Michael B. Kaplan

IRA#I1

Franklin Income Fund C1 C mutual fund — Int/Div

Pershing Government Account money market — Int/Div — Sold (part)

Pershing Government Account money market — Sold (part)

Pershing Government Account money market — Redeemed

Flexmsured Account money market — Int/Div — Open

Flexmsured Account money market — Redeemed

Ameriprise Insured money market — Int/Div — Open

Cibgroup Inc common — Int/Div — Buy (add'l)

Cibgroup Inc common — Sold

Dominion Res Inc VA common — Int/Div

Duke Energy Corp common — Int/Div

Freeport McMoran Copper & Gold C1 B mutual fund — Int/Div

Frontier Communitations Corp common — Int/Div

Pfizer Inc common — Int/Div

Potash Corp common — Int/Div

Southem Company common — Int/Div

SPDR S&P Bank ETF — Int/Div — Buy

Venzon Commumcations common — Int/Div

Weyerhaeuser Company common — Int/Div — Buy

Allianz GI NFJ Divid Int & Prem Strategy mutual fund — Int/Div — Buy

Allianz GI NFJ Divid Int & Prem Strategy mutual fund — Buy (add'l)

Blackrock Util & Infrastructure mutual fund — Int/Div

Franklin Gold and Precious Metals Fund — None

Franklin High Income Fund C1 C mutual fund — Int/Div

Mainstay Epoch Global Equity Yield Fund C1 C mutual fund — Int/Div

Sunamerica Senior Floating Rate Fund CI C mutual fund — Int/Div

Voya Infrastructure Industrials & Materials. mutual fund — Int/Div — Buy

Ishares Silver Trust — None

Spdr Gold Trust — None

IRA#2 — Int/Div

Pershing Government Account money market — Int — Redeemed

Ameriprise Insured money market — Int/Div — Open

Blackrock Enhanced Equity Div — Int/Div — Buy

Frontier Commumcations common — Int/Div

Venizon Commumcations common — Int/Div

Franklin Income Fund C1 C mutual fund — Int/Div

Franklin Dynatech Cl C mutual fund — Int/Div

Franklin High Income Fund C1 C mutual fund — Int/Div

lcon Energy Fund Cl C mutual fund — Int/Div

Mainstay Epoch Global Equity Yield C1 ¢ mutual fund — Int/Div

Federated Capital Reserves money market — Int/Div — Redeemed

Ameriprise Insured Money Market — Int/Div — Open

Ameriprise Insured Money Market — Buy (add'l)

Ameriprise Insured Money Market — Sold (part)

NI Economic Dev Auth St Pension 2/15/21 Zero Coupon Bond — Interest

Freeport McMoran Copper & Gold C1 B mutual fund — Int/Div

Potash Corp common — Int/Div

Best of America IV Variable Rate Annuity

NW NVIT Many Mkt — Int./hv

NW NVIT Muti Mgr Mdcap GR — Int/Div

NW NVIT Mult Mer Intl GR 111 — Int/Div

NW NVIT Real Est — Int/Div

TIAA 4DIa(X)

TIAA Traditional — Int/Div

CREF Growth R3 — Int/Div

CREF Iquity Index R3 — hy

CREF Inf-Linked Bond R3 — Int/Div

TD Bank — Interest

Mass Mutual Whole Life Insurance — Int/Div — Redeemed

Adpmunct Professor, Rutgers University School of Law

Agreement — 0 — Thomson Rueters Publishing Agreement, 5% royalty on sales of Consumer Bankruptcy Manual

Reimbursement — ABA Winter Mecting (CFSC) — 407.2016 — Montreal Canady — Educational — hotel, travel

Reimbursement — George Mason JEP — 05/22/16 10 05/24/2016 — Arlington, VA — Educational — hotel, travel

Reimbursement — ABI — 10/6/2016 to 10/72016 — Washington, DX — Educational — hotel, travel

Reimbursement — George Mason JEP — 122002016 — Arlington, VA — Educational — hotel, travel

Reimbursement — NACTT — 121116 10 7/23/16 — Philadelphia, PA — Educational — hotel, travel, meals

Income — 2016 — West Services-Rovalty — $2,785.00

Spouse's income — 2016 — Oveh Shalom of Bucks County - Salary

Spouse's income — 2016 — Federation Day Care Services

Y-2015 FDR, Line 30,31,3233.43 & 44- prior year assets of emancipated child no longer required to be reported.

X= 2015 FDR Line 45 was inadvertantly mis-identified as TIAA CREF money market. It is amended and properly reflected in 2016 FDR lines 54,55,56,57 & 58 as

TIAA 401a,