Robert N. Kwan

Wells Fargo Bank, checking account — Interest

Wells Fargo Bank, savings account — Interest

Chase Bank, checking account — Interest

Chase Bank, savings account #1 — Interest

Chase Bank, savings account #2 — Interest

East West Bank, savings account — Interest

East West Bank, checking account — Interest

Northwestern Mutual Life Ins. Co., cash value policy — Int/Div

Brokerage Account

Mernll Lynch CMA money market fund — Int/Div

IRAZI

Voya Capital Allocation mutual fund — Int/Div

Columbia Balanced mutual fund — Int/Div

American Balanced mutual fund — Int./y

Blackrock Global Allocation mutual fund (A) — Ine

Blackrock Global Allocation mutual fund cy — Int/Div

Nuveen Preferred Income Opportunities mutual fund — Int/Div

Merrill Lynch money market fund — Int/Div

IRA%2

Calamos Growth and Income mutual fund — Int/Div

Hartford Balanced mutual fund (A) — Int/Div

Putmam Dynamic Asset Allocation Growth mutual fund — Int/Div

Hartford Balanced mutual fund (C) — Int/Div

American Balanced mutual fund — Int/Div

403(b) retirement savings plan

TIAA-CREF Growth & Income mutual fund — Int/Div

TIAA-CREF Social Choice mutual fund — Int/Div

TIAA-CREF International Equity mutual fund — Int/Div

TIAA-CREF Large Cap Value mutual fund — Int/Div

TIAA-CREF Mid-Cap Value mutual fund — Int/Div

TIAA-CREF S&P 500 Index mutual fund — Int/Div

TIAA-CREF Small Cap Value mutual fund — Int

Transamerica Life Insurance Co. Deferred Fixed Annunity acct, — Interest — Sold

Calif. State Teachers Retirement System 403(b) annuity plan — Interest

American Fidelity Assurance Co, 403(h) annuity plan — Interest

Member, Board of Directors, James T. King Bankruptcy American Inn of Court (formerly Southern California Bankruptcy American Inn of Court)

Member, Board of Drectors, Judge Robert M, Takasugi Pro Bono Bar Review Program

Member, Executive Committee, 1/16-7/16 (resigned on 7/19/16), Los Angeles County Bar Association, Senor Lawyers Section

Spouse's income — 1/166/16 — Baldwin Park (City of), California, Public Schools, salary

Spouse's income — 71612/16 — Califormia State Teachers’ Retirement System, pension plan benefit payments

Item 33 - Transamerica Life Insurance Deferred Fixed Annuity Account was listed on prior reports as Life Investors Insurance Co. Deferred Fixed Annuity

account. We are not sure when the name changed, apparently from Transamerica Life Insurance Co. taking over Life Investors Insurance Co.