Frederic Block

BLACKROCK NY MUNI INC — Int/Div — Sold (part)

BLACKROCK MUNIYIELD NY QLT — Int/Div — Sold (part)

CALAMOS STRAT TOT RETURN FD — Int/Div — Buy

COHEN & STEERS CLOSED END OPPTY FD — Int/Div — Sold

EATON VANCE INS NY MLN — Int/Div — Sold

EATON VANCE TX-AD GL DIV GLOBAL DIVINCFD — Int/Div

EATON VANCE TAX DIV INC DIV INC FD — Int/Div

FIA CARD SERVICES NA — Interest

FRONTIER COMM CORP — Int/Div — Sold

INVESTCO SENIOR INC TRUST — Int/Div — Buy

ISHARES IBOXXS HIGH YIEL CORP BD FD — Int/Div — Buy

NFJ DIV INT PREM STRAT AND PREM STRATFD — Int/Div — Buy

NUVEEN NY INV QUAL MUNI — Int/Div

NUVEEN NY PREF PLS MUNI — Int/Div — Sold

NUVEEN NY QUAL INC MUNI — Int/Div — Sold

NUVEEN NY SEL QUAL MUNI — Int/Div

NUVEEN QUAL PREF INC 2 — Int/Div — Buy

PIMCONY MUN INC FD — Int/Div — Sold

POWERSHARES S&P 500 — Int/Div — Buy

PRINCIPAL INVESTORS PRF SECC FD — Int/Div — Sold

SPDRSPDIVID ETF — Int/Div — Buy

WESTERN ASSET HIGH INC OPPT F — Int/Div — Buy

IRA -F. BLOCK

ARES CAPITAL CORP — Int/Div — Sold

MORGAN STANLEY - TR V DEF INT TR PFD 5.75% 7/15/33 — Interest — Sold

CITIGROUP CAP VIII DEF INT TR PFD STK 6.95% 09/153) — Interest — Sold

VORNADO REALTY TRUST SER F CUM PFD SHS 6.75% PERP — Interest — Sold

ARROW DWA BALANCED FD CL A — Int/Div — Sold

ASA MANAGED FUTURES STRT.FD. CL. A — Int/Div — Sold

BLACKROCK EQUTY DIV FDC — Int/Div

CALMOS STRAT TOT RET RETURN FD — Int/Div

DWA TECH LEADERS PORT PWERSHRS ETF — Int/Div — Buy

EATON VANCE RISK MNGD DIV EQ INCM FD — Int/Div — Sold

FIDELITY AVB INTERM BD. FD. CLC — Int/Div

FIRST EAGLE GLOBAL CLC — Int/Div

FRANKLIN RISING DIV. FD. CL. C — Int/Div

ISHARES S&P 100 INDEX FD — Int/Div — Buy

ISHARES HIGH DIV EQ FD — Int/Div — Buy

WELLS FARGO ADVANTAGE MULTI SECTOR INC. FD. — Int/Div

J HANCOCK PREF INC 2 — Int/Div

THORNBURG INC BUILDER FD CLC — Int/Div — Sold

FIA CARD SERVICES NA RASP — Interest

LOOMIS SAYLES STRT. INC. FD. CL A — Int/Div — Sold

LOOMIS SAYLES STRAT INCFD CLC — Int/Div

LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Buy

LOOMIS SAYLES CORE PLUS BD FD CLA — Int/Div — Sold (part)

LORD ABBETT SHORT DUR. INC. FD. C — Int/Div

MORGAN STANLEY 5.5% 128/21 — Interest — Sold

NATIXIS OAKMARK INTNLFDCL A — Int/Div — Buy

NATIXIS DIVERSIFIED INC PRTFOLIO A — Int/Div — Buy

NFIDIV INT PREM STRAT AND PREMIUM STRAT FD — Int/Div

NUVEEN BLILD AMER BDFD — Int/Div

NUVEEN QUAL PREF INC 2 — Int/Div

NUVEEN QUAL PREF INC 3 — Int/Div — Sold

PIMCO STOCKSPLUS TOTAL RETURN FDODCLC — Int/Div — Buy

PIMCO INCOME FD CLC — Int/Div

PRINCIPAL INVESTORS PRF SEC CFD — Int/Div — Sold

POWERSHARES QQOQ TR UNITS SER — Int/Div — Buy

POWERSHARES S&P SO0BUY WRITE PORTFOLIO — Int/Div — Buy

PRUDENTIAL JENNISON EQ INC FD CL Lod — Int/Div

PRUDENTIAL TOTAL RETURN BD FD CLC — Int/Div

RS TECHNOLOGY FDCLC — None — Buy

TEMPLETON GLOBAL BDFD CLC — Int/Div

WESTERN ASSET HIGH INC OPPT FD — Int/Div — Buy

BANK OF SMITHTOWN — Interest

Officer, Fredenc Block, PC