Timothy B. Dyk

LOT - TRURO, MA (PARCEL 1) ($235,100) — None

CARLYLE FUND — Int/Div

MORGAN STANLEY PRIVATE BANK ACCOUNT — Int/Div

SPECIAL SITUATION LIFE SCIENCES INNOVATION FUND — None — Buy

JAPAN EQUITY FUND — Int/Div

BANK OF AMERICA (COMMON STOCK) — Int/Div

NUVEEN AMT FREE QUALITY MUNI INCOME FUND — Int/Div

CRIMSON WINE GROUP (COMMON STOCK) — None

NUVEEN MUNICIPAL VALUE FUND — Int/Div — Sold

ROYAL DUTCH SHELL (COMMON STOCK) — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD TAX EXEMPT MONEY MARKET FUND — Int/Div — Sold (part)

VANGUARD LTD-TERM TAX EXEMPT ADMIRAL FUND — Int/Div

BB&T CORP (PREFERRED STOCK) — Int/Div

BANK OF CALIFORNIA (PREFERRED STOCK) — Int/Div

VANGUARD INTERMEDIATE TERM T/ E ADMIRAL FUND — Int/Div

NY COMM BK CORP (COMMON STOCK) — Int/Div

WESTERN INTERMEDIATE MUNI FUND — Interest

VANGUARD PRIME MONEY MARKET FUND — Interest — Buy

TOTAL SA. (COMMON STOCK) — Int/Div

ATLAS AIR WORLDWIDE (COMMON STOCK) — None

US. TREASURY NOTE 71519 — Interest — Buy

PASTMUNIBD — Interest

LAWRENCE MA MUNI BD — Interest

NEWPORT-MESA CA UNION SCH DIST MUNI BD — Interest

ALTOONA WI MUNI BD — Interest

GENERAL ELECTRIC {COMMON STOCK) — Int/Div

WASHINGTON STATE MUNI BD — Interest — Buy

US. TREASURY BD S1rIP — Interest — Buy

INDIANAPOLIS IN THERMO SYSTEM MUNI BD — Interest — Matured

TRICOUNTY METRO TRANSP DIST OR MUNI BD — Interest

FEDERAL INSTITUIONAL MONEY MARKET FUND — Interest

METROPOLITAN DC AIRPORT AUTHORITY MUNI BD — Interest — Buy

JEFFERSON MORGAN SCHOOL DISTRICT MUNI BD — Interest — Buy

LA PUBLIC FACILITIES BOND — Interest — Matured

DEUTSCHE BK (COMMON STOCK) — Int/Div

NUVEEN SELECT MATURITY (MUNICIPAL FUND) — Interest

VANGUARD IRA 4 — Int/Div

AISHARES MSCI JAPAN — Int/Div

NEW AMERICA HIGH INCOME FUND — Int/Div

WESTERN ASSET / CLAYMORE INFLATION LINKED OPP FUND — Int/Div — Sold

FIDELITY JAPAN SMALL CO. FUND — Int/Div

GLADSTONE COMM CORP FUND — Int/Div

VANGUARD FEDERAL MONLY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

BLACKSTONE MORT TRUST — Int/Div

CRIMSON WINE GROUP (COMMON STOCK) — None

PEOPLES UNITED (COMMON STOCK) — Int/Div

WISDOM TREE DYNAMIC BEARISH FUND — Int/Div — Buy

VANGUARD IRA - #) — Int/Div

BANK OF AMERICA (COMMON STOCK) — Int/Div

FIDELITY JAPAN SM CO FUND — Int/Div

ENSCO (COMMON STOCK) — Int/Div

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div — Sold

ISHARES JAPAN INDEX FUND — Int/Div

GENESIS ENERGY (COMMON STOCK) — Int/Div — Buy

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

LUMINENT (COMMON STOCK) — None

FRONTLINE (COMMON STOCK) — None

UNITED NATURAL FOODS (COMMON STOCK) — Int/Div — Buy

GLADSTONE COMMERCIAL CORP (COMMON STOCK) — Int/Div

VANGUARD IRA#%2 — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

FIDELITY INV TRUST JAPAN SMALL CO FUND — Int/Div

WISDOMTREE DYNAMIC BEARISH FUND — None — Buy

CITIGROUP (COMMON STOCK) — Int/Div — Sold

WESTERN ASSET CLAYMORE INFLATION INCOME FUND — None — Sold

VALLEY NATIONAL BANK — Int/Div

LUMINENT (COMMON STOCK) — None

VANGUARD IRA 23 — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

VANGUARD PRIME MONEY MARKET FUND — Int/Div

VANGUARD TREASURY MONEY MARKET FUND — Int/Div

DELTSCHE BANK (COMMON STOCK) — Int/Div

EXXONMOBILE (COMMON STOCK) — Int/Div — Buy

AXALTA COATING (COMMON STOCK) — None — Buy

BRIGHTHOLUSE FINANCIAL — None

SUBURBAN PROPANE (COMMON STOCK) — Int/Div

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div — Sold

FAIR POINT COMMUNICATIONS (COMMON STOCK)» — None

GLADSTONE COMMERCIAL CORP (COMMON STOCK) — Int/Div

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Int/Div

TD AMERITRADE IRA #2 — Int/Div

CATHAY BANK CD — Interest — Buy

WELLS FARGO CD — Interest — Buy

JUS. TREASURY BILL — Interest — Buy

US. TREASURY BILL — Interest — Sold

SPEC SITUATION LIFE SCIENCES FUND — Int/Div — Sold (part)

TD AMERITRADE INSURED DEPOSIT ACCOUNT — Int/Div

NORTHERN LIGHTS NORTH STAR DIVIDEND LIGHTS FUND — Int/Div

ISHARES US PREFERRED STOCKS ETF — Int/Div

VANGUARD IRA #5 — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div

NEW AMERICA HIGH INCOME FUND — Int/Div

NUVEEN PREFERRED INCOME FUND — Int/Div

AXALTA COATING SYSTEM {COMMON STOCK) — None — Buy (add'l)

SUBURBAN PROPANE (COMMON STOCK) — Int/Div

WESTERN ASSET HIGH YIELD DEF OPP FUND — Int/Div — Sold

NEW YORK UNIVERSITY 403(B) PLAN INOW MANAGED BY TIAF) — Int/Div

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Buy

VANGUARD FEDERAL MONEY MARKET FUND — Int/Div — Buy

VANGUARD SH TERM INV GRADE BOND FUND — Int/Div — Sold (part)

VANGUARD SH TERM INV GRADE BOND FUND — Int/Div — Sold

VANGUARD INSTITUTION INDEX FUND — Int/Div — Buy

VANGUARD INSTITUTION INDEX FUND — Int/Div — Sold

MASS MUTUAL LIFE INSURANCE — Int/Div

ING LIFE INSURANCE — Int/Div

PNC BANK WASHINGTON IX — Interest

US BONDS — Interest

1). GUMBERG LIMITED PARTNERSHIP — Distribution

VIRGINIA RETIREMENT SYSTEM — Interest

JUDICIAL COUNSELOR, GILES RICH INN OF COURT

Reimbursement — CHARITABLE & EDUCATIONAL FUND — BENCH AND BAR CONFERENCE

Spouse's income — 2018 — TVA, INC. «- CONSULTANT

1. TOTAL INCOME FOR IRA ACCOUNTS

S TOTAL INCOME AS REPORTED BY CUSTODIAN OF ACCOU

2. TRANSFERS FROM IRA MONEY MARKET TO PERSONAL ACCOUNTS (RMD) NOT SHOWN,

3. PART VII, LINE 107: PERIODIC EMPLOYER CONTRIBUTIONS MADE TO THIS ACCOUNT (NEW YORK UNIVERSITY 403(B) PLAN) ARE NOT

REPORTED AS A SEPARATE BUY.

4. THE VANGUARD FEDERAL MONEY MARKET FUND IS AN SEC-MANDATED SETTLEMENT FUND FOR SECURITIES TRANSACTIONS.

PURCHASES AND SALES OF SECURITIES DISCLOSED IN THIS REPORT AUTOMATICALLY RESULTED IN CORRESPONDING SALES AND

PURCHASES IN THE FUND. MONEY MARKET TRANSACTIONS INVOLVING DEPOSITS OF EMPLOYMENT COMPENSATION OR PAYMENT OF

PERSONAL EXPENSES AND EXCHANGES BETWEEN FUNDS NOT LISTED AS BEING IDENTICAL TO BANK ACCOUNT ACTIVITIES.