Srikanth Srinivasan

IRA #1

Spartan 500 Index (FUSVX) — Int/Div — Sold (part)

Aston/River Road Independent Value (ARIVX) — Int/Div

Aberdeen Emerging Markets (GEGAX) — Int/Div

Avenue Credit Strategies Investor (ACSAX) — Int/Div — Buy

Avenue Credit Strategies Investor (ACSAX) — Buy (add'l)

Clearbridge Small Cap Growth (SASMX) — Int/Div — Buy

Clearbridge Small Cap Growth (SASMX) — Buy (add'l)

Clearbridge Small Cap Growth (SASMX) — Buy (add'l)

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Select Large Cap Growth {ELGAX) — Int/Div — Sold (part)

Delaware Value (DDVAX) — Int/Div — Buy (add'l)

Doubleline Total Return Bond (DLTNX) — Int/Div

Dreyfus Bond Market Index (DBMIX) — Int/Div — Sold (part)

Dreyfus Bond Market Index (DBMIX) — Sold (part)

Dreyfus Bond Market Index (DBMIX) — Sold

Dnehaus Active Income (LCMAX) — Int/Div — Buy (add'l)

Federated Intermediate Corp Bond {INISX) — Int/Div — Sold

Listed Private Equity (LPEFX) — Int/Div — Buy (add'l)

Listed Private Equity (LPEFX) — Buy (add'l)

Merk Hard Currency (MERKX) — None — Sold

Forward EM Corporate Debt (FEXRX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income Opport JSOAX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income Opport JSOAX) — Buy (add'l)

JP Morgan High Yield Bond (OHYAX) — Int/Div — Sold

MFS International Value (MGIAX) — Int/Div — Buy (add'l)

MFS International Value (MGIAX) — Sold (part)

Morgan Stanley Global Real Estate (MRLBX) — None — Sold (part)

Morgan Stanley Global Real Estate (MRLBX) — Sold

Pimco Total Return (PTTDX) — Int/Div — Buy (add'l)

Pimco Total Return (PTTDX) — Buy (add'l)

T.Rowe Price Growth Stock (TRSAX) — Int/Div — Sold (part)

RS Global Natural Resources (RSNRX) — Int/Div — Sold (part)

Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div — Buy (add'l)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Buy (add'l)

Riverpark Short-Term HighYield (RPHYX) — Int/Div — Buy (add'l)

Riverpark Short-Term HighYield (RPHYX) — Sold

Riverpurk Strategic Income (RSIVX) — Int/Div — Buy

T. Rowe Price International Stock (PAITX) — Int/Div — Sold (part)

TCW Dividend Focused (TGIGX) — Int/Div — Buy (add'l)

TCW Dividend Focused (TGIGX) — Buy (add'l)

TCW Small Cap Growth (TGSNX) — None — Sold

Touchstone Focused Equity (TFEAX) — Int/Div — Buy (add'l)

Touchstone Focused (TFOAX) — Int/Div — Buy

Touchstone Focused (TFOAX) — Buy (add'l)

Wasatch Intemational Opportunities (WAIOX) — Int/Div — Buy (add'l)

Wasatch Frontier Emerging Small Co's (WAFMX) — Int/Div — Buy (add'l)

Wasatch Frontier Emerging Small Co's (WAFMX) — Buy (add'l)

Wasatch Emerging Markets Small Cap (WAEMX) — Int/Div — Sold (part)

Wasatch Emerging Markets Small Cap (WAEMX) — Sold (part)

Fidelity Cash Reserves (FDRXX) — Interest

Leuthold Asset Allocation (LAALX) (Y)

Merger Fund (MERFX) (Y)

Pimco Emerging Markets (PLDMX) (Y)

Westcore Select (WTSLX)(Y)

Brokerage Account #1

Spartan 500 Index (FUSVX) — Int/Div — Buy (add'l)

Spartan 500 Index (FUSVX) — Sold (part)

Fidelity Intermediate Muni Income (FLTMX) — Int/Div — Buy (add'l)

Aston/River Road Independent Value (ARIVX) — Int/Div

Aberdeen Emerging Markets (GEGAX) — Int/Div — Sold

Avenue Credit Strategies (ACSAX) — Int/Div — Buy

Avenue Credit Strategies (ACSAX) — Buy (add'l)

Clearbridge Small Cap Growth (SASMX) — Int/Div — Buy

Clearbridge Small Cap Growth (SASMX) — Buy (add'l)

Clearbridge Small Cap Growth (SASMX) — Buy (add'l)

Columbia Dividend Opportunity (INUTX) — Int/Div — Sold (part)

Columbia Dividend Opportunity (INUTX) — Sold (part)

Columbia Select Large Cap Growth (ELGAX) — Int/Div

Delaware Value (DDVAX) — Int/Div

Doubleline Total Return Bond (DLTNX) — Int/Div — Buy (add'l)

Doubleline Low Duration {DLSNX) — Int/Div — Buy

Dnehaus Active Income (LCMAX) — Int/Div — Buy (add'l)

Listed Private Equity (LPEFX) — Int/Div — Buy (add'l)

Merk Hard Currency — None — Sold

Forward EM Corporate Debt (FFXRX) — Int/Div — Buy (add'l)

JP Morgan Strategic Income Opportunity JSOAX) — Int/Div — Buy

JP Morgan Strategic Income Opportunity JSOAX) — Buy (add'l)

JP Morgan Tax Aware (TXRSX) — Int/Div — Sold

MFS International Value (MGIAX) — Int/Div — Buy (add'l)

MFS International Value (MGIAX) — Buy (add'l)

Merger (MERFX) — None — Sold

Morgan Stanley Global Real Estate (MRLBX) — None — Sold (part)

Morgan Stanley Global Real Estate (MRLBX) — Sold

Northern Intermed Tax Exempt (NOITX) — Int/Div — Sold (part)

Northern Intermed Tax Exempt (NOITX) — Sold (part)

T.Rowe Price Growth Stock Advisor ({TRSAX) — Int/Div

RS Global Natural Resources (RSNRX) — Int/Div — Sold (part)

Ridgeworth Mid Cap Value Equity (SMVTX) — Int/Div — Buy (add'l)

Ridgeworth Mid Cap Value Equity (SMVTX) — Buy (add'l)

Rivernorth Core Opportunity (RNCOX) — Int/Div — Buy (add'l)

T Rowe Price Intl Stock Advisor (PAITX) — Int/Div — Sold (part)

TCW Dividend Focused (TGIGX) — Int/Div — Buy (add'l)

TCW Dividend Focused (TGIGX) — Buy (add'l)

TCW Small Cap Growth (TGSNX) — None — Sold

Touchstone Focused Equity (TFEAX) (Y)

Touchstone Focused (TFOAX) — Int/Div — Buy

Touchstone Focused (TFOAX) — Buy (add'l)

Wasatch International Opportunities (WAIOX) — Int/Div — Buy (add'l)

Wasatch Frontier Emerging Small Cos (IWAFMX) — Int/Div — Buy (add'l)

Wasatch Frontier Emerging Small Cos (IWAFMX) — Buy (add'l)

Wasatch Emerging Markets Small Cap (WAEMX) — Int/Div — Sold (part)

Wasatch Emerging Markets Small Cap (WAEMX) — Sold (part)

Wells Fargo Ultra Short Term Muni (SMAVX) — Int/Div — Buy (add'l)

Wells Fargo Ultra Short Term Muni (SMAVX) — Sold

Fidelity Cash Reserves (FDRXX) — Interest

Leuthold Asset Allocation (LAALX) (Y)

Pimco Emerging Markets (PLDMX) (Y)

Westcore Select (WTSLX) (Y)

Roth IRA #1

American Funds AMCAP A AMCPX — Int/Div

American Funds New World A NEWFX — Int/Div

American Funds Small Cap World A SMOCWYX — Int/Div

American Funds Capital World Growth & Income A CWGIX — Int/Div

American Funds Washington Mutual Investors A AWSHX — Int/Div

American Funds Income Fund of America A AMECX — Int/Div

Citibank Checking Account — Interest

Wells Fargo {various cash accounts) (Y)

American Express (various cash accounts) iw)

College Savings Plan #1

American Funds AMCAP 529A — Int/Div

American Funds Balanced Funds 529A — Int/Div

Amencan Funds Mutual Fund 529A — Int/Div

American Funds EuroPacific Growth S29A — Int/Div

American Funds New Perspective 529A — Int/Div

American Funds Growth Fund of America S29 — Int/Div

American Funds Washington Mutual Investors Fund 529A — Int/Div

College Savings Plan #2

American Funds AMCAP 529A — Int/Div

American Funds Balanced Funds 529A — Int/Div

American Funds Mutual Fund S29A — Int/Div

Amencan Funds EuroPacific Growth S29A — Int/Div

American Funds New Perspective 529A — Int/Div

American Funds Growth Fund of America S29A — Int/Div

American Funds Washington Mutual Investors Fund S29A — Int/Div

Brokerage Account #2

American Funds Tax Exempt Bond Fund of America A AFTEX — Int/Div

American Funds Growth Fund of America A AGTHX — Int/Div

American Funds New Economy Fund A ANFFX — Int/Div

American Funds Tax Exempt Fund of VA A TFVAX(Y)

American Funds Fundamental Investors A ANCFX — Int/Div

American Funds Bond Fund of America A ABNDX — Int/Div

Mass Mutual Variable Life Insurance Policy #1

Mass Mutual VUL Guard Guaranteed Account — Interest — Sold

Mass Mutual VUL Guard American Funds. Growth-lncome — None — Sold

Mass Mutual VUL Guard Fidelity VIP Contrafund — None — Sold

Mass Mutual Variable Life Insurance Policy yl

Mass Mutual VUL Guard Guaranteed Account — Interest

Mass Mutual VUL Guard DWS Small Cap Index — None

Mass Mutual VUL Guard MML Small Cap Equity — None

Keough #1

Fidelity Diversified International (FDIVX) {Yr

American Beacon Large Cap Val Inv (AAGPX) (YY)

American Funds Growth of America Class RS(Y)

Rainier Sm/Md Cap (RIMSX) (Y)

Buffalo Sm Cup Stock (BUFSX) (Y)

PIMCO Total Return Inst] (PTIRX)(Y)

Gift — Office of the Solicitor General (Dept. of Justice) — Judicial Robe (Investiture Gift) — $460.00

Reimbursement — North Amencan South Asin Bar Association (NASABA) — June 22. 2013 — San Francisco, CA — Award Recipient — Transportation, meal

Reimbursement — National Asian Pacific American Bar Association — November 8-10, 2013 — Kansas City, MO — Keynote Speech — Transportation, hotel, meal

For Part VII (Investments and Trusts):

1) The assets listed under "College Savings Plan #1" and "College Savings Plan #2" (lines 121-136) were grouped together under "College Savings Plans #1" in

the CY 2012 report. For clarity, in the current report, I have listed the assets and their values separately by account.

2) The assets listed under "Mass Mutual Vanhle Life Insurance Policy #1" and "Mass Mutual Variable Life Insurance Policy #2” (lines 144-151) were previously

grouped together in lines 96-100 of the CY 2012 report. For clarity, in the current report, | have listed the assets, their values, and any reportable transactions

separately by account.