Patrick Michael Duffy

2017Annual

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What was filed

  • 65

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 1

    debts

  • 2

    reimbursements

  • 0

    income

  • 0

    spouse income

Named parties

  • Bank of America
  • SC Bar Association
  • Kansas Bar Associaton

As filed

Edward Jones Money Market Fund Account — None — Redeemed

Edward Jones Money Market Fund Account — None — Redeemed

Edward Jones Money Market Fund Account — None — Redeemed

Charles Schwab Money Market Fund Account — Interest — Open

Charles Schwab Money Market Fund Account — Interest — Open

126/78 Associate LLC purchase date 12/30/88, purchase price $60,000 — None

SouthState Bank — Interest

Bank of America — Interest

American FD Cap Strategic BD — None — Buy

Bridge Builder Core Bond — None — Sold

Bridge Builder Core Plus Bond — None — Sold

Bridge Builder Large Growth — None — Sold

Bridge Builder Smallmid Growth — None — Sold

American FD Cap World BD CL3 — Int/Div

American FD Cap World BD CL FI — Int/Div — Buy

CBA Aggressive Growth Fund CL F — None — Sold

Credit Suisse Commodity Retum Strategy Fund — None

DFA Emerging Mkts Value — Int/Div

Dodge & Cox Int] Stock Fund — None — Sold

Dodge & Cox Income Fund — Int/Div — Buy

Amencan FD Europacific — Int/Div

Hartford Dividend & Growth — Int/Div

Invesco Global Real Estate Fund CL Y — None — Sold

Invesco Comstock CL RA — Int/Div — Buy

Janus Henderson Flexible Bond Fund CL — None — Sold

Jensen Quality Growth Fund CL — Int/Div

JHancock Intl Growth CL — Int/Div — Buy

JPMorgan Fed Money Market Inst Cl — None — Sold

JPMorgan Short Duration Bond Fund — None — Sold

JPMorgan Short Duration Bond Fund — None — Sold

MFS International Value Fund CL — Int/Div

MFS Value Fund CL — None — Sold

Victory Integrity Small Cap Value Fund — Int/Div — Buy

Neuberger Berman High Income Bond Fund Inst CL — Int/Div

Prudential Total Return Bond Fund CL Z — Int/Div

T Rowe Price Dividend Growth Fund — Int/Div

T Rowe Price Overseas Stock Fund — Int/Div

T Rowe Price Mid Cap Value Fund — Int/Div

Victory Integrity Small Cap Value Fund C1 v — Int/Div

Amencan FD Cap World BD CL 3 — Int/Div

Bridge Builder Core Bond — None — Sold

Bridge Builder Core Plus Bond — None — Sold

Bridge Builder Large Growth — None — Sold

Bridge Builder Smallimid Growth — None — Sold

CUBA Aggressive Growth Fund CL — None — Sold

Credit Suisse Commodity Return Strategy Fund — None

DFA Emerging Markets Value Fund — Int/Div

Dodge & Cox Intl Stock Fund — Int/Div

American FD Europacific — Int/Div

MFS International Value Fund CL — Int/Div

Hartford Dividend & Growth Fund CL — Int/Div

Invesco Global Real Estate Fund — Int/Div

Janus Henderson Flexible Bond Fund CL — Int/Div

Jensen Quality Growth Fund CL — Int/Div

JP Morgan Federal Money Market Fund Institational CL — None

JP Morgan Short Duration Bond Fund Select CL — Int/Div

MFS Intl Value Fund CL R6 — Int/Div

Neuberger Berman Income FDS High Income Bond Fund Inst! — Int/Div

Prudential Total Return Bond Fund CL 2 — Int/Div

T Rowe Price Dividend Growth Fund — Int/Div

T Rowe Price Intl Stock Fund — Int/Div

T Rowe Price Mid Cap Value Fund — Int/Div

Future Scholar - Columbia Moderate Growth Alt A — Int/Div

Future Scholar - Columbia Moderate Aggr Tek A — Int/Div

Future Scholar - Columbia Grwth A AggrTrack — hy

Liability — Bank of America — Credit Line

Reimbursement — SC Bar Association — 01917 — Greenville, South Carolina — Attending annual meeting — Hotel

Reimbursement — Kansas Bar Associaton — O37 «020317 — Kansas City, Kansas — Speaking at Kansas Legal Revitalization Conference — Airfare & Hotel

1. Part | - Doonbeg Foundation dissolved in 2017. The disolution was carried out over several months during 2017.

2, Lines 1-3, Edward Jones Money Market Fund Accounts were redeemed and switched to Charles Schwab as noted on lines 4-5.

3. Line 6, 1-26/78 Asssociates LLC purchased 12/30/88 for the purchase price of $60,000

4 Lines 14 & 40, Capital World Bond Fund C1 1 name changed to American FD Cap World BD CL F3

5. Lines 18 & 47, Dimensional Emerging Markets Vilue Fund name changed to DFA emerging Mkts Value.

6. Lines 21 & 49, Europacific Growth Fund CL F2 name changed to American FD Europacific Gwth FD CL F3.

7. Lines 37 & 61, T Rowe Price Intl FDS Inc Intl Stock Fund name changed to T Rowe Price Overseas Stock Fund I.

8. Lines 63-65 combined Future Scholar 529 Plans since all investments were in sume account.

Response to 2016 Part VII, lines 55 and 59:

The tranactions concerning Ridgeworth Funds Total Return Bond Fund and Templeton Global Bond Fund were incorrectly reported, 1 should have reported the

non-reportale sale of each of these assets, they are no longer held by me in 2017. Please consider this an amendment to my 2016 report.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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Patrick Michael Duffy | Frix