Robert E. Nugent 3

ROIRA #1 (H)

Fidelity Gov't MM Daily Money Fund (R/ O IRA} — Int/Div

Transamerica MMA — Int/Div — Sold

Rydex Gov't Long Bond Fd — Int/Div — Buy

Rydex Gov't Long Bond Fd — Sold

Rydex HY Strategy Bond Fd — Int/Div — Buy

Rydex HY Strategy Bond Fd — Sold

Rydex HY Strategy Bond Fd — Buy

Northern HY Fixed Inc — Int/Div — Buy

American High Income F1 — Int/Div — Buy

American High Income F1 — Sold

Black Rock HY Bond ClassA — Int/Div — Buy

Black Rock HY Bond ClassA — Sold

Putmam HY Class A — Int/Div — Buy

Putmam HY Class A — Sold

United Development Funding IV — Int/Div

Global Net Lease, Inc.(X) — Int/Div — Sold

Direxion HY Bull — Int/Div — Buy

Transamerica High Yield — Int/Div — Buy (add'l)

Transamerica High Yield — Buy (add'l)

Transamerica High Yield — Sold

JP Morgan Gov Bond Fd — Int/Div — Sold

JP Morgan Liquid Assets MMA — Int/Div — Sold

JP Morgan High Yield Bond Fd--see Part — Int/Div — Sold

Halcon Res Corp — Int

Vereit, f/k/a Ameerican Realty Capital- see Part VII — Int/Div — Sold

ROIRA #2 (H)

Fidelity Gov't MM Daily Money Fund (R/ O IRA} — Int/Div

Amencan Funds Fundamental Inv — Int/Div

Amencan Funds Growth — Int/Div

AmFunds Income Fund America — Int/Div

Simple IRA #1 (H)

Amencan Funds as below

Amencan Mutual Fund — Int/Div — Buy (add'l)

Fundamental Investors — Int/Div — Buy (add'l)

Capital Income Builder — Int/Div — Buy (add'l)

Growth Fund America — Int/Div — Buy (add'l)

Capital World Growth — hy — Buy (add'l)

Capital World Growth — Buy (add'l)

Emprise Bank Account — Interest

Emprise Bank MMA — Interest

Emprise Bank Passbook Account 11 — Interest

Citizens Bank Saving — Interest

Learning Quest $29 Fund Short-term (American Century) — Distribution

Vanguard MMA — Int/Div

Northwestern Mutual Whole Life #1 — Int/Div

Northwestern Mutual Whole Life #2 — Int/Div

Northwestern Mutual Whole Life 23 — Int/Div

Emprise CD6(77) — Interest

Realty LLC — Distribution — Buy

LrossFirst Bank Busmess — Interest

CrossFirst Bank MMA see Part 8 — Interest

CrossFirst Pers Savings — Interest

Bulls & Bears Investment Club (H)--see Part 8

Alphabet A — Int/Div

Alphabet — Int/Div

Amazon — Int

Amgen — Int/Div

GE — Int/Div

Ishares Emerg Mkt — Int/Div

Phillips 66 — Int/Div

Williams Co — Int/Div

Immediate Past President, National Conference of Bankruptcy Judges

Reimbursement — Nat'l Conf. of Bankruptcy Judges — 3/14-31572016 — Fort Worth, TX — NCBJ Midyear Meeting — truvel, meals, and lodging

Reimbursement — Kansas Bur Association — 4/8/2016 — Overland Park, KS — KBA Section Seminar — travel

Reimbursement — Bankruptcy Bar Assoc. S.D. Fla. — 5/12.5/152016 — Chicago ILMarco Island, FL — BBA Annual Weekend Retreat CLE — travel, meals, and lodgmg

Reimbursement — Nat'l Assoc. of Bankruptcy : Trustees — 9/8-/9/2016 — Sun Diego, CA — NABT Annual Meeting — travel, meals, and lodging

Reimbursement — Nat'l Conf, of Bankruptcy Judges — 10/25-100292016 — San Francisco, CA — NCBJ Annual Meeting — travel, meals, and lodging

Spouse's income — 112116 — Realtor Income through

Part 111-B--as discussed below. spouse established single-member LLC for business.

Part 7, Line 21--Amenican Realty Capital, Inc. changed its name to Vereit, Inc. sometime in 2015. Held this stock in RO IRA #1 on 12/31/15 in J amount, but

inadvertently omitted from 2015 report—-was included in 2014 report.

Part 7, Line 24--Sold JP Morgan HY Fund 12/10/15; amount M. Inadvertent omission from 2015 report.

Part 7, IRA #2's interest in American New Perspective closed out on 7/18/2012--no gain, and sold for value code K. Apparently failed to remove this row over the

years and have done so now.

Part 7, Line 52-54--Spouse established single-member LLC for realtor business; CrossFirst Bank "Business reported last year as sole proprietor business account;

CrossFirst Bank MMA, formerly reported as "Business" MMA still perosnally held.

Part 7, Line 57, et seq. 1 am 1/60 of this investment ¢lub and was admitted on 10/15/16. T only know month of acquisition--date shown as first of applicable months

is supposition only.

Part 7, general statement:

In further response to the Committee's letter dated September 20, 2017, I reviewed my prior reports. In so doing, I noted that 1 reported my interest in Hartford

High Yield as "sold" as of August 5, 2014 per line 15 of my 2014 report. 1 did not delete the holding’s header from my '15 report which has now been closed.

As for Ivy High Income, per line 14 of my 2013 report, that entire position was sold on July 25, 2013. Unfortunately, 1 showed it "sold m part” when it should

have, in fact, been shown as “sold,” Again, the header carried forward to both the 2014 and 2015 reports due to my failure to delete it.