Raymond T. Chen

CollegeBoundfund Age-Based Moderate Growth Portfolio — None

SunTrust Bank Accounts — Interest

Fidelity Case Reserves — Interest

AllianceBemstein Balance Wealth Strategy Fund — Int/Div

INL/Mellon Capital Management 25 Fund — None — Buy (add'l)

INL/JP Morgan U.S. Government & Quality Bond — None — Sold

INL/Goldman Sachs Core Plus Bond — None — Sold

INL/PIMCO Total Return Bond — None — Sold

INL/Mellon Capital Management Oil & Gas Sector — None

INL/Ivy Asset Strategy — None

INLPIMCO Real Return — None — Sold

Aberdeen Asia Bond Institutional — Int/Div — Sold

Aston/Optimum Mid Cap — Int/Div — Sold

BlackRock Liquidity T-Fund Mgmt — Int/Div — Sold

Driehaus Active Income Fund — Int/Div — Sold

Federated Interm Govt/Corp Sve — Int/Div — Sold

Federated Total Rtm Govt Inst] Sve — Int/Div — Sold

Federated Short-Term Income Fund — Int/Div — Sold

iPath Seasonal Natural Gas ETN — None — Sold

iShares Dow Jones US Home Construction — Int/Div — Sold

iShares Dow Jones US Real Estate — Int/Div — Sold (part)

iShares Dow Jones US Real Estate — Sold

JPMorgan Core Bond A — Int/Div — Sold

Lazard US Global Listed Infrastructure — None — Sold

Merger Fund — Int/Div — Sold

PIMCO Investment Grade Corp Bd Admin — Int/Div — Sold

PIMCO Low Duration Admin — Int/Div — Sold

Ramius Dynamic Replication Fund — Int/Div — Sold

Ramius Strategic Volatility — Int/Div — Sold

Ramius Trading Strat Managed Futures — Int/Div — Sold

T. Rowe Price High Yield Adv — Int/Div — Sold

T. Rowe Price Short Term Bond Adv — Int/Div — Sold

T. Rowe Price US. Bond Index — Int/Div — Sold

SPDR Gold Trust (Y)

Barclays ETN S&P Dynamic VEQTOR ETN(Y)

ProShares Ultra Pro Short S&PSO0 (Y)

AQR Managed Futures Strategy N (Y)

Natixis ASG Managed Futures Strategy A Y)

Rydex Series Trust US Government (Y)

MainStay Epoch Global Equity Yield (Y)

Arbitrage Fund Class R (Y)

INL/S&P Intrinsic Value — None — Buy

INL/Mellon Capital Healthcare Sector — None — Buy

INL/Mellon Capital Small Cap Index — None — Buy

INL/S&P Total Yield — None — Buy

INL/Mellon Capital S&P SMidé — None — Buy

Liability — Wells Fargo Financial National Bank — Credit Card

Section VII: Lines 1-5 and 9-10 were previously reported in the Financial Disclosure Report Nomination Filing.

Section VII: Lines 6-8 and 11-33 were sold during the reporting period.

Section VII: Lines 34-41 were sold in 2012.

Section VII: Lines 42-46 were purchased during the reporting period.