Paul Adam Engelmayer

IRA #1

Cash — Interest

Brokerage #5 (X)

IRA #6

ING Senior Income C1 A — Int/Div — Buy (add'l)

MFS Emerging Markets Debt Fund Class — Int/Div

lvy Global Natural Resources Fund Class

Franklin Templeton Emerging Markets Bond Fund — Int/Div — Buy

IRA #2

MFS Emerging Markets Debt Fund Class — Buy

Templeton Global Bond Fund C1 A — Sold

IRA}

ING Senior Income Cl A — Int/Div — Buy (add'l)

MFS Emerging Markets Debt Fund Class — Int

lvy Global Natural Resources Fund C1 Y

Trost #1

Acadian Emerging Markets — Int/Div

Eaton Vance Structured Emerging Markets

GRT Value Fund Advisors Class

ING Senior Income Cl A — Int/Div

ING Senior Income Fund F1 Q

iShares Tr MSC EAFE Index Fd

iShares Tr S&P 400 BARRA Midcap Growth

lvy Asset Strategy Fund Class A — Int/Div

Loomis Sayles Strategic Income A — Int/Div

PIMCO Funds Total Return Fund Inst] 235 — Int/Div

T. Rowe Price Emerging Market Bond Fund — Int/Div

Wisdomtree Large Cap Dividend — Int/Div

Wisdomtree MidCap Dividend

Berkshire Hathaway Inc Del B — Buy (add'l)

lvy Global Natural Resources Fund C1 Y

Schwab NY Tax Ex Money Sweep Shares Y)

Trust #2

Acadian Bmergimg Markets — Int/Div

Eaton Vance Structured Emerging Markets A

ING Senior Income C1 A — Int/Div

iShares Tr MSCI EAFE Index Fd — Int/Div

iShares Tr S&P 400 BARRA Midcap Growth

lvy Asset Strategy Fund Class A

Loomis Sayles Strategic Income A — Int/Div

PIMCO Funds Total Return Fund Inst] 235 — Int/Div

T. Rowe Price Emerging Markets Bond Fund — Int/Div

Wisdomtree Large Cap Dividend

Wisdometree MidCap Dividend

Berkshire Hathaway Inc Del B — Buy (add'l)

Ivy Global Natural Resources Fund C1 Y

Schwab Municipal Money Fund Sweep Shares (Y)

Brokerage £1

Eaton Vance Structured Emerging Markets 1 — Int/Div — Buy (add'l)

ING European Bank Loan — Int/Div

ING Senior Income C1 A

ING Senior Income Fund C1 Q

iShares Tr S&P 600 BARRA Small Cap Growth — Sold

MFS Emerging Markets Debt Fund Class — Int/Div

New York Port Authority

Prudential Jenmison Natural Resources Cl A

Schwab NY Tax Ex Money Sweep Shares

Aria Consumer Fund

Berkshire Hathaway Inc Del B — Buy (add'l)

Deutsche Bank AG London 307 US CMS

lvy Global Natural Resources Fund CY

JLP Credit Opportunity Fund — Sold

Prudential Jennison Natural Resources Fund C17 — Buy (add'l)

First Eagle Global — Int/Div — Buy

First Eagle Global — Buy (add'l)

Aberdeen Emerging Markets — Int/Div — Buy

Brokerage #2

Schwab NY Tax Ex Money Sweep Shares

Brokerage #3

Consumer Stap SPDR — Int/Div — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Buy (add'l)

Comsumer Stap SPDR — Sold (part)

Consumer Stap SPDR — Buy (add'l)

Consumer Stap SPDR — Sold (part)

Consumer Dis SS SPDR — Int/Div — Sold (part)

Consumer Dis SS SPDR — Buy (add'l)

Consumer Dis SS SPDR — Sold (part)

Consumer Dis SS SPDR — Buy (add'l)

Consumer Dis SS SPDR — Buy (add'l)

Consumer Dis SS SPDR — Sold (part)

Consumer Dis SS SPDR — Buy (add'l)

Consumer Dis SS SPDR — Buy (add'l)

Consumer Dis SS SPDR — Buy (add'l)

Energy Select Sector SPDR — Int/Div — Sold (part)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Sold (part)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Buy (add'l)

Energy Select Sector SPDR — Sold

Healthcare SS SPDR — Int/Div — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Sold (part)

Healthcare SS SPDR — Buy (add'l)

Healthcare SS SPDR — Sold

Materials SS SPDR — Int/Div — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold (part)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Buy (add'l)

Materials SS SPDR — Sold

Schwab NY Tax Ex Money Sweep Shares

Select Sector SPDR Amex Industrial — Inv — Sold (part)

Select Sector SPDR Amex Industrial — Buy (add'l)

Select Sector SPDR Amex Industrial — Sold (part)

Select Sector SPDR Amex Industrial — Buy (add'l)

Select Sector SPDR Amex Industrial — Buy (add'l)

Select Sector SPDR Amex Industrial — Sold

Select Sector SPDR Financial — Sold (part)

Select Sector SPDR Fumancial — Buy (add'l)

Select Sector SPDR Fmancial — Sold (part)

Select Sector SPDR Financial — Buy (add'l)

Select Sector SPDR Financial — Sold

Select Sector SPDR Technology — Int/Div — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Sold (part)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Buy (add'l)

Select Sector SPDR Technology — Buy (add'l)

Utilities Sel SPDR — Int/Div — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Unlities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Utlities Sel SPDR — Buy (add'l)

Utilities Sel SPDR — Buy (add'l)

Utlities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Unlities Sel SPDR — Sold (part)

Utilities Sel SPDR — Buy (add'l)

Unlities Sel SPDR — Sold (part)

Brokerage #4

Acadian Emerging Markets — Int/Div — Buy (add'l)

Causeway International Value Fund Invest — Int/Div — Sold

Elmira County NY School (Y)

GRT Value Fund Advisor Class — Int/Div — Buy (add'l)

GRT Value Fund Advisor Class — Sold

iShares Tr MSC EAFE Index Fd — Int/Div — Sold

iShares Tr S&P 400 BARRA Midcap Value — Sold

iShares Tr S&P 600 BARRA Small Cap Growth — Int. — Sold

MFS Emerging Markets Debt Fund Class — Int/Div

PIMCO Funds Total Return Fund Inst] 235 — Int/Div — Sold

Prudential Jenmison Natural Resources Cl A

Schwab NY Tax Ex Money Sweep Shares

Wisdomtree Large Cap Dividend — Int/Div

Berkshire Hathaway Inc Del B — Sold (part)

Berkshire Hathaway Inc Del C1 A

Ivy Global Natural Resources Fund C1 Y

Microsoft Corp Com (Y)

Pfizer Inc(Y)

Landmark Value Strategies QP — Redeemed

Prudential Jennison Natural Resources Fund C17

First Eagle Global Inst] C1 — Int/Div — Buy

First Eagle Global Inst] C1 — Buy (add'l)

PIMCO Unconstrained Bond Inst] Cl — Buy

401k) #1

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Buy (add'l)

Acadian Emerging Markets — Sold

Brandes Inst Intl Equity Fund — Sold (part)

Brandes Inst Int] Equity Fund — Buy

Brandes Inst Intl Equity Fund — Sold

ING Senior Income Fund C1'W — Int/Div — Sold (part)

ING Semor Income Fund C1 W — Sold (part)

ING Senior Income Fund C1 W — Sold

Franklin Templeton Emerging Markets Debt Opp — Buy

Franklin Templeton Emerging Markets Debt Opp — Sold (part)

Franklin Templeton Emerging Markets Debt Opp — Sold

Ivy Global Natural Resources — Buy

lvy Global Natural Resources — Sold

Aberdeen Emerging Markets Inst] — Buy

Aberdeen Emerging Markets Instl — Sold

UTMA #1

Eaton Vance Structured Emerging Markets A

ING Senior Income Cl A

iShares Tr MSC EAFE Index Fd — Int/Div

Loomis Savles Global Bond Inst] — Int/Div

Wisdomtree Large Cap Dividend

Wisdom Tree MidCap Dividend

Ivy Global Natural Resources Fund C1 Y

UTMA #2

Eaton Vance Structured Emerging Markets A

ING Senior Income Fund C1 A — Int/Div

iShares Tr MSC EAFE Index Fd

Loomis Sayles Global Bond Inst] — Int/Div

WisdomTree Large Cap Dividend

Wisdom Tree MidCap Dividnd

Berkshire Hathaway Inc Del B

lvy Global Natural Resources Fund C1 Y

UTMA #3

Eaton Vance Structured Emerging Markets A

ING Senior Income CIO (Y)

ING Senior Income Cl A

iShares Tr MSCI EAFE Index Fd — Int/Div

Loomis Savles Global Bond Inst] — Int/Div

Wisdom Tree Large Cap Dividend

WisdomTree MidCap Dividend

Ivy Global Natural Resources Fund C1 Y

JUTMA 24

Eaton Vance Structured Emerging Markets A

ING Senior Income Cl A — Int/Div

iShares Tr MSCI EAFE Index Fd

Loomis Savles Global Bond Inst] — Int/Div

Wisdom Tree Large Cap Dividend

Wisdom Tree MidCap Dividend

Berkshire Hathaway Inc Del B

lvy Global Natural Resources Fund C1 Y

529 Plan #1

New York Saves Bond Market Index Portfolio — Sold

New York Saves Bond Market Index Portfolio — Buy (add'l)

New York Saves Growth Stock Index Portfolio — Buy (add'l)

New York Saves Mid Cap Index Portfolio — Buy (add'l)

New York Saves Mid Cap Index Portfolio — Sold

New York Saves Small Cap Stock Index Portfolio — Buy (add'l)

New York Saves Small Cap Stock Index Portfolio — Sold

New York Saves Value Stock Index Portfolio — Buy (add'l)

New York Saves Interest Accumulation Index Portfolio — Buy

529 Plan #2

New York Saves Developed Markets Income Portfolio

New York Saves Interest Accumulation Portfolio — Sold (part)

New York Saves Mid Cap Index Portfolio — Buy (add'l)

New York Saves Growth Stock Index Portfolio — Sold

New York Saves Growth Stock Index Portfolio — Buy

New York Saves Inflation Protected Portfolio — Buy (add'l)

New York Saves Value Stock Index Portfolio — Buy (add'l)

New York Saves Income Portfolio (X) — Sold

New York Saves Small Cap Stock Index Portfolio (X) — Sold

529 Plan #3

New York Saves Developed Markets Income Portfolio

New York Saves Mid Cap Stock Index Portfolio

New York Saves Inflation Protected Portfolio — Buy (add'l)

New York Saves Small Cap Stock Index Portfolio

New York Saves Income Portfolio (X) — Sold

529 Plan #4

New York Saves Bond Market Index Portfolio — Sold

New York Saves Developed Markets Income Portfolio — Sold

New York Saves Growth Stock Index Portfolio — Sold (part)

New York Saves Mid Cap Stock Index Portfolio — Sold

New York Saves Inflation Protected Portfolio — Sold (part)

New York Saves Small Cap Stock Index Portfolio — Sold

New York Saves Value Stock Index Portfolio — Sold (part)

New York Saves Interest Accumulation Portfolio — Buy

Formerly Brokerage #5 (since added to Brokerage #1)

BHP Billiton Limited (BHP) — Sold

Fidelity Select Energy Fund — Sold

Fidelity Select Energy Services — Sold

General Electric (GE) — Sold

Travelers Cos Inc Com (TRV) — Sold

United Parcel SVC Inc CI B (LPS) — Sold

IRA #4

Vanguard Value Index Fund Admiral Shares — Sold

Vanguard Extended Market Index Fund Admiral Shares — Sold

Vanguard Wellington Fund Admiral — Int/Div — Sold

lvv Global Natural Resources — Buy

ING Semior Income Cl A — Int/Div — Buy

IRA #5

Fidelity Cash Reserves

Fidelity Contrafund — Sold

Fidelity Growth & Income — Sold

Fidelity Select Defense & Aerospace — Sold

Aberdeen Emerging Markets Instl — Int/Div — Buy

ING Semor Income Cl A — Int/Div — Buy

Aberdeen Emerging Markets — Int/Div — Buy

Acadian Emerging Markets — Int/Div — Buy

Defimitive Guardian Fund Ltd — Buy

Franklin Templeton EM Debt Op — Int/Div — Buy

lvv Global Natural Resources Fund C1 Y — Buy

Schwab Advanced Cash Reserves — Buy

WCPHD Defined Benefits Plan — Sold — over into IRA #6

Teachers Retirement System of NY 403(b) #1

Diversified Equity — Sold (part)

Diversified Equity — Sold (part) — RMD to Estate #1

Stable Value — Sold (part)

Stable Value — Sold (part) — RMD to Estate #1

Intermational Equity — Sold (part)

Intemational Equity — Sold (part) — RMD to Estate #1

Inflation Protection — Sold (part)

Inflation Protection — Sold (part) — RMD to Estate #1

Citigroup Checking Account — Interest

Chase Checking Account

Westchester County Real Estate Parcel #1

Westchester County Real Estate Parcel #2

Estate #1 (X)

HSBC Checking Account £1 (X)

Vanguard REIT Index Fund — Int/Div

New York City Real Estate Parcel #1 (X) — Sold — to Estate #1

Parmer, Wilmer Cutler Pickering Hale & Dorr

Agreement — 2009 — WilmerHale partnership agreement re interest earned on retained capital of former partners

Income — Partnership loncome (1/1/11 - 8/31/11) — $1.320.837.00