int — Distribution — Sold (part)
Ishares Trust Barclays 1-3 Yr. Treasury Bd FD — Int/Div
Capstead Mig Corp Com No Par — Int/Div
MFA Mortgage Investments Inc. (MFA Financial Inc) — Int/Div — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Buy (add'l)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Sold (part)
MFA Mortgage Investments Inc. (MFA Financial Inc) — None — Sold (part)
Hatteras Financial Corp — Int/Div — Buy (add'l)
Hatteras Financial Corp — None — Buy (add'l)
Hatteras Financial Corp — None — Buy (add'l)
Hatteras Financial Corp — None — Buy (add'l)
Hatteras Financial Corp — None — Sold (part)
Putnam Managed Municipal Income Trust. SBI — Int/Div — Buy (add'l)
Putnam Managed Municipal Income Trust. SBI — None — Sold (part)
Putnam Managed Municipal Income Trust. SBI — None — Sold (part)
Putnam Municipal Opportunities Trust-SBI — Int/Div — Buy (add'l)
Putnam Municipal Opportunities Trust-SBI — None — Sold (part)
Putnam Municipal Opportunities Trust-SBI — None — Sold (part)
Seligman Mun FD SER Inc Natl Ser CL A — Int/Div — Sold (part)
Fidelity Advisor Mun Income Fund CL T — Int/Div — Sold
Gabelli GIbl Util Inc Trust GDV — Int/Div
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — Int/Div — Buy (add'l)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Sold (part)
shares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Sold (part)
Ishares Trust Iboxx $ Investop Investment Grade Bond Fund — None — Sold (part)
Ishares Barclays Intermediate Credit Bond Fund — Int/Div — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — None — Buy (add'l)
Ishares Barclays Intermediate Credit Bond Fund — None — Buy (add'l)
Ishares Barclays MBS Bond Fund ETF — Int/Div — Sold (part)
Ishares Barclays 1-3 YR Credit Bond Fund FTF — None
Annaly Capital Management luc — Int/Div — Buy (add'l)
Amnaly Capital Management Inc — None — Buy (add'l)
Amnnaly Capital Management Inc — None — Buy (add'l)
Amnaly Capital Management Inc — None — Buy (add'l)
Amnaly Capital Management Inc — None — Buy (add'l)
Amnaly Capital Management Inc — None — Buy (add'l)
Amaly Capital Management Inc — None — Sold (part)
Linn Energy LLC — Distribution — Buy (add'l)
Linn Energy LLC — None — Sold (part)
Copano Energy LLC — Distribution — Sold (part)
Ishares Trust Barclays Credit Bond Fund FTF — Int/Div — Buy (add'l)
Ishares Trust Barclays Credit Bond Fund FTF — None — Sold (part)
Ishares Trust Barclays Credit Bond Fund ETF — None — Sold (part)
Ameren Corp — Int/Div
Cenovus Energy Inc — Int/Div — Buy (add'l)
Encana Corp — Int/Div — Buy (add'l)
Encana Corp — None — Sold (part)
Abbott Laboratories — Int/Div
H & Q Life Sciences Investors SBI — Int/Div — Buy (add'l)
H & Q Life Sciences Investors SBI — None — Buy (add'l)
H & Q Life Sciences Investors SBI — None — Sold (part)
H & Q Life Sciences Investors SBI — None — Sold (part)
H & Q Life Sciences Investors SBI — None — Sold (part)
Enterprise Products Partners LP — Distribution — Buy (add'l)
Enterprise Products Partners LP — None — Buy (add'l)
Teco Energy Inc — Int/Div — Sold
Blackrock Income Trust Inc — Int/Div — Sold (part)
Blackrock Income Trust Inc — None — Buy (add'l)
Blackrock Income Trust Inc — None — Buy (add'l)
Blackrock Income Trust Inc — None — Sold (part)
Blackrock Income Trust Inc — None — Sold (part)
Blackrock Income Trust Inc — None — Sold (part)
Blackrock Income Trust Inc — None — Sold (part)
Blackrock Income Trust Inc — None — Sold (part)
DWS Dreman Value Income Edge Fund Inc New — Int/Div — Buy (add'l)
DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)
DWS Dreman Value Income Edge Fund Inc New — None — Buy (add'l)
Franklin Investors Secs Tr Adjustable US Govt Secs Fund — Int/Div — Sold
Gabelli Dividend & Income Fund — Int/Div — Buy (add'l)
Gabell Dividend & Income Fund — None — Buy (add'l)
Gabelh Dividend & Income Fund — None — Buy (add'l)
Gabelli Dividend & Income Fund — None — Buy (add'l)
Gabellh Dividend & Income Fund — None — Buy (add'l)
Gabelli Dividend & Income Fund — None — Buy (add'l)
Gabelli Dividend & Income Fund — None — Buy (add'l)
Gabelli Dividend & Income Fund — None — Sold (part)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — Int/Div — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — None — Buy (add'l)
Ishares Trust Barclays 1-3 Yr Credit Bond Fund ETF — None — Buy (add'l)
HJ Heinz Co — Int/Div — Buy (add'l)
Eh Lilly & Co — Int/Div — Buy (add'l)
Eh Lilly & Co — None — Buy (add'l)
Statoil Asa Sponsored ADR — Int/Div — Buy (add'l)
St Jude Medical Inc — Int/Div — Sold (part)
Windstream Corp — Int/Div — Sold (part)
Windstream Corp — None — Buy (add'l)
Windstream Corp — None — Buy (add'l)
Windstream Corp — None — Buy (add'l)
Windstream Corp — None — Buy (add'l)
Schwab CA Muni Money Fund Cash Money Market Fund (X) — Int/Div
Western Asset Emerging Mkts Income Fd Ine — Int/Div — Buy (add'l)
Western Asset Emerging Mkis Income Fd Ine — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Ine — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Ince — None — Sold (part)
Western Asset Emerging Mkts Income Fd Ine — None — Sold (part)
Western Asset Emerging Mkts Income Fd Inge — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Ine — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Ine — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Ine — None — Buy (add'l)
Western Asset Emerging Mkts Income Fd Inge — None — Buy (add'l)
RBC Prime Money Market Cash Reserve — Int/Div
H & OQ Healthcare Investors SBI — Int/Div — Buy (add'l)
H & OQ Healthcare Investors SBI — None — Buy (add'l)
H & Q Healthcare Investors SBI — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — Int/Div — Buy (add'l)
NFJ Divid Int & Prem Strategy FD — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — None — Sold (part)
NFJ Divid Int & Prem Strategy FD — None — Buy (add'l)
Ishares TR 2012 S&P AMT Free Municipal Ser FD — Int/Div
Ishares TR 2013 S&P AMT Free Municipal Ser FD — Int/Div
Ishares TR 2014 S&P AMT Free Municipal Ser FD — Int/Div
Managed Duration Invt Grade Mun FD — Int/Div — Sold (part)
Managed Duration Invt Grade Mun FD — None — Sold (part)
Managed Duration Invt Grade Mun FD — None — Sold (part)
Ishares TR S&P Short Term Natl Amefr — Int/Div
Textron Inc — Int/Div — Buy (add'l)
Textron Inc — None — Sold (part)
Templeton Income TR Global Total Return FD ADV CL — Int/Div — Buy (add'l)
Templeton Income TR Global Total Return FD ADV CL — None — Buy (add'l)
Templeton Income TR Global Total Return FD ADV CL — None — Sold (part)
Templeton Income TR Global Total Return FD ADV CL — None — Sold
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — Int/Div — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — None — Buy (add'l)
Vanguard Scottsdale Funds Vanguard Short Term Corp Bond ETF — None — Sold (part)
Allegheny Energy Inc — Int/Div
BlackRock Credit Allocation — Int/Div — Buy
BlackRock Credit Allocation — None — Buy (add'l)
BlackRock Credit Allocation — None — Buy (add'l)
BlackRock Credit Allocation — None — Buy (add'l)
BlackRock Credit Allocation — None — Buy (add'l)
BlackRock Credit Allocation — None — Buy (add'l)
BlackRock Credit Allocation — None — Buy (add'l)
Ishares Trust Dow Jones US Technology Index Fund — Int/Div — Buy
Ishares Trust Dow Jones US Technology Index Fund — None — Buy (add'l)
Ishares Trust Dow Jones US Technology Index Fund — None — Buy (add'l)
Ishares Trust Dow Jones US Technology Index Fund — None — Sold (part)
Ishares Trust Dow Jones US Technology Index Fund — None — Buy (add'l)
Ishares Trust Dow Jones US Technology Index Fund — None — Sold (part)
Ishares Trust S&P Global Info Technology Sector Index Fund — Int/Div — Buy
Ishares Trust S&P Global Info Technology Sector Index Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — Int/Div — Buy
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Buy (add'l)
Calamos Global Dynamic Income Fund — None — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int — Int/Div — Buy
Liberty All-Star Equity Fund Sh Ben Int — None — Buy (add'l)
Liberty All-Star Equity Fund Sh Ben Int — None — Buy (add'l)
Liberty All-Star Equity Fund Sh Ben Int — None — Buy (add'l)
Liberty All-Star Equity Fund Sh Ben Int — None — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int — None — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int — None — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int — None — Sold (part)
Liberty All-Star Equity Fund Sh Ben Int — None — Sold (part)
Coming Inc — Int/Div — Buy
Corning Inc — None — Sold (part)
Corning Inc — None — Buy (add'l)
Corning Inc — None — Sold (part)
Templeton Global Bond Fund Advisor CL — Int/Div — Buy
Templeton Global Bond Fund Advisor CL — None — Buy (add'l)
Templeton Global Bond Fund Advisor CL — None — Sold (part)
AES Corp — None — Buy
AES Corp — None — Buy (add'l)
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — None — Buy
Koninklijke Philips Electrs N V Sponsored ADR New 2000 — None — Buy (add'l)
Royce Value Trust Inc — Int/Div — Buy
Royce Value Trust Inc — None — Buy (add'l)
Royce Value Trust Inc — None — Sold (part)
Royce Value Trust Inc — None — Sold
Columbia Fds Ser TR IX Tax Exempt FD CLA — Int/Div — Buy
Columbia Fds Ser TR IX Tax Exempt FD CLA — None — Sold (part)
Ishares TR 2015 S&P AMT Free Municipal Ser Fd — Int/Div — Buy
Ishares TR 2015 S&P AMT Free Municipal Ser Fd — None — Buy (add'l)
Ishares TR 2016 S&P AMT Free Municipal Ser Fd — Int/Div — Buy
Ishares TR 2017 S&P AMT Free Municipal Ser Fd — Int/Div — Buy
Gabelli Healthcare & Wellness Trust — None — Buy
Gabelli Healthcare & Wellness Trust — None — Buy (add'l)
Gabelli Healthcare & Wellness Trust — None — Sold (part)
Gabelli Healthcare & Wellness Trust — None — Buy (add'l)
Gabelli Healthcare & Wellness Trust — None — Buy (add'l)
Gabelh Healthcare & Wellness Trust — None — Buy (add'l)
Gabelli Healthcare & Wellness Trust — None — Buy (add'l)
Gabelh Healthcare & Wellness Trust — None — Buy (add'l)
BlackRock Strategic Equity Dividend Trust — Int/Div — Buy
BlackRock Equity Dividend Trust — Int/Div — Buy
BlackRock Equity Dividend Trust — None — Buy (add'l)
Centerpoint Energy Inc — Int/Div — Buy
Centerpoint Energy Inc — None — Sold (part)
Centerpoint Energy Inc — None — Sold (part)
Amencan Electric Power Co Inc — Int/Div — Buy
Amencan Electric Power Co Inc — None — Sold (part)
Duke Energy Corporation (Holding Company) New — Int/Div — Buy
Duke Energy Corporation (Holding Company) New — None — Sold
Ishares TR Dow Jones EPAC Select Dividend — Int/Div — Buy
Ishares TR Dow Jones EPAC Select Dividend — None — Buy (add'l)
Ishares TR Dow Jones EPAC Select Dividend — None — Sold (part)
Ishares TR Dow Jones EPAC Select Dividend — None — Sold
Microchip Technology — Int/Div — Buy
Microchip Technology — None — Buy (add'l)
Microchip Technology — None — Sold (part)
Public Service Enterprise Group Inc — Int/Div — Buy
Public Service Enterprise Group Ing — None — Sold (part)
Targa Resources Partners LP Unit Ltd Partnership Int — Int/Div — Buy
Targa Resources Partners LP Unit Ltd Partnership Int — None — Sold (part)
Invesco Mortgage Capital Inc — None — Buy
John Hancock Bank and Thrift Opportunity Fund — Int/Div — Buy
John Hancock Bank and Thrift Opportunity Fund — None — Sold
Pimco ETF TR Enhanced Short Maturity — Int/Div — Buy
Southern Co — Int/Div — Buy
Southern Co — None — Sold (part)
ConocoPhillips — Int/Div — Buy
shares TR Dow Jones SEL Divid Index FD — Int/Div — Buy
shares TR Dow Jones SEL Divid Index FD — None — Buy (add'l)
Apollo Residential Mortgage Inc — None — Buy
Intel Corp — None — Buy
Intel Corp — None — Sold
American Capital Mortgage Investment Corp — None — Buy
Genzyme Waive Diss & Contra Cusip — None — with line 272)
RTS Sanofi Contingent Value RT — None — Buy
RTS Sanofi Contingent Value RT — None — Sold
CenturyLink Inc (X) — Int/Div
Sprint Nextel Corp (X) — None
FirstEnergy Corp — Int/Div — Buy
Spouse's income — 2011 — Self emploved attorney
Spouse's income — 2011 — Gogian Foundation-Trustee
Item 277, Part VII (RTS Sanofi Contingent Value RT). This asset, RTS Sanofi Contingent Value RT, was acquired thorugh a spin-off of asset #276 (Genzyme
Waive Diss & Contra Cusip) and #44 {Genzyme Corp Gen Div) on May 9th, 2011.
Ttem 279, Part VII (CenturyLink Inc). This asset, CenturyLink Inc. in the amount of $74.40, was inadvertently omitted on my prior report. It is held by my IRA.
Item 280, Part VII (Sprint Nextel Corp). This asset, Sprint Nextel Corp in the amount of $118.51, was inadvertently omitted on my prior report. It is held by my
IRA
This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.