Graham Calder Mullen

BRANCH BANK & TRUST CO. (Bank Accounts) — Interest

Smith Bamey Money Market Fund (See explanation) — Int/Div

Smith Bamey Money Market Fund (See explanation) — Int/Div

Central Fund - Canada — Int/Div

Intel Corp — Int/Div

Merck & Co — Int/Div

Proctor & Gamble — Int/Div

General Electric — Int/Div

Starbucks — Int/Div — Buy

TEVA Pharmaceuticals — Int/Div

Permanent Portfolio — Int/Div

Apple — Int/Div

Goldman Sachs Rising Div — Int/Div

IRA (See explanation) — Int/Div

Loomis Sayles Funds IT Strategic Inc Fund — Buy (add'l)

Loomis Sayles Funds IT Strategic Inc Fund — Sold (part)

Columbia Contrarian Core Fd Cl Z — Buy

Columbia Contrarian Core Fd Cl Z — Sold (part)

Columbia Contrarian Core Fd Cl Z — Sold (part)

Oppenheimber Int'l Bond Fund — So«¢

Oppenheimer Int'l Small Co. Fund — Buy (add'l)

Oppenheimer Int'l Small Co. Fund — Sold (part)

Oppenheimer Int'l Small Co. Fund — Sold (part)

Oppenheimer Int'l Small Co. Fund — Sold (part)

Oppenheimer Gold & Sp. Minerals — Sold

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Buy (add'l)

Fidelity Advisor SPR 1 Leveraged Co Hb Fund — Sold (part)

Permanent Portfolio Fd — Sold

Blackrock Global Allocation — Sold (part)

Blackrock Global Allocation — Sold (part)

Columbia Select Large Cap Growth Fd — Buy (add'l)

Columbia Select Large Cap Growth Fd — Sold (part)

Columbia Select Large Cap Growth Fd — Sold (part)

Delaware Pooled TR Diversified Inc Fd — Buy (add'l)

Delaware Pooled TR Diversified Inc Fd — Sold (part)

First Eagle Fds Global Fd — Sold (part)

First Eagle Fds Global Fd — Sold (part)

Yacktman Fd — Sold (part)

Pimco Fds - Total Return Fd — Sold

Pimco AllAsset AllAuthority — Sold

Rovee Premier Fd — Sold

Templeton Fds - TR Global Bd Advisor — Buy (add'l)

Templeton Fds - TR Global Bd Advisor — Sold (part)

Templeton Fds - TR Global Bd Advisor — Sold (part)

MFS « Int'l New Discovery Fd — Buy (add'l)

MFS « Int'l New Discovery Fd — Sold (part)

MFS « Int'l New Discovery Fd — Sold (part)

JP Morgan Core Bond FD Select — Sold

Neuberger Berman Income New Strategic Fd — Buy (add'l)

Neuberger Berman Income New Strategic Fd — Sold (part)

John Hancock Fds 11 Strategic Income Opptys — Buy (add'l)

John Hancock Fds 11 Strategic Income Opptys — Sold (part)

John Hancock Fds 11 Strategic Income Opptys — Sold (part)

Paxworld FDS SER TRI-PRSIX — Buy (add'l)

Paxworld FDS SER TRI-PRSIX — Sold (part)

Putnam FDS TR Capital Spectrum FD PVSYX — Buy (add'l)

Putnam FDS TR Capital Spectrum FD PVSYX — Sold (part)

Undiscovered Mgr Behavioral Val UBVLX — Buy (add'l)

Undiscovered Mgr Behavioral Val UBVLX — Sold (part)

Undiscovered Mgr Behavioral Val UBVLX — Sold (part)

Undiscovered Mgr Behavioral Val UBVLX — Sold (part)

ISORAY — None

Mosaic — Int/Div

NORTHWESTERN MUTUAL (NML) INSURANCE POLICIES

Whole Life XX> 30 — Int/Div

NML Whole Life XX> 30 — Int/Div

NML Whole Life XX" gl — Int/Div

NML Whole Life XX 3 — Int/Div

NML Extraord. Life Jl — Int/Div

NML Adjustable Comp XX 30 — Int/Div

NML 65 Life pl — Int/Div

NML 65 Life gm — Int/Div

NML Whole Life ml — Int/Div

NML Whole Life ml — None

Chart Indus — None

Nanoviricides — None

Neural Stem Inc — None — Sold

International Stem Cell Corp. — None

Galectin Therapeutics — None

Brigus Gold / Primero Mining (See Explanation) — None — Sold

Mast Therapeutics — None

Alliance Grain Traders (AGXXF) — Int/Div

Clearbridge Energy (EMO) — Int/Div

Parkway Properties — Int/Div

Blackstone Group — Int/Div

Twitter — None

lconix Brand — None

Alexza Pharm — None — Sold

Clearbridge Ener MLP — Int/Div

US Global Inv — Int/Div

Brocade Comm — Int/Div — Sold

Capital Sr. Living — None

First Trust MLP — Int/Div

Freeport McMoran — Int/Div

Northfield Bank — Int/Div

Oculusinnovi Sciences (This has fallen below reportable value.) — None

Anthera Pharm — None

Silver Wheaton — Int/Div

Morgan Stanley Discretionary Joint Account (See Explanation.) — Int/Div — Open

Sprott Platmum ETF (See Explanation.) — None — Sold

Aegerion Pharm (See Explanation.) — None — Sold

Coach — Int/Div — Buy

S&W Seed — None — Buy

SELF<INITIATED AMENDMENT - 2013

Sprott Platmum ETF — None — Buy

SELF-INITIATED AMENDMENT - 2014

Sprott Platmum ETF — None

Aegerion Pharm — None — Buy

Brigus Gold / Primero Mining {See Explanation ref Line 144, ) — None

Homorary Lite Member, Duke Umiversity Law School Board of Visitors

Liability — American Express — Gold Card

Liability — LSAA — MasterCard

EXPLANATION OF LINE ITEMS CONTAINED IN PART VIL

Lines 3 and $ - Smith Barney Money Market fund includes deposits in that fund which the broker has moved into their Bank Deposit program.

Line 27 - The IRA was established from my Thrift Savings Plan, all capital gains and dividends are re-invested. Periodically, small numbers of shares are sold to

pay the trustee's fees. These are reported. This income is aggregated and not reported for each separate fund.

Line 144 - Brigus Gold was acquired by Primero Mining in March 2014.

Line 192 « Per instruction via e-mail from the Financial Disclosure Office, Morgan Stanley Discretionary Account is listed rather than individual stocks that do

not exceed $1,000,

Lines 195 and 197. See Self-Initisted Amendments to the 2013 and 2014 Report

Line 206 - SELF-INITIATED AMENDMENT TO THE 2013 REPORT

Line 209

- SELF-INITIATED AMENDMENT TO THE 2014 REPORT

On lines 37 and 38 of my 2014 annual report, | inadvertently listed Satuit Cap Micro Cap Fund as Sold (part) when it was sold in

full, Thus, this asset does not appear on my 2015 annual report,