Joe B. Brown

Abbvie Inc (ABBV) — Int/Div — un

Adobe Systems (ADBE) — Dec 2015. See Notes,

Aecom Com (ACM) — Int/Div — a

Albemarle Corp (ALB) — Int/Div — Buy

Allergan PLC comm (AGN) — Int/Div

AllstateCorp (ALL) — Int/Div — a

Alphabet Inc Class A (GOOGL) — Int/Div — a

Altria Group me (MO) — None — Buy

Amazon (AMZN) — None

American Beacon (ABEYX) — Int/Div — Sold (part) — a

American Beacon INTL Equity (ABEYX) — Int/Div — Buy — a

American Beacon INTL Equity (ABEYX) — Sold (part) — a

Amencan Beacon MNCD Futures (AHLIX) — Int/Div — Buy (add'l)

American Capitol World Grih (CWGIX) — Int/Div — a

American Express Stock (AXP) — Int/Div — a

Apple (AAPL) — Int/Div

Aplied Materials (AMAT) — Int/Div — Sold — All sold

AQR Small Cap (QSERX) — Int/Div — Sold (part) — u

AQS Tryle Prremia Style fd ¢ s{QSPRX) — Int/Div — ES

AT&T Common USDI1(T) — Int/Div — un

Baird Core Plus Bond mstitutional ( BCOIX) — Interest — Buy (add'l)

Bank New York Mellon Corp (BK) — Int/Div — Buy — u

Bank Of America (BAC) — Int/Div — a

Bed Bath & Bevond (BBBY) (Y) — 1000 mn 2017

Bntish Amernican Tobscco (BTH — Int/Div — Buy

Broadcom Limited (AVGO) — Int/Div — Buy — u

Bunge Limited (BG) — Int/Div

Cabot oil and Gas (COG) — Int/Div — Buy — a

Canadian Picific Railay LTD (CP) — Int/Div — un

Carlisle Cos Inc. (CSL) — Int/Div — u

CBS Corp (CBS) — Int/Div

Celgene Corp (CELG) — Distribution — Buy — a

Chevron Corp (CVX) — Int/Div — Buy — un

Chubb Limited Common (CB) — Int/Div — u

Cisco Sys Ine (CSCO) — Int/Div

CITIGROUP Inc Com New (C) — Int/Div — Sold — All sold 2107

CMS Energy (CMS) — Int/Div — Sold — All Sold 2017

Conocophillips (COP) — Int/Div

Costco (COST) — Int/Div — un

CYPress Semiconductr (CY) — Int/Div — Buy — a

Delaware Value Inst (DDVIX) — Int/Div — Sold (part)

Delaware Value Inst (DDVIX) — Sold — sold

Deplhi Automotive (DLPH) Name changed 10 APTIV (APIVI 2107 — Int/Div — Sold — un

DOWDUPONT (DWDP) — Int/Div — Buy — un

DXC Techonology Co (XC) — Int/Div — Buy — "

Eaton Corp PLC (ETNKY) — 1000 2017

EOG Resources ((EOG) — Int/Div — Buy (add'l) — un

Exelon Corp (EXC) — Int/Div — Buy — u

Facebook Inc Common (FB) — Int/Div

Fedex Corp (FDX) — Int/Div — Buy — a

General Electric (GEXY) — Sold (part) — 1000 2017

Halliburton (HALKY) — 1000 2017

Hardmg Loevner Intl Equity (HLMIX) — Int/Div — Sold (part)

Hartford Shroders Emg Mkts (SENMX) — Int/Div

Health Stream Stock (HSTM) — Int/Div — a

Home Depot (HD) — Int/Div — a

HP Inc (HPQ) — Int/Div — Buy — a

Intel Stock (INTC) — Int/Div — Sold (part)

Intercontential Exchange (ICE) — Int/Div — a

shares Russell 1000 Value (IWB) — Int/Div — Sold (part) — a

shares Russell 1000 Value (IWB) — Sold — All sold 2017

Ishares Russell 2000 (IWM) — Int/Div — Buy

Ishares Russell 2000 (IWM) — Sold — All sold 2017

Ishares Inc Core MSCI Emerging Markets (TEMG) — Int/Div — Buy — a

shares Trust Core MSC (IEFA) — Int/Div — Buy — a

shares Trust Core MSC (IEFA) — Buy (add'l)

shares TR IBOXX Hi YD EFT (HYG) — Int/Div — Sold — All Sold 2017

Johnson Controls (JCI) — Int/Div — a

Johnson & Johnson (JNJ) — Int/Div — a

JPMORGAN (JPM) — Int/Div

Kevcorp new (KEY) — Int/Div — un

Kraft Heintz co (KHC) — Int/Div — Sold — All sold loss

Kroger Co (KR) — Int/Div — Sold — all sold loss

Lam Research Corp (LRCXX YX X) — sull have some

Lazard Emerging Markets (EMBIX) — Int/Div — Sold (part) — u

Lazard Intl Strategic Equity Portfolio (LISIX) — Int/Div — Sold (part) — ES

Lyondellbasell Industries (LYB) — Int/Div — Sold — All sold 2017

Loockheed Maartin Corp (LMT) — Int/Div — Buy — un

Magna Intl Inc {MGA) — Int/Div — Buy — nu

Maxim Integrated Products Inc (MXIMNY) — value => 1000

McDonalds Corp (MCD) — Int/Div — Buy

Medtronics PLC (MDT) — Int/Div — un

Merck & Company (MRK) — Int/Div — nu

MFS Growth Fund (MFEIX) — Int/Div — Sold — sold

MGM Resorts International (MGM) — Int/Div — Buy — a

Microsoft Stock (MSFT) — Int/Div — a

Morgan Stanley (MS) — Int/Div

Nashville School of Law IRA Unit Investment Trusts — Int/Div

Monsanto Co New (MONXY XX) — Bought 2017 < 1000

Monster Beverage Co (MNSTHY NX) — 1000

Norwegian Cruise Lines (NCLH) — Int/Div — Buy

Nuvasive Inc (NUVA) — Int/Div — Buy

NXP Semiconductor (NXP) — Sold — all sold at loss

Occidental Peteroleum Co (OXY) — Int/Div

OHIO College Advantage 529 plan Black Rock Growth Portfolio (ALL GO) — Int/Div

Ommcom Group (OMC) — Int/Div — a

Oracle Corp Common (ORCL) — Int/Div — a

Patterson UTI Energy (PTEN) — Int/Div — Buy — a

Pepisco Inc (PEP) — Int/Div

Pfizer Inc (PFE) — Int/Div — Sold — All Sold

PPL Corp (PPL) — Int/Div — Sold — All Sold

Procter & Gamble Co (PG) — Int/Div — Sold — All sold

Procter & Gamble Co (PG) — Sold (part)

Progressive Corp Ohio (PGR) — Int/Div — a

Reynols American Corp (RAL) — Int/Div — Sold — All sold

Roval Dutch Shell (RDSA) — Int/Div — Buy — a

Roval Caribbean Cruises (RCL) — Int/Div — Sold — All sold

Schlumberger Limited (SLB) — Int/Div — Sold — All sold at loss

Schroder Emerging Markets (SEMNX) — Int/Div — Name added Hartford

Shire PLC Sponcered ADR (SHPGIY) — value <1000 2017

Southwest Airlines (LUV) — Int/Div — un

Spirit Aerosystems Hldgs Inc (SPRKY) — under 1000200

Synchrony Financial Com (SYF) — Int/Div — a

Sysco Corp (SYY) (YN X) — Vilue under 1000/2200

Target Corp (TGT) — Int/Div — Sold — All Sold at loss

Texas Instruments Inc (TXN) — Int/Div — a

Thermo Fisher Scientific (TMO) — Int/Div — a

TIX COS Inc (TIX) (X) — Int/Div — value < 1000

Tractor Supply (TSCO) — Int/Div — un

Ultra Salon Cosmetics & Frag inc (ULTA) iw) — 1000

United Continental Holding Inc (LAL) X) — Int/Div — Sold — All Sold

United Health Group (UNH) — Int/Div — Sold (part) — a

United Parcel Service (UPS) — Int/Div — Sold — sold

United Techonologies Corp (UTX) — Int/Div — un

USAA Emerging Markets (LIEMX) — Int/Div — Sold (part) — a

USAA Income Fund Institutional Shares (UNINXO) — Int/Div — Buy (add'l) — a

USAA Managed Allocation (UMAFX) — Int/Div

LUSAA Short Term Bond Fund (UISBX) — Int/Div

USAA S&P Index (USPRXNY) — Value under 1000 in 2017

USAA Tax Exempt Intermediate (USATX) — Int — Buy (add'l)

USAA Tax Exempt Short Term (USSTX) — Int/Div — Buy (add'l)

USAA Tax-Exempt Market (USEXX) — Int/Div — Sold (part) — no gain

USAA Bank Checking Accounts JR — Int/Div — "

Vanguard Growth and Income (VGIAX) — Int — Buy

Vanguard Growth and Income (VGIAX) — Buy (add'l)

Vanguard Intl Equity Index Fund (VWO) — Int/Div — Sold — All sold 2017

Verizon Communicaations (VZ) — Int/Div — Sold — sold m 2017

Victory Sycamore Established Values (VEVIX) — Int/Div — Sold (part) — u

Virtus Quality Small Cap (PXQSX (YX) — Value went < 1000

Visa(V) — Int/Div

VOYA Intermediate Bonds Class W (NIBWX) — Interest — un

VWR Corp (VWRXY)X) — value < 1000

Wal Mart Stock (WMT) — Int/Div — Sold (part) — ES

Wal Mart Stock (WMT) — Buy (add'l)

Wells Fargo Stock (WFC) — Int/Div — a

Wells Fargo CMA, Checking — Interest — u

Wells Fargo Sweep (Y) — less that 5.00 2017

Western Digital Corp (WDC) — Int/Div — Buy — a

Westrock Co (WRK KY IX) — value <1000 2017

1/2 Interest Knox Brown Farms, Taylorsville, KY — Rent — Net loss tor year

1/2 Interest Knox Brown Farms, Laporte, IN — Rent — Net gan for year

Fidelity Mutual Life Ins Co — Interest — a

Mass Mutual Life Insurance Policies — Int/Div — un

Peoples Bank Taylorsville Sav Act (Family Cemetary Trust) — Interest — a

USAA Bank Account EES — Interest — a

REGIONS Bank, Nashville Checking — Interest

Co-Trustee . Asscts histed Part VII line 154, Y P Trust. Trust for Family Cemetary Taylorsville KY

Custodian Assets hsted Part VI line 95, Lmform (aft to Mmors, IE

Custodian Assets listed Part VII line 95, Education trust for [EG

Custodian Assets histed Part VII line 95, Education Trust for [GN

Custodian Assets histed Part VI line 95, Cducation trust

Custodian Assets listed Part VI line 95, Education trust for [EEG

Custodian Assets hsted Part VII line 95, Educanon trust tor NGS

Custodian Assets histed Part VII line 95, “duction trust tor NEG

Reimbursement — Duke Law Center for Judicial Studies — E2017 to 982017 — Washington DC — Discovery Seminar — Travel food lodging

Income — 15/517 — Nashville Schoold ol law IRA — $260.00

Part VII

Tuse ain VII column $ to show I checked it from last year. and make other remarks to try to keep up with changes.

Line 2 all sold in 2015 carried on by mistake

Line 154 Cemetary trust assets .

Tine 95 This includes all funds for [ENN (GC) as custodial Part | Tines 4-10. All shares in Ohio 529 plan and managed by Black Rock.

Line 43 APTIV Name changed from Delphi and all sold 2017 gain

Line 109 Shroders Emerging now Hartford Shroders. Same stock symbol (SEMNX)

Lines 74, 89,90, 110,114, 118, 149,139, and 142 These stocks are part of a stock account managed by USAA. they buy and sell a great number of stocks in small

amounts. individual sales fall under reporting requirements but at times total value may gove above 1000 dollars. 1 prefer to list them even if not reqquired so 1

can more easily keep track of them.

Line 118 Same explination as for lines74-142

Line 121 Had small sales in 2017 under reporting requirement all sold by end of year.

Line 13 2016 report Line 13 on 2016 report should have had an (Y)

Line 15 2016 report Had several small under reporting limits, at end of 2016 there was none left Could have shown a (Y) or made note all sold.

Response to Letter of March 6, 2018

In reviewing my records it appears that:

The Amerprise stock (AMP) was sold in 2016 in 3 sales of less than 200.00 euch with the last sale on 3/2/2106, all 3 sales were at a Joss,

The American Century Small Cap (ACVIX) was sold m 2012. This was when 1 transfered my stock acounts from Wells Fargo to USAA and there were 4

large number of sales. | missed this change and did not report the sale at that time and somehow continued to carry the stock forward by mistake. Sale was

4/26/2012, Value range of sale was K and all sold at a loss,