John Andrew Caddell

Checking Acct. - Regions Bank — None

Savings Acct. - Regions Bank — Int/Div

Schwab Bank Account — Int/Div

Amencan Century Gov't — Int/Div

Amencan Century Equity — Int/Div

American Century Tax Free Bond Fund — Int/Div — Buy

American Financial Group — Int/Div

Artisan Int'l Fund — Int/Div — Buy

Balero — Int/Div — Buy — VIII

Baron Growth Fund — Int/Div

Freeport McMoran Cooper — Int/Div — Sold

Glenmede Small Cap Equity — Int/Div

Harbor International Fund — Int/Div

IShares Core U.S. Bond Market ETF — Int/Div — VIII

Janus Overseas Fund — Int/Div

Nextera Energy (IRA) — Int/Div — Sold

OGE Energy Corp — Int/Div — Sold — VIII

Pace Oil & Gas LTD — Int/Div — Sold

Pamassus Equity Income Fund — Int/Div

Pimco Total Return Fund — Int/Div — Sold (part)

Provident Energy Trust - name chg to Pembina Pipeline Trust — Int/Div

Schwab 1000 Index Fund — Int/Div — Sold

Schwab S&P 500 Index — Int/Div

SSGA INTL Stock — Int/Div — Sold — VIII

Scout Intemal Fund — Int/Div

SPDR Gold IRA — Int/Div

SPDR S&P S00 ETF — Int/Div — VIII

Templeton Global Bond Fund — Int/Div — Sold (part)

TIAA CREF — Int/Div

Valero Energy Corp — Int/Div

Vanguard Morgan Growth Fund — Int/Div

Vanguard Small Cap — Int/Div

Vanguard Value ETF — Int/Div — Sold (part)

Vanguard Small Corp (IRA) — Int/Div

Cash in Schwab Brokerage Acct — Int/Div

Alabama Fed Aid Hwy — Int/Div — Buy

Anzona St. Transn. Brd. Hwy. Rev. 5% — Int/Div

Aubum University ALA GEN due 6/1/20 — Int/Div

Aubum University ALA GEN due 6/25 — Int/Div — Buy

California ST FOR 5% due 6/1/20 — Int/Div

Chicago 111 Trans Authority — Int/Div

Chicago ILL WTR REV — Int/Div

Florida State BRD ED — Int/Div

FMI Large Cap Fund — Int/Div — Buy

lowa State SPL OBLIG — Int/Div

lowa Finance Authority REV — Int/Div

Kansas ST DEV FIN — Int/Div

Los Angeles California 5% — Int/Div

Maine Municipal Bond — Int/Div

Metropolitan Transn 5% — Int/Div — Buy

Michigan FIN AUTH — Int/Div — Buy

Minnesota PUB FACS — Int/Div

Minnesota ST MUN PWR — Int/Div

New Mexico Finance Authority — Int/Div

New York New York Municipal Bon for PR 504 — Int/Div

New York STTWY — Int/Div

North Carolina Municipal Bond due 6/15/21 — Int/Div — Sold

Oakmark Global Fund — Int/Div — Buy

Ohio ST TPK COMMN — Int/Div

Pennsylvania St. 5.75% — Int/Div

Phoenix Arizona Civia — Int/Div

Southern California Pub — Int/Div

TEXAS ST GO duc 8/1/21 — Int/Div — VIII

Texas St. Pub. Fin. Auth. due 1/1/20 — Int/Div — Sold

University ALA — Int/Div — Sold

University Carlifornia RE 5% — Int/Div

Virginia College BLDG AUTH — Int/Div

Wisconsin ST CLEAN WTR — Int/Div

Reimbursement — Alabama State Bar — &72012 - 6/10°2012 — Destin FL — Bankruptcy at the Beach Seminar — Lodging, Mileage

Line 9***Inadvertently left off of last year's report

Linc [4***correcting name from [Shares Barclays to 1Shares Core U.S. Bond Market ETF

Line17*** Sold all on 3/28/11

Line 24***Sold all on 3/28/11

Line 27***more accurate name

Line 63 - Two listings on Jast year's report, Texas ST 5% GO and Texas ST PUB FIN AUTH - these are the same entity so combined on this year's report