Diane Davis

Brokerage Account #1

PREQX (X) — Int/Div

JSOSX — Distnbuted

Fidelity Advisors Small Cap Fund Class A — Int/Div

Henderson Global Investors Intl Opport Fund A — Int/Div

Mainstay Large Cap Growth Fund Class A — Int/Div

MFS Value Fund Class A — Int/Div

FT Templeton Global Bond A — Int/Div

PIMCO Total Return Fund Class A — Int/Div

USB Bank USA Dep Acct — Int/Div

Virtus Multi-Sector Short Term Bond Fund Class A — Int/Div — Sold

USB PACE Large Company Growth Equity Investment Fund Class — Int/Div

UBS PACE Intl Emerging Mkts Equity Investment Fund Class P — Int/Div — Sold (part)

UBS PACE Large Company Value Equity Investment Fund Class P — Int/Div

UBS PACE International Equity Investment Fund Class P — Int/Div — Buy (add'l)

UBS PACE Small/Medium Co Value Equity Investment Fund — Int/Div

UBS Government Sec Fixed Income Investment Fund — Int

UBS Strategic Fixed Income Investment Fund Long — Int/Div

UBS High Yield Investments Class P — Int/Div — Sold (part)

CSRSX — Int/Div

GTEYX — Int/Div

FMI Large Cap Fund — Int/Div — Sold (part)

Riverpark/Wedgewood Retail Funds — Int/Div — Sold

UBS PACE Small/Medium Co Growth Equity Inv Class P — Int/Div

UBS PACE International Fixed Investment Class P — hy — Buy (add'l)

UBS PACE Alternative Strategies Investments Class P — Int/Div — Buy (add'l)

UBS PACE Alternative Strategies Investments Class P — Int — Sold (part)

JVMIX — Int/Div — Sold (part)

JVMIX — Int/Div — Sold

AQMNX — Int/Div

JHAIX — Int/Div

UBS PACE Interim Fixed Income — Int/Div

00SYX — Int/Div — Sold

BGCIX — Int/Div — Buy (add'l)

RLSIX — Int./hv

CACEUX LY) — Int/Div

NMPAX — Int/Div

NMPAX — Int/Div — Sold

BMDIX — Int/Div — Sold (part)

CWSIX — Int/Div — Sold (part)

CWSIX — Int/Div — Sold (part)

CWSIX — Buy (add'l)

CWSIX — Sold (part)

CWSIX — Sold

CLSIX — Int — Closed — exchy to In 44

VCRSX — Int/Div — Open — exchy frm In 43

BGLSX — Int/Div — Buy (add'l)

BHYIX — Int/Div

Delaware Diversified Income — Int/Div

Delaware Diversified Income — Int/Div — Sold (part)

Delaware Diversified Income — Int/Div — Buy (add'l)

Delaware Diversified Income — Sold (part)

LSHX — Int/Div — Sold

PONPX — Int — Sold

LFMIX — Int/Div

POGTX — Int/Div — Sold (part)

UR — Int/Div

UR — Int/Div — Sold (part)

IEFA — Int/Div — Buy (add'l)

IEFA — Sold (part)

IEFA — Int/Div — Sold (part)

IEFA — Buy (add'l)

IEFA — Int/Div — Buy (add'l)

IEFA — Buy (add'l)

IEFA — Int/Div — Buy (add'l)

IEFA — Sold (part)

IEFA — Int/Div — Sold (part)

IEFA — Sold

EMB — Int/Div

EMB — Int/Div — Sold

CRED — Int/Div — Buy (add'l)

CRED — Int/Div — Sold

GOVT — Int/Div — Buy (add'l)

GOVT — Buy (add'l)

GOVT — Buy (add'l)

GOVT — Buy (add'l)

GOVT — Buy (add'l)

GOVT — Sold (part)

MINT — Int/Div

SCHP — Int/Div — Sold

SCHP — Int/Div — Sold (part)

SCHP — Sold (part)

SCHP — Buy (add'l)

SCHP — Sold (part)

SCHP — Int/Div — Sold (part)

SCHP — Sold

EMKIX — Int/Div — Buy (add'l)

EMLC — Int/Div — Buy (add'l)

VT(X) — Int/Div — Buy (add'l)

VT(X) — Buy (add'l)

VT(X) — Buy (add'l)

VT(X) — Buy (add'l)

VT(X) — Buy (add'l)

VT(X) — Sold (part)

JUSG — Int/Div — Buy

JUSG — Sold (part)

OIGYX — Inv — Buy

JPBDPX — Int/Div — Buy

QSPIX — Int/Div — Buy

QFVIX — Int/Div — Buy

Brokerage Account #2

NYS Retirement Plan - no control — None

Trustco — Interest

Kevbank — hy

SEFCL — Interest

Citizens — Interest

Berkshire — Interest — Closed

Brokerage Account #3

Morgan Stanley Bank N.A — Interest

IWR — Int/Div — m from Trust

UH — Int/Div — mn from Trust

UH — Int/Div — Buy (add'l)

112. — mn from Trust

WM — Int — m from Trust

FNX — Int/Div

FYX — Int/Div

EW) — Int/Div

EW) — Int — Sold (part)

119 — m from Trust

120. — mn from Trust

FEZ — Int/Div

FEZ — Int/Div — Sold (part)

123. — m from Trust

124 — mn from Trust

128 — m trom Trust

VGK — Int/Div — m from Trust

127 — m from Trust

127 — Int/Div — Sold (part)

129 — m from Trust

129 — Int/Div — Sold (part)

EEM — Int/Div

EEM — Int/Div — Sold (part)

EWU (X) — Int/Div — Buy (add'l)

MDY (X) — Int/Div

IWD(X) — Int. — Buy (add'l)

136. — mn from Trust

IWF (X) — Int/Div — Buy (add'l)

138. — m from Trust

139 — m from Trust

RSP — Int/Div — m from Trust

1) — Int/Div — in from Trust

MUXA — Int/Div — m from Trust

IPM — Int/Div — m from Trust

WMT — Int/Div — m from Trust

MSFT — Int/Div — in from Trust

VZ — Int/Div — m from Trust

T — Int/Div — m trom Trust

CAT — Int/Div — m from Trust

CSCO — Int/Div — mn from Trust

XOM — Int/Div — m trom Trust

IN) — Int/Div — m from Trust

WFC — Int/Div — m from Trust

PG — Int/Div — mn from Trust

AXP — Int/Div — m from Trust

AAPL — Int/Div — mn from Trust

BK — Int/Div — m trom Trust

BA — Int/Div — m from Trust

EMN — Int — in from Trust

159 — mn from Trust

HD — hy — m from Trust

IBM — Int/Div — m from Trust

PEP — Int/Div — m from Trust

UTX — Int/Div — mn from Trust

DIS — Int/Div — m from Trust

Trust #1 — Closed

buyout of 50% int in decedent's ownership of warehouse — Interest — Matured

Bank Deposit Program Citibank — Int/Div — Closed

Bank Deposit Program Citibank — Int/Div — Distributed

MS Liquid Asset Fund — Int/Div — Sold (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — Distnbuted

MS Liquid Asset Fund — Int/Div — Distnbuted

MS Liquid Asset Fund — Int/Div — Distributed

MS Liquid Asset Fund — Int/Div — Distnbuted

MS Liquid Asset Fund — Int/Div — Distnbuted

MSFT — Int/Div — Distnbuted

MSFT — Int/Div — Distributed

MSFT — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distributed

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distributed

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

INTC — Int/Div — Distnbuted

CSCO — Int/Div — Distnibuted

CSCO — Int/Div — Distnbuted

CSCO — Int/Div — Distnbuted

CSCO — Int/Div — Distnbuted

CSCO — Int/Div — Distributed

Sector Rotation Account — Int/Div — Closed

Sector Rotation Account — Int/Div — Distnbuted

Sector Rotation Account — Int/Div — Sold

Sector Rotation Account — Int/Div — Distributed

Sector Rotation Account — Int/Div — Distnbuted

Sector Rotation Account — Int/Div — Distnbuted

Sector Rotation Account — Int/Div — Distnbuted

Sector Rotation Account — Int/Div — Distributed

AAPL — Int/Div — Distnbuted

AAPL — Int/Div — Distributed

Bank of New York Mellon — Interest — Distnibuted

Call IPM 1/19/18 (Y)

Call BA 5/1917(Y)

Call WFC 421/17 (Y)

Call MET 21717 (Y)

Call IPM75.000 Jan (Y)

Call Metlife 47.500 Feb (Y)

EWY (X) — Int/Div — Distributed

Trust #2 — Closed

MS Liquid Asset Fund — Int/Div — Sold (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — Sold (part)

MS Liquid Asset Fund — Distnbuted

MUXAX — Int/Div — Distnbuted

MUXAX — Int/Div — Distnbuted

MUXAX — Int/Div — Distnbuted

MUXAX — Int/Div — Buy (add'l)

MUXAX — Sold (part)

MUXAX — Distnbuted

MUXAX — Ine — Sold (part)

MUXAX — Distributed

MUXAX — Int/Div — Sold (part)

MUXAX — Sold (part)

MUXAX — Distnbuted

MUXAX — hy — Sold (part)

MUXAX — Sold (part)

MUXAX — Distnbuted

MUXAX — Int/Div — Sold (part)

MUXAX — Sold (part)

MUXAX — Distnbuted

MUXAX — Int/Div — Buy (add'l)

MUXAX — Sold (part)

MUXAX — Sold (part)

MUXAX — Sold (part)

MUXAX — Sold (part)

MUXAX — Distnbuted

MUXAX — Int/Div — Sold

MUXAX — Int/Div — Sold (part)

MUXAX — Sold (part)

MUXAX — Sold (part)

MUXAX — Distnbuted

Citibank Bank Deposit Program — Interest — Closed

Citibank Bank Deposit Program — Int/Div — Sold

JSOSX — Int/Div — Sold

JSOSX — Int./y — Buy (add'l)

JSOSX — Sold

JSOSX — Int/Div — Buy (add'l)

JSOSX — Sold (part)

JSOSX — Distributed

JSOSX — Int/Div — Buy (add'l)

JSOSX — Sold (part)

JSOSX — Sold (part)

JSOSX — Sold (part)

JSOSX — Sold (part)

JSOSX — Distnbuted

JSOSX — Int/Div — Buy (add'l)

JSOSX — Sold (part)

JSOSX — (part)

JSOSX — Sold (part)

JSOSX — Distnbuted

JSOSX — Int/Div — Distributed

JSOSX — Int/Div — Distnibuted

JSOSX — Int/Div — Sold

JSOSX — Int/Div — Sold (part)

JSOSX — Distnbuted

JSOSX — Int./y — Sold (part)

JSOSX — Sold (part)

JSOSX — Sold (part)

JSOSX — Int/Div — Distnibuted

Apple Inc corporate bond — Interest — Sold

Verizon Communications corporate bond — Interest — Sold

Verizon Communications corporate bond — Int/Div — Distnbuted

Verizon Communications corporate bond — Int/Div — Buy (add'l)

Verizon Communications corporate bond — Sold (part)

Verizon Communications corporate bond — Distnbuted

Verizon Communications corporate bond — Int/Div — Buy (add'l)

Verizon Communications corporate bond — Sold (part)

Verizon Communications corporate bond — Distnbuted

Verizon Communications corporate bond — Int/Div — Sold (part)

Verizon Communications corporate bond — Sold (part)

Verizon Communications corporate bond — Distnbuted

Caterpillar Financial corporate bond — Interest — Sold (part)

Caterpillar Financial corporate bond — Sold

Home Depot Inc. Corporate Bond — Interest — Sold

US Bancorp Corporate Bond — Interest — Sold

Microsoft Corp Corporate Bond — Interest — Sold

Wal-Mart Stores Ine. Corporate Bond — Interest — Sold

Toyota Motor Credit Corp Corporate Bon — Interest — Sold

TXRAX — Int/Div — Sold

BB&T Corporation bond — Interest — Sold

American Express Corporate Bond — Interest — Sold

Bank of NY Mellon Corporate Bond — Interest — Sold

Bank of NY Mellon Corporate Bond — Int/Div — Distnbuted

Bank of NY Mellon Corporate Bond — Int — Sold (part)

Bank of NY Mellon Corporate Bond — Distnibuted

Shell International Fin bond — Interest — Buy

Shell International Fin bond — Sold

Novartis Sec Invest Ltd bond — Interest — Buy

Novartis Sec Invest Ltd bond — Sold

Trust 24

Morgan Stanley cash — Interest — Sold (part)

Morgan Stanley cash — Sold (part)

Morgan Stanley cash — Sold (part)

Morgan Stanley cash — Sold (part)

Morgan Stanley cash — Int/Div — Distributed

Morgan Stanley cash — Int/Div — Distnbuted

Morgan Stanley cash — Int/Div — Distnbuted

Morgan Stanley cash — Int/Div — Distnbuted

Everflow Eastern Partners. LP — Distribution — Distributed

residential property Delray Beach, FL. Palm Beach County — None

note — Interest — Matured

Canadaigua National Bank — Interest — Closed

Morgan Stanley cash — Interest — Closed

YUMC (X) — Int/Div — Distnibuted

Brokerage Account 24

JPM — Int/Div

T — Int/Div

CAT — Int/Div

CSCO — Int/Div

KO — Int/Div

XOM — Int/Div

INTC — Int/Div

JUN) — Int/Div

WFC — Int/Div

PG — Int/Div

MCD — Int/Div

WMT (X) — Int/Div

MSFT (XH — Int/Div

Co-Trustee, Trust #1

Co-Trustee, Trust £2

Co-Trustee, Trust #4

Co-Executor, I cstate

Reimbursement — PEE SOO SSE £5 Lo bl Re Association — seminar funded by BAR association

Reimbursement — District Bankruptcy Bar Associations — pe re tT — Bankruptcy Conference

Reimbursement — Association. NDNY — seminar funded by BAR association

Reimbursement — by the Federal Judicial Center — HF rT al Te eye, TR

Reimbursement — FLA SE hn, dy eT Association — seminar funded by BAR association

Reimbursement — Albany Law School — 4032017 — Albany, NY — lecture — program fee

Reimbursement — Association — Rett TR rir, «wre TELE — seminar funded by BAR association — EN TR re” x Sadr

Reimbursement — Circut Judicial Conference — 06/07/.2017-06/109/201° — New Paliz, NY — crreunt judicial conference — program, meals, hotel, mileage

Reimbursement — Administrative/ managerial meetings

Reimbursement — Administrative managerial meetings

PART I: | serve as a Co-trustee on two trusts (Trust #1 and Trust #2) with my two brothers. The trusts were established as part of my late father’s estate and are for

the benefit of my mother. We review the status of the trusts annually to assure they meet my mother’s financial needs, My brothers and | have waived our right to

receive our lawful commission from the trusts, The balance of these trusts will now go to the seven children equally, including myself, as a result of her passing in

July 2015. The trusts were terminated during 2017.

I serve as Co-trustee on Trust #4 with one of my brothers. My position as co-trustee occured upon my mother’s passing in July 2015 when the trust became

irrevocable. The assets of the trust will be monitored and disposed of by the trustees and the balance will be distributed equally to her seven children, including

myself, My brother and 1 have waived our right to receive our lawful commission from the trust,

1 serve as Co-executor of my late mother's estate with one of my brothers, We are in the process of gathering information and data for the estate and a full

accounting of its assets and liabilities is not available at this time. My brother and | have waived our right to any fees we may be entitled to from the estate. The

estate was closing during 2017.

PART VII:

The fund on line 43 was tranferred in a nontaxable transaction to the fund on line 44.

Lines 111, 112,114, 115, 120-122, 125-129, 131, 138, 140-166 represent assets transferred in to the respective brokerage accounts as a result of distributions in-

kind from the two trust accounts that were closed during 2017.

Line 165 indicates the aggregate total for Trust #1. All of the information listed in lines 165 through 213 are the holdings for this trust.

The Sector Rotation Account at Line 196 is an account that buys stocks in Sector Rotation style for Trust #1. All stocks within the Trust have been disclosed in

Part VII,

Line 214 indicates the aggregate total for Trust #2. All of the information listed in lines 214 through 309 are the holdings for this trust.

Line 310 indicates the aggregate total for Trust #4. All of the information listed in lines 310 through 324 are the holdings for this trust,