Mark S. Wallace

Wells Fargo Advisors Money Market Fund — Int/Div

CHK common stock — Int/Div — Sold

CVX common stock — Int/Div — Sold

SRS ums — Distribution

MOS common stock — Int/Div — Sold

WDTI units — Distribution

US Treasury Bond — Interest

FTGLHA! REIN units — Distribution — Sold

SDD units — Distribution

SRS units — Distribution

Wells Fargo Bank Deposit — Interest

ABX common stock — Int/Div

American Century Capital Preservation Fund — Int/Div

American Century Global Gold Fund — Int/Div

American Capital Capital Preservation Fund — Int/Div

UBS USA Deposit Account — Interest

XOM common stock — Int/Div

MOS common stock — Int/Div — Sold

PWE units — Int/Div

Eaton Vance Buy Write Fund — Distribution — Sold

GDX umts — Distribution

NLY units — Int/Div

ABX common stock — Int/Div

COP common stock — Int/Div

ECA common stock — Int/Div

iShares Investment Grade Corporate Bond Fund — Distribution

iShares TIPs Bond Fund — Distribution

Loomis Sayles Investment Grade Bond Fund — istmbution

US Treasury obligations — Interest

Federated Prudent Bear Fund — Distribution

PHYS units — None

Physical gold — None

US Double Eagle coms — None

Physical silver — None

Bank of America savings account — Interest

Bank of America checking account — Interest

Union Bank checking account — Interest

Chase Bank checking account — Interest

Chase Bank savings account — Interest

VXX units — Distribution

SDD units — istnbution

ABX common stock — Int/Div

XOM common stock — Int/Div

US Treasury obligations — Interest

Federated Prudent Bear Fund — istmbution

Vanguard Ginnie Mae Fund — Distribution

Vanguard Inflation Index Fund — Distribution

Rydex Inverse S&P5002x Strategy Fund — Distribution

American Century Capital Preservation Fund — Distribution

UBS U.S. deposit account — Distribution

US. Treasury obligations — Interest

Dreyfus 100% USTreasury Money Market Fuind — istnibution

Fidelity US Treasury Money Market Fund — Distribution

Rydex US Government Money Market Fund — Distribution

Union Bank VRSA account — Interest

Jefferies commodities trading account — Interest — Sold (part)

US Savings Bonds — Interest

Northwestern Mutual Life Insurance Policy — Int/Div

Wells Fargo cash deposit sweep — Interest — Buy

SD ISRG — Int/Div — Sold

SD ISRG — Buy

1 June emini S&P — None — Sold

1 June emini S&P — Buy

May copper — None — Sold

May copper — Buy

1 June Dollar Index — None — Buy

1 June Dollar Index — Sold

2 June T-Bonds — None — Buy

2 June T-Bonds — Sold

1 June Dollar Index — None — Buy

1 June Dollar Index — Sold

10 GMCR — None — Sold

10 GMCR — Buy

1 June gold — None — Sold

1 June gold — Buy

June emini S&P — None — Sold

June emini S&P — Buy

1 May copper — None — Sold

1 May copper — Buy

May copper — None — Sold

May copper — Buy

May cotton — None — Sold

May cotton — Buy

400 LQD — Distribution — Buy

200CXA — Distribution — Buy

1 July cotton — None — Sold

1 July cotton — Buy

2 July oats — None — Sold

2 July oats — Buy

July coffee — None — Sold

July coffee — Buy

1 July siliver — None — Sold

1 July siliver — Buy

July oat — None — Sold

July oat — Buy

September silver — None — Buy

September silver — Sold

2 July copper — None — Sold

2 July copper — Buy

2 September crude oil — None — Buy

2 September crude oil — Sold (part)

2 September crude oil — Sold (part)

1 June palladium — None — Sold

1 June palladium — Buy

1 July mini silver — None — Sold

1 July mini silver — Buy

1 July soybean — None — Sold

1 July soybean — Buy

September natural gas — None — Buy

September natural gas — Sold

1 July coffee — None — Sold

1 July coffee — Buy

1 June Dollar Index — None — Buy

1 June Dollar Index — Sold

1 June Dollar Index — None — Buy

1 June Dollar Index — Sold

2 December live cattle — None — Sold

2 December live cattle — Buy

2 July oats — None — Sold

2 July oats — Buy

June emini S&P — None — Sold

June emini S&P — Buy

1 December wheat — None — Sold

1 December wheat — Buy

September natural gas — None — Buy

September natural gas — Sold

1 July copper — None — Sold

1 July copper — Buy

1 September T-Bond — None — Sold

1 September T-Bond — Buy

1 September coffee — None — Sold

1 September coffee — Buy

2 September oats — None — Sold

2 September oats — Buy

September palladium — None — Sold

September palladium — Buy

5 September 2012 Eurodollars — None — Sold

5 September 2012 Eurodollars — Buy

September natural gas — None — Buy

September natural gas — Sold

3 December copper — None — Sold

3 December copper — Buy (add'l)

3 December copper — Buy (add'l)

2 September emimi S&P — None — Sold

2 September emimi S&P — Buy

4 September Dollar Indexes — None — Buy

4 September Dollar Indexes — Sold

2 December corn — None — Buy

2 December corn — Sold

1 October cotton — None — Buy

1 October cotton — Sold

September wheat — None — Buy

September wheat — Sold

3 September emini S&P — None — Sold

3 September emini S&P — Buy

December cotton — None — Sold

December cotton — Buy

S September corn — None — Buy

S September corn — Sold

S December corn — None — Sold

S December corn — Buy

2 September soybean — None — Buy

2 September soybean — Sold

2 November sovbean — None — Sold

2 November sovbean — Buy

September Dollar Index — None — Buy

September Dollar Index — Sold

1 September crude oil — None — Sold

1 September crude oil — Buy

December gold — None — Sold

December gold — Buy

1 September T-Bond — None — Sold

1 September T-Bond — Buy

1 September emini S&P — None — Sold

1 September emini S&P — Buy

1 March 2012 com — None — Buy

1 March 2012 com — Sold

2 December oats — None — Sold

2 December oats — Buy

200 COP — Int/Div — Buy

200 COP — Sold

September emini S&P — None — Sold

September emini S&P — Buy

1 September emini S&P — None — Sold

1 September emini S&P — Buy

December T-Bond — None — Sold

December T-Bond — Buy

December coffee — None — Sold

December coffee — Buy

December eminm S&P — None — Sold

December eminm S&P — Buy

September emin S&P — None — Sold

September emin S&P — Buy

September emi S&P — None — Sold

September emi S&P — Buy

S$ December Dollar Indexes — None — Buy

S$ December Dollar Indexes — Sold

1 December emi S&P — None — Sold

1 December emi S&P — Buy

December T-Bond — None — Buy

December T-Bond — Sold

1 December Dollar Index — None — Buy

1 December Dollar Index — Sold

December emini S&P — None — Sold

December emini S&P — Buy

December Dollar Index — None — Buy

December Dollar Index — Sold

1 December Dollar Index — None — Buy

1 December Dollar Index — Sold

December emini S&P — None — Sold

December emini S&P — Buy

2 March 2012 corn — None — Buy

2 March 2012 corn — Sold

December silver — None — Buy

December silver — Sold

100 CMG — None — Sold

100 CMG — Buy

00 MCD — Int/Div — Buy

3 March 2012 sugar — None — Sold

2 December Dollar Indexes — None — Buy

2 December Dollar Indexes — Sold

2 December oats — None — Sold

2 December oats — Buy

2 April 2012 natural gas — None — Buy

2 April 2012 natural gas — Sold

1 March 2012 natural gas — None — Buy

January 2012 crude oil — None — Sold

January 2012 crude oil — Buy

200 DIA — istnbution — Buy

1 December mini silver — None — Sold

1 December mini silver — Buy

2 December vats — None — Sold

2 December vats — Buy

February 2012 crude oil — None — Sold

100 GMCR — None — Sold

100 GMCR — Buy

13 September 2012 Eurodollars — None — Sold

December emini S&P — None — Sold

December emini S&P — Buy

2 May 2012 orange juice — None — Sold

March 2012 coffee — None — Sold

February 2012 crude oil — None — Sold

4 March 2012 oats — None — Sold

US Treasury strip — Interest — Sold (part)

March natural gas — None — Buy

December eminm S&P — None — Sold

December eminm S&P — Buy

6 March 2012 Dollar Indexes — None — Buy

2 March 2012 emini S&P — None — Sold

US Treasury Note — Interest — Sold (part)

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Gift — Orange County Bankruptcy Forum — Contribution to reception for investiture — $750.00

Gift — Inland Empire Bankruptcy Forum — Contnbution to reception for investiture — $750.00

Gift — Central District Consumer Bankruptcy Attorneys Association — Contnbution to reception for mmvestiture — $750.00

Gift — Stutman, Trewster & Glatt PC — Contnbution to reception for imvestiture — $2000.00

Gift — Los Angeles Bankruptcy Forum — Conmbution to reception for investiture — $750.00

Agreement — 11991 — 401(k) Profit Shunng Plan of Stutman, Treister & Glatt PC (self directed, otherwise no control)

Liability — Bank of America — Credit card

Liability — Wells Fargo Advisors — Liabihties on short sale trunsactions

Liability — Jefferies Bache — Liabilities on commaodity and futures positions in excess of cash posted for margin

Reimbursement — Association of Insolvency and Restructuring Advisors — June 7-12, 2011 — Boston, MA — Annual conference — Transportation, meals, lodging, 5k run, Freedom Trail historic tour

Reimbursement — National Conference of Bankruptcy Judges — October 11-15, 2011 — Tampa, FL — Annual conference — Meals, lodging, Sk run

Income — 2011 — Pre-appointment salary as an attorney at Stutman, Treister & Glatt PC — S64.310.75

Many of the reported transactions are short sles. In such a transaction, the sale precedes the purchase. Gain or loss is realized when the short sale is closed out

by purchasing the stock or commodity that was sold short. The audit function in the software fuils to take theseshort sales into account and therefore generates a

host of misleading “error” messages, For example, if a June emini S&P contract is sold on April 10, 2011 and bought on June 1, 201 1, the transaction closes out

on June |, 2011 and nothing is owned as of the close of the reporting period on December 31, 2011.

Many of the reported transactions mvolve commodity, currency index or stock index futures contracts. In such a transaction, there 1s no "purchase price” as such

Instead, the buyer (or seller) posts cash margin to secure his promise to buy or sell at maturity. The liability on futures contracts can vary from day to day based

upon daily price limits regarding how much a price for the underlying commodity, currency index or stock index can rise or fall in a single day. Some contracts

have no limits. Therefore, the liability theoretically could be infinite.

For open futures positions at the end of the year | have reported theunrealized gain or loss in the contract as of the close of business on December 31, 2011,

Revocable Trust #1 no longer has a beneficial interest in any assets,