David G. Bernthal

Marine Bank — Interest

Angeles Partners XIV Limited Partnership — Rent

Busev Bank Account — Interest

Busey Bank Account — Interest

Busey Bank Account — Interest

Busey Bank Account — Interest

Busey Bank Account — Interest

Busey Bank Account — Interest — Note Pr. VII

Concesco. Inc. Note Due 10/15/2006 (IRA) — Interest — Note Pr. VII

DFA Intl Small Co Port Fund (IRA) DFISX — Int/Div — Sold

DFA Intl Lg Value Portfolio (IRA) DFIVX — Int/Div — Sold

DFA Real Estate Securities Portfolio (IRA) DFREX — Int/Div — Sold

DFA US Small XM Value Portfolio (IRA) DFFVX — Int/Div — Sold

DFA Five Year Govt Portfolio (IRA) DFFGX — Int/Div — Sold

DFA Emerging MKTS Val Portfolio (IRA) DFEX — Int/Div — Sold

DFA US Large Value Portfolio (IRA) DFLVX — Int/Div — Sold

DFA Two-Year Global Fixed Income Portfolio (IRA) DFGFX — Int/Div — Sold

DFA Emerging MKTS Smeap Portfolio (IRA) DEMSX — Int/Div — Sold

DFA Emerging MKTS Portfolio (IRA) DFEMX — Int/Div — Sold

DFA One Year Fixed Income Portfolio ({IRA)YDFIHX — Int/Div — Sold

DFA Intl Smallcap Value Portfolio (IRA) DISVX — Int/Div — Sold

DFA US Large Co Portfolio (IRA) DFUSX — Int/Div — Sold

DFA US Micro Cap Portfolio (IRA) DFSCX — Int/Div — Sold

T. Rowe Price Retirement 2010 Fund — Int/Div

DFA Emerging Markets Fund (IRA) DFEMX — Int/Div — Sold

DFA Emerging Markets S Fund (IRA) DEMSX [EN — Int/Div — Sold

DFA Emergmg Markets V Fund (IRA) DFEVX — Int/Div — Sold

DFA Int] Small Cap Value Fund (IRA) DISVX — Int/Div — Sold

DFA Int'l Small Company Fund (IRA) DFISX — Int/Div — Sold

DFA Intl Value Fund (IRA) DFIVX __ — Int/Div — Sold

DFA Real Estate Securities Fund (IRA) DFREX — Int/Div — Sold

DFA US Large Cap Value Fund (IRA) DFLVX — Int/Div — Sold

DFA US Micro Cap Fund (IRA) DFSCX [ — Int/Div — Sold

DFA US Small Cap Value Fund (IRA) DFSVX — Int/Div — Sold

Fidelity Cash Reserves — Interest — Closed — Note Pr VII

hidehty Cash Reserves I — Interest — Closed — Note Pr. VII

DFA US Core Equity Il DFQTX (IRA) — Int/Div — Sold

Vanguard Inflations Protected Secs VIPSX (IRA) — Int/Div — Sold

DFA Int] Core Equity DFIEX (IRA) — Int/Div — Sold

State Universities Retirement System — Interest

Busey Bank Account — Interest

DFA Emergmg Mkts Core DFCEX — Int/Div — Sold

DFA Int] Core DFIEX [mm — Int/Div — Sold

DFA US Core EQI DFQTX mmm — Int/Div — Sold

DFA Five Year Global Fixed, Inc. DFGBX (IRA) — Int/Div — Sold

Trust #1 — Int/Div — Sold — Note Pr. VIII

Busey Bank

Morgan Stanley Bank NA

National Repulic Bank of Chicago CD

Flagstar Bank, FSB, Troy, M1 CD

Cardinal Bank, McClean, VA CD

Wells Fargo Bank, NA, Siox Falls, SD cD

American CAP, Inc. Builder A (CAIBX) Mutual Fund

American CAP WRLD GR & INC A (CWGIX) Mutual Fund

American, Inc. FD of America (AMECX) Mutual Fund

EV Global Macro Absolute Ret ( (ELGMX) Mutual Fund

Pimco Income C (PONCX) Mutual Fund

Templeton Global Bond FD C (TEGBX) Mutual Fund

MFS Value Fund Class MEIIX (IRA) — Int/Div — Buy

Leader Short Term Fund Bond Institutional Fund LCCIX (IRA) — Int/Div — Buy

Pamassus Mid-Cap Fund PARMX (IRA) — Int/Div — Buy

Principal Global Real Estate Securities Fund POSPX (IRA) — Int/Div — Buy

Putnam Absolute Return 700 Fund Class Y PDMYX (IRA) — Int/Div — Buy

Putnam Absolute Return 700 Fund Class PDMYX (IRA) — Int/Div — Sold

Virtus Multi-Sector Short Term Bond Fund Class PIMSX (IRA) — Int/Div — Buy

Templeton Global Bond Fund Advisor Class TGBAX (IRA) — Int/Div — Buy

New World Fund Class F-2 NFFFX (IRA) — Int/Div — Buy

Prudential Absolute Return Bond Fund Class Z PADZX (IRA) — Int/Div — Buy

TCW Select Equities FD Class TGCEX (IRA) — Int/Div — Buy

Transamerica Emerging Markets Debt Fund Class EMTIX (IRA) — Int/Div — Buy

Transamerica Emerging Markets Debt Fund Class EMTIX (IRA) — Int/Div — Sold

Putnam Convertible Securities Fund Class Y PCGYX (IRA) — Int/Div — Buy

Oppenheimer Senior Floating Rate Fund Class Y 00SYX (IRA) — Int/Div — Buy

Mainstay Marketfield Fund Class MFLDX (IRA) — Int/Div — Buy

The Oakmark International Fund Class OAKIX (IRA) — Int/Div — Buy

Franklin International Small Cap Growth Fund Advisor Class FKSCX (IRA) — Int/Div — Buy

Eaton Vance Floating Rate Advantage FD Class EIFAX (IRA) — Int/Div — Buy

TCW Dividend Focused Fund Class N TGIGX (IRA) — Int/Div — Buy

Ridgeworth High Income Fund Class STHZX (IRA) — Int/Div — Buy

Oppenheimer International Growth Fund Class Y 0OIGYX (IRA) — Int/Div — Buy

Virtus Multi-Sector Short Term Bond Fund Class PIMSX (IRA) — Int/Div — Buy

T. Rowe Price New Horizons PRNHX (IRA) — Int/Div — Buy

Principal Midcap Fund Class P PMCPX (IRA) — Int/Div — Buy

Pimco Income Fund Class D PONDX (IRA) — Int/Div — Buy

Alliance Bernstein High Income Fund Advisor Class AGDYX (IRA) — Int/Div — Buy

Alliance Bernstein High Income Fund Advisor Class AGDYX (IRA) — Int/Div — Buy

Fidelity Advisor New Insights Fund Class FINSX (IRA) — Int/Div — Buy

Hancock Horizon Family Burkenroad Fund Class D HYBUX (IRA) — Int/Div — Buy

Transamerica Short-Term Bank Fund TSTIX (IRA) — Int/Div — Buy

T. Rowe Price Stable Return Fund (IRA) — Int/Div — Buy

Lord Abbott Large Cap Core Stra_Sep (IRA) — Int/Div — Buy

Pershing Government Account (IRA) — Interest — Open

Calamos Evolving World Growth Fund CNWIX — Int/Div — Buy

Hancock Horzon Family Burkenroad Fund HYBUX I — Int/Div — Buy

MED International Value Fund MINLX [Hi — Int/Div — Buy

Rowe Price Extended Equity Market Index PEXMX EEN — Int/Div — Buy

Sun Amenica Focused Dividend Strategy Fund FOSWX — Int/Div — Buy

Eaton Vance Floating Rate Fund EABLX ] — Int/Div — Buy

Leader Short Term Bond Fund LOCEX [ — Int/Div — Buy

Goldman Sachs Strategic Income Fund GSZIX — Int/Div — Buy

Ivy Haigh Income Fund IVHIX IEEE — Int/Div — Buy

Sun Amenca Focused Dividend Strategy Fund FDSWX — Int/Div — Buy

Invesco bqually Weighted S&P 500 Fund VADDX — Int/Div — Buy

Pershmg Government Account IEEE [ — Interest — Open

Pershing Government Account EEE [ — Interest — Open

Trustee (Successor), Trust #1 {See Notes Part VII)

Agreement — 11/87 — Deferred Compensation Plan, State of llinois (former employee) (See Notes Part VII)

Agreement — 109 — State Universities Retirement System of Hhimois (SURS)

Reimbursement — IPLAC (Intellectual Property Law Association of Chicago) — R/13-29/13 — Chicago, IL — Moot Court Competition — Lodgmg/Parking/Milcage

Reimbursement — ReMax Realty Associates — 2/25/13-3/1/13 — Las Vegas, NV — Accompany Spouse to Convention — Air Fare/Lodging

Spouse's income — 2013 — Self-Employed (Real Estate Broker)

I. POSITIONS and VIL INVESTMENTS and TRUSTS -—

Line 46 in Section (VII) - Trust #1 was closed per its terms. Proceeds transferred in accordance with trust directive,

Proceeds held in Busey Bank Account (Section VII, Line 8) for remainder of reporting period.

IL AGREEMENTS -

1. Deferred Compensation Plan - I am no longer contributing or participating in the plan. Administrators will hold previous contributions pursuant to an

irrevocable election.

VIL INVESTMENTS and TRUSTS ---

Line 9 Conseco Note reported in default,

NOTE - Reporting person and [JJ changed investment advisors during the reporting period. This explains the higher than usual sales and purchases. (Transfer

of investments not permitted.)

The Fidelity Cash Reserves listed on Lines 35 and 36 of Part VII were money market accounts to hold cash in the respective investment accounts, They were

closed us part of the change in advisors. The cash holding money market accounts managed by the new advisor are listed as Pershing Government Account (See

Lines 92, 104, and 105).