Gerald Ellis Rosen

PNC Bank Accounts - Detroit — Interest

IRA No.1! — Int/Div

Marshall & Isley Bank - Cash Equivalent

Barclays Bank PLC Ipath S&P 500 VIX MidTerm Futures ETN — Buy (add'l)

Barclays Bank PLC Ipath S&P 500 VIX MidTerm Futures ETN — Buy (add'l)

Barclays Bank PLC Ipath S&P 500 VIX MidTerm Futures ETN — Sold

Ishares Inc MSC] Pacific Exempt Japan Index Fund — Sold

IShares IBOXX Sluvestment Grade Corp Bond Fund — Buy (add'l)

IShares Trust Barclays 1-3 Year Credit Bond Fund — Sold

IShares Trust Barclays 1-3 Year Treasury Bond Fund — Sold

ProShares Trust ProShares Short S&P 500 — Sold

ProShares Trust ProShares Short S&P 500 — Buy

ProShares Trust ProShares Short Russell 2000 — Buy (add'l)

SPDR Gold Trust Gold Shares — Sold (part)

SPDR Gold Trust Gold Shares — Buy (add'l)

SPDR Gold Trust Gold Shares — Buy (add'l)

Select Sector SPDR Trust SBI Utitilites — Sold (part)

Select Sector SPDR Trust SBI Utitilites — Sold

PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

PIMCO ETF TR Enhanced Short Maturity Strategy Fund — Sold

PowerShares DB US Dollar Index Trust Bullish Fund — Buy (add'l)

PowerShares DB US Dollar Index Trust Bullish Fund — Sold (part)

PowerShares DB US Dollar Index Trust Bullish Fund — Sold

PowerShares ETF Trust Il Build America Bond Port — Sold

IShares Trust IBOXX SHigh Yield Corp Bond Fd — Sold

First Trust Exch Traded Fd 1 Technology Alphadex Fund Annu — Sold

Spdr Series Trust S&P Oil & Gas Exploration & Prod ETF — Sold

Healthcare Select Sector SPDR ETF — Buy

Wisdom Tree Trust Emerging Markets Equity Income Fund — Buy

Wisdom Tree Trust Emerging Markets Equity Income Fund — Sold

JP Morgan Chase & Co Aleriun MLP Index ETN — Buy

JP Morgan Chase & Co Aleriun MLP Index ETN — Sold

IShares MSCI Hong Kong Index Fund — Buy

IShares MSCI Hong Kong Index Fund — Buy (add'l)

IShares Trust Barclays Intermediate Credit Bond Fund — Buy

IShares Trust Barclays Intermediate Credit Bond Fund — Buy (add'l)

IShares Trust Barclays Intermediate Credit Bond Fund — Buy (add'l)

Consumer Staples Select Sector SPDR — Buy

Consumer Staples Select Sector SPDR — Sold

IShares Trust S&P US PFD Stock Index Fund — Buy

Energy Select Sector SPDR — Buy

Energy Select Sector SPDR — Buy (add'l)

IShares Trust S&P 100 Index Fund — Buy

IShares Trust S&P 100 Index Fund — Sold

Powershares Emerging Markets Sovereign Debt ETF — Buy

Powershares Emerging Markets Sovereign Debt ETF — Buy (add'l)

IShares Trust FTSE Cha 25 Index Fund — Buy

Industrial Select Sector SPDR — Buy (add'l)

IRA No.2 — Int/Div

Marshall & Isley Bank - Cash Equivalent

Barclays Bank PLC [Path S&P 500 Vix MidTerm Futures ETN — Buy (add'l)

Barclays Bank PLC [Path S&P 500 Vix MidTerm Futures ETN — Buy (add'l)

Barclays Bank PLC [Path S&P 500 Vix MidTerm Futures ETN — Sold

IShares Inc MSCI Pacific Exempt Japan Index Fund — Sold

IShares IBoxx Slnvestment Grade Corp Bond Fund — Buy (add'l)

IShares Trust Barclays 1-3 Year Credit Bond Fund — Sold

IShares Trust Barclays 1-3 Year Treasury Bond Fund — Sold

ProShares Trust ProShares Short S&P S00 — Sold

ProShares Trust ProShares Short S&P S00 — Buy

ProShares Trust ProShares Short Russell 2000 — Buy (add'l)

SPDR Gold Trust Gold Shares — Sold (part)

SPDR Gold Trust Gold Shares — Buy (add'l)

SPDR Gold Trust Gold Shares — Buy (add'l)

Select Sector SPDR Trust SBI Utitilites — Sold (part)

Select Sector SPDR Trust SBI Utitilites — Sold

Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold (part)

Pimco ETF TR Enhanced Short Maturity Strategy Fund — Sold

PowerShares DB US Dollar Index Trust Bullish Fund — Buy (add'l)

PowerShares DB US Dollar Index Trust Bullish Fund — Sold (part)

PowerShares DB US Dollar Index Trust Bullish Fund — Sold

PowerShares ETF Trust Build America Bond Port — Sold

IShares Trust 1Boxx SHigh Yield Corp Bond Fund — Sold

First Trust Exch Traded Fd II Technology Alphadex Fund Annu — Sold

SPDR Series Trust S&P Oil & Gas Exploration & Prod ETF — Sold

JPMorgan Chase & Co Alerian MLP Index ETN — Buy

JPMorgan Chase & Co Alerian MLP Index ETN — Sold

Health Care Select Sector SPDR — Buy

Wisdom Tree Trust Emerging Markets Equity Income Fund — Buy

Wisdom Tree Trust Emerging Markets Equity Income Fund — Sold

IShares MSCI Hong Kong Index Fund — Buy

IShares MSCI Hong Kong Index Fund — Buy (add'l)

IShares Trust Barclays Intermediate Credit Bond Fund — Buy

IShares Trust Barclays Intermediate Credit Bond Fund — Buy (add'l)

IShares Trust Barclays Intermediate Credit Bond Fund — Buy (add'l)

Cosnumer Staples Select Sector SPDR — Buy

Cosnumer Staples Select Sector SPDR — Sold

IShares Trust S&P US Prefereed Stock Index Fund — Buy

Energy Select Sector SPDR — Buy

Energy Select Sector SPDR — Buy (add'l)

IShares Trust S&P 100 Index Fund — Buy

IShares Trust S&P 100 Index Fund — Sold

Powershares Emerging Markets Sovereign Debt ETF — Buy

Powershares Emerging Markets Sovereign Debt ETF — Buy (add'l)

Ishares Trust FTSE China 25 Index Fund — Buy

Industrial Select Sector SPDR — Buy

Roth IRA No. — Interest

Marshall & Isley Bank Deposit Progriom

Roth IRA No. 2 — Interest

Marshall & Isley Bank - Cash Equivalent

Brokerage Account No. 1(H)

Marshall & Isley Bank - Cash Equivalent(X) — Interest

Raytheon — Int/Div

529 Plan — Int/Div

American Funds Capital World Growth & Ine 529C — Sold (part)

American Funds Capital World Growth & Ine 529C — Sold (part)

Trust No. 1 — Int/Div

Haslett MI Public Schools — Sold

Genesse City M1 Bldg, — Sold

Pembina Pipeline Corp — Sold

Pace Oil & Gas LTD — Sold

Marshall & Isley Bank - Cash Equivalent

Trust No. 2 — Int/Div

Atlantic Power Corp New — Sold

Marshall & Isley Bank - Cash Equivalent

Michigan Baseball Ventures, LLC Partners — None

Board of Directors, Focus:Hope, Detroit, Michigan

Board of Advisors, George Washington University Law School, Washington, D.C

Trustee, Trust No.

Trustee, Trust No. 2

Custodian, Custodial Account No,

Professor, Wayne State University, Detroit, Michigan

Agreement — 1995 — The Rutter Group - Publication Agreement dated November 1995, amended October 2012. Royalties to be shared in an amount to be determined upon publication,

Agreement — 1996 — The West Group - Publication Agreement dated January 1996. Royalties to be shared by authors in an amount to be determined upon publication

Agreement — 2005 — The Rutter Group - Publication Agreement dated November 2005. Royalties to be shared by authors in an amount to be determined upon publication.

Agreement — 2007 — The Michigan Baschall Ventures, LLC - See Part VIII Additional Information

Reimbursement — The Rutter Group — &IVI12-6/13/12 — Scarttle, WA — Panchist — Meals, Lodging, Transportation

Reimbursement — The Rutter Group — &13/12.6/15/12 — San Francisco & Los Angeles, CA — Panelist — Meals, Lodging, Transportation

Reimbursement — Federal Bar Association — 9/19/12-9/21/12 — San Diego, CA — Seminar Speaker — Meals, Transportation, Lodging

Reimbursement — Federal Circuit Bar } Assocation — 09/25/12 — Amn Arbor, MI — Semmar Speaker — 1 ransportation

Reimbursement — American Bar Association — 10/24/12-10726/12 — Chicago, IL — Panelist — Meals, Lodging, Transportation

Reimbursement — The Rutter Group — 1702-11912 — Atlanta, GA — Panelist — Meals, Lodging, Transportation

Income — 2012 — Thomson Reuters (West Group) - Book Royalties — $34,101.78

Income — 2012 — Wayne State University - Teaching — S17.688.00

1. Outside earned income shown in Part 111 A was computed in accordance with the guidance in Section 3(b) of the Regulations of the Judicial Conference of the

United States Under Title VI of the Ethics Reform Act of 1989 Concerning Outside Eamed Income, Honoraria and Outside Employment,

Section 3(b) states the following:

(b) "Outside earned mcome™ means all wages, salaries, commissions, professional fees, and payments and compensation of any kind for services rendered or

to be rendered by the covered senior employee, less the ordinary and necessary expenses paid or incurred in producing the income, provided, however, that the

following shall not constitute eamed income,

2. Part I. Positions

a.) Line 5 - Custodial Account #1 has no reportable assets.

2. Part 111. Agreements

4.) Line 4 - To own interests in various minor league baseball franchises; net profits/losses are allocated with accordance with members” shares

3. Part VIL Investments and Trusts

a.) Line 113 - Provident Energy LTD was aquired by Pembina Pipeline Corp on April 2, 2012, at which time shareholders of Provident Energy LTD received

shares of Pembina Pipeline Corp. based on the number of shares owned in Provident Energy LTD,

b.) Line 139 - Michigan Baseball Ventures, LLC - Value used is Tax Basis reported on Schedule K-1.