Victoria S. Kaufman

Citibank accounts — Interest

JPMorgan Chase (successor to Washington Mutual) accounts — None

Trust#)

No reportable assets

Kaufman Investments LLC — Interest

Brokerage Acct. #

Money Market Account {Mesirow Financial) — Int/Div — Sold (part)

Money Market Account {Mesirow Financial) — Sold (part)

Money Market Account {Mesirow Financial) — Buy

Comnacher Oil & Gas Ltd — None

Kandi Technologies — None — Buy

Kandi Technologies — Buy

Kandi Technologies — Buy

Vantage Drilling — None — Sold (part)

Brokerage Acct. #2

Money Market Account {Goldman Sachs) — Interest

Banco Santander USA — Int/Div — Buy

Banco Santander USA — Sold

Chindex Intemational, Inc. CMN — None — Buy

Chindex Intemational, Inc. CMN — Sold

Chindex Intemational, Inc. CMN — Buy

Comnacher Oil & Gas Lud — None — Buy

Comnacher Oil & Gas Lud — Buy

Equal Energy Ltd — None — Buy

Equal Energy Ltd — Buy

Equal Energy Ltd — Buy

Equal Energy Ltd — Buy

Equal Energy Ltd — Buy

Equal Energy Ltd — Buy

Kandi Technologies Corp — None — Sold (part)

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Kandi Technologies Corp — Buy

Net UEPS Technologies, Inc. CMN — None

Orexigen Therapeutics — None — Sold (part)

Orexigen Therapeutics — Sold (part)

Orexigen Therapeutics — Sold

Premier Exhibitions Inc. CMN — None

Pvt BK Corp. (Private Bancorp.) — Int/Div — Buy

Pvt BK Corp. (Private Bancorp.) — Sold

Rand Acquisition Corp. CMN — None — Sold (part)

Rmour Residential REIT INC — Int/Div — Sold

Rmour Residential REIT INC — Buy

Rmour Residential REIT INC — Sold (part)

Rmour Residential REIT INC — Buy

Rmour Residential REIT INC — Sold (part)

Rmour Residential REIT INC — Sold

Sigma Designs - Common — None

Stealthgas, Inc — None — Buy

Stealthgas, Inc — Buy

Stealthgas, Inc — Buy

Stealthgas, Inc — Buy

Vantage Drilling — None

Vimetx Holding Corp — None — Buy

Vimetx Holding Corp — Sold

Wonder Auto Techn — None — Buy

Yongye International — None

Brokerage Acct. 43

Money Market Account {Goldman Sachs) — Redeemed

S29 Acct #1

CA Conservative (index) — None — Sold

CA Portfolio 2015 (index) — None — Sold

Passive Age Based Portfolio — None — Buy

Passive Age Based Portfolio — None — Buy

S29 Acct #2

Short Term Yield Portfolio A — None

IRA #2 — Int/Div

Van Eck Int] Invs Gold Fund

IRAZ} — None

Ishares Comex Gold Trust

Ishares Silver

Annuity 2

Fidelity VIP Money Market — None

Tennis Channel 401(K)

American Funds Money Market Fund — None

IRAZ4

Pershing Gvt. Money Market (Centaurus Financial) — None — Open

Van Eck Intl. Invs. Gold Fund — Int/Div

KBS Real Estate Inv. Trust 11, Inc — Int/Div

Ishares Silver — None

IRA ZS — Int/Div

Van Eck Intl. Invs, Gold Fund

IRAZA

RBS Citizens Insured Deposit — None — Buy

Fidelity Asset Mgr — None

Janus Overseas Fund — None

ING account # — Interest

ING account # 2 — Interest

ING account #3 — Interest — Buy

Annuity # 2 « John Hancock — None

UTMA Account £1}

Oppenheimer Gold & Special Minerals — Int/Div — Buy

Spouse's income — 2011 — Tennis Channel, salary

Regarding Section VIL, Investments and Trusts:

529 Acct. #3, holding American Funds Money Market Fund, was sold on 12/3/10. The value code is J. There was no gain, The funds were used to open UTMA

Account #1, for which Oppenheimer Gold & Special Minerals was bought on 12/2010, The value code for that purchase is J. The 2010 Financial Disclosure

Report inaccurately indicates that Ishares Silver was bought and Pershing Gvt. Money Market was redeemed for IRA #5 on 12/2/10. Those transactions instead

occurred for IRA #4. In addition, the 2010 Financial Disclosure Report mistakenly mcludes Brokerage Acct. #3. That account was closed, and the funds in the

money market were redeemed, on 9/22/09. The value code for that redemption is J. There was no gain.