Robert D. Drain

Khols — Sold

Earthlink — Buy

Citibank Account #1 — Interest

Citibank Accout #2 — Interest

Access Financial Account #1 — Int/Div — Sold (part)

Access Financial Account #1 — Sold (part)

Access Financial Account #2 — Interest

Access Financial Account #3 — Interest — Sold (part)

FifthThird Bancorp common — Int/Div

US Trust Managed US TCommon Account (no control) — Int/Div — note m Part VII

Arr Prods & Chems — Sold

Amazon — Buy (add'l)

Amazon — Buy (add'l)

Amazon — Buy (add'l)

Apache — Sold

AT&T — Sold

CA Inc — Sold

Cameron Int'l — Sold

Citigroup — Buy (add'l)

Citigroup — Buy (add'l)

Citigroup — Sold (part)

Citigroup — Sold

Col. Select Large Cap Growth FD Class Z

Col, Value & Restr. FD Class 2 — Sold (part)

Col. Value & Restr. FD Class 2 — Redeemed

Comcast — Sold (part)

CVS Caremark — Sold (part)

CVS Caremark — Sold

Ebay

Emerson Elec — Buy

Emerson Elec — Sold

Express Scripts — Sold (part)

Express Scripts — Sold (part)

Express Scripts — Sold

Exxon Mobil

Gilead Sciences — Sold

Google

Mess — Sold

Home Depot — Sold (part)

Home Depot — Sold

Humana — Sold

JPMorgan Chase — Buy

JPMorgan Chase — Sold (part)

JPMorgan Chase — Sold

Khols — Buy

Kraft Foods — Sold (part)

Marsh & McLennan — Buy (add'l)

Marsh & MClennan — Sold

Merck — Sold

Mondelez Intl — Buy

Monsanto — Sold

Morgan Stanley — Buy (add'l)

Morgan Stanley — Sold

National Oilwell Varco

Nielsen Hldgs NV — Sold

Oracle — Sold

Pepsico — Sold

Pfizer — Sold

PGAE — Sold

Progressive — Sold

Public SVC Ent — Sold

Qualcomm — Sold

SPDR S&P Dividend ETF — Sold (part)

Target

Thermo Fisher — Buy

Thermo Fisher — Sold

Union Pac

VISA — Sold

Walmart — Buy

Walmart — Sold

Wells Fargo — Sold

Wells Fargo — Sold

Analog Devices — Sold

Badu ADR — Buy (add'l)

Badu ADR — Sold

BE Aerospace — Sold

Cimarex Energy — Sold

Denbury Res — Sold

Dover — Sold

Electronic Arts — Buy (add'l)

Electronic Arts — Buy (add'l)

Electronic Arts — Sold

Energizer Hidgs — Sold

FifthThird Bancorp — Sold

First Rep Bk, San Fran — Buy (add'l)

First Rep Bk, San Fran — Sold

Fiserv — Sold

Goodyear Tire — Sold (part)

Goodyear Tire — Sold

Intercontinental Exchange — Sold

Invesco Lid. — Buy (add'l)

Invesco Lid, — Sold (part)

Invesco Lid. — Sold (part)

Invesco Lid — Sold

LAM Reaseach — Buy

LAM Research — Buy (add'l)

LAM Research — Sold

New Onental ADR — Buy

New Onental ADR — Sold

Peabody Energy — Buy (add'l)

Peabody Energy — Buy (add'l)

Peabody Energy — Sold

Principal Finl — Sold

Rovi — Buy (add'l)

Rowi — Buy (add'l)

Rovi — Sold

Skyworks Solutions — Buy (add'l)

Skyworks Solutions — Buy (add'l)

Skyworks Solutions — Sold

Skyworks Solutions — Sold

Weight Watchers — Sold

Weverhaeuser — Buy

Weverhaeuser — Sold (part)

Weverhacuser — Sold

Casey's Gen Stores — Sold

Collective Brands — Sold

Columbia Select Small Cap FD Class 2 — Sold (part)

Comstock Res — Buy

Comstock Res — Sold

Earthlink — Buy (add'l)

Earthlink — Buy (add'l)

Earthlink — Buy (add'l)

Earthlink — Sold

Insulet — Sold

Tennant — Sold

Vera Bradley — Buy

Vera Bradley — Sold

Alkermes PLC — Sold

Covidien PLC — Sold

Encsson ADR — Buy

Ericson ADR — Buy (add'l)

Encson ADR — Sold

ITAU Unibanco Hldgs ADR — Sold

Siemens ADR — Sold

Tyco Int'l — Sold

Unilever ADR — Sold

HDFC BK ADR — Sold

IShares MSCI Emergmg Mkts Index FD

Teva Pharmaceutical ADR — Buy (add'l)

Teva Pharmaceutical ADR — Sold

Vale ADR — Buy (add'l)

Vale ADR — Sold

Col. US Govt. Mig Fd C1 2 — Buy

Port Auth NY & NJ CONS BDS-OID 2018

NY NY Go Ref BDS

Babylon NY Pub Impt BDS

North Hempstead NY Pub Impt BDS

Port Auth NY & NJ CONS BDS OID 2021

NY St Dorm Auth St. Pers BDs 2022

Col Short Term Mun. BD Fd C1 Z — Buy

American Tower — Buy (add'l)

American Tower — Sold

Digital Rlty REITs — Sold

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Sold (part)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

BofA Tax Exempt Reserves — Buy (add'l)

US Trust managed IRA Rollover Account (no control) — Int/Div — note mm part VII

BofA Money Market Savings

Aston Montag & Caldwell Growth Fd. C11 — Buy

Col Dividend Income FD CL Z

MFS Value Fd. C1 1 — Buy

TCW Select Equities Fd. Cla — Buy

Col Select Large Cap Growth FD CL 2

Col Viave & Restr. FDCL Z — Redeemed

Col Select Small Cap FD CL 2

IShares MSC Emerging Mkts FD

Walmart Stores

Bank of NY Med. Term. Sr. Nt.

Berkshire Hathaway Fin Corp. Gtd. Sr. Nt

CMB Ultra Short Term Bd. Fd. — Buy

Col. Corp. Income Fd. Class Z — Buy

Col Income Op. Fd. Class Z — Buy

Col. Strat. Income Fd. Class Z — Buy

Col. US Govt Mtg. Fd. Class Z — Buy

Fidelity Advisor Floating Rt. High Income Fd. — Buy

Pimco Total Return Fd. — Buy

Pimco Commodity Real Return Strategy FD

FifthThird Bancorp common — Int/Div

US Trust IRA (no control) — Int/Div — note m part VII

BofA Money Market

Col. Select Large Cap Growth Fd. Class Z

SPDR S&P Div. ETF

SPDR S&P S00 ETF

US Treas Strips

NY 529 savings program #1 — None — Buy (add'l)

NY 529 savings program #2 — None — Buy (add'l)

NY 529 savings program #3 — None — Buy (add'l)

John Hancock Inve. Tr. 11 (Y)

Blackrock MuniHoldings INSD FD (Y)

Mastercard (Y)

SELLY)

SPX (Y)

NYSE Euronext (Y)

Reimbursement — Association (O'Neil Institute) — hal Hi SI Te Tu IC Pa Ta Oka a conference on bankruptcy issues (Transportation, Hotel, Food)

Reimbursement — Le I a SAT amas amr He a Center/ American Bankruptcy Institute — ghana hada Sadie — t—t. — bench” conference on bankruptcy issues (Transporation, Food)

Reimbursement — Law/ American Bankruptcy Institute — bankruptcy issues (Transporation, Hotel Food)

Reimbursement — Women Judges — judges conference (Transportation, Hotel, Food)

Reimbursement — judges and students (Transportation, Hotel. Food)

Income — 02/05/2010 — St. Johns Umiversity School of Law LL.M seminar — S3000.00

1. Part VII, limes 8-161, columns B and C. The U.S. Trust-managed account described on line 8 is held and managed in trust by U.S. Trust as a fiduciary

It is not a personal brokerage or financial management account. We have no discretion with respect to any of the individual assets in the account,

which are listed in lines 9--161 Instead, U.S. Trust makes each investment, buy or sell decision with respect to the individual assets in the account. We are able

only to increase or decrexse the aggregate investment in the account (in addition to periodically being able to change risk categories), | therefore reported the

assets in the account in accordance with the method for reporting trust assets in the filing instructions.

2. Part VIL, lines 162-182, columns B and C. The U.S. Trust-managed IRA rollover account described in line 162 is held and managed in trust by U.S. Trust as a

fiduciary for me with respect to the rollover of my former pension and 401(k) accounts. As with the account described on line 8 of Part VIl and above, | have no

discretion with respect to any of the individual assets in the account, which are listed in lines 162-182, with the exception of periodically being ble to change risk

categories. | therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

3. Part VIL lines 184-189, columns B and C. The U.S. Trust-managed IRA rollover account described in line 184 is held and managed by U.S, Trust as a

fiduciary for

with respect to the rollover of

former 401(k) account. As with the accounts described in lines 8 and 162 of Part VII and above, she has

no discretion with respect to any of the individual assets in the account, which are listed in lines 185-189, with the exception of periodically being able to change

risk categories. 1 therefore reported the assets in the account in accordance with the method for reporting trust assets in the filing instructions.

4. Part VII lines 192-193. These two investments should have been listed as sold in my 2012 Report. The sale dates were 11/10.2011 (John Hancock Inv. Tr. 11,

line 192) and 2/14/11 (Blackrock Muniholdings INSD FD, line 193). There was no gain in either transaction.

5. Part VII lines 194-197 These four investments were listed in lines 420 (Mastercard), 342 (SEI), 343 (SPX) and 340 (NYSE Euronext) of my 2012 Report as

partial sales when, in fact, they were completely sold. The remaining information on these lines in the 2012 Report is accurate.

6. The September 25, 2013 inquiry lester from Hon. Joseph H, McKinley, Jr. states that Loews Cos. was last listed in line 75 of my 2012 Report and inquired why

it was not listed in my 2013 Report; however, Loews Cos, is listed in line 250 of my 2012 Report as having been sold. For that reason it doesn not appear in my

2013 Report.