Patrick J. Walsh

Ameriprise (IRA)

Columbia Income Opportunity (AIOAX) — Int/Div

Blackrock High Yield Bond Investor (BHYAX) — Int/Div

Columbia Active Portfolios Divers. Equity Income (CDEIX) — Int/Div

Active Portfolio Multi Manager Core Plus Bond (CMCPX) — Int/Div

Active Portfolio Multi Manager Small Cap Equity (CSCEX) — Int/Div

Columbia Active Portfolios Select Large Cap Growth (CSLGX) — Int/Div

Wells Fargo Advantage Emerging Markets Equity (EMGAX) — Int/Div

Goldman Sachs Mid Cap Value (GCMAX) — Int/Div

Goldman Sachs Commodity Strategy 1GSCAX) — Int/Div

JP Morgan Strategic Income Opptys USOAX) — Int/Div

MFS Emerging Markets Debt (MEDAX) — Int/Div

MFS Value (MEIAX) — Int/Div

MFS Intl Value (IMGIAX) — Int/Div

Oppenheimer Intl Growth (OIGAX) — Int/Div

JP Morgan Large Cap Growth (OLGAX) — Int/Div

Prudential Jennison Mid Cap Growth (PEEAX) — Int/Div

Prudential Global Real Estate (PURAX) — Int/Div

Corvus Guide Investments, LLC (IRA)

Rental Property, Santa Monica, CA — Rent

Rental Property, Los Angeles, CA — Rent

Rental Property, Beverly Hills, CA — Reat — Buy

Reimbursement — American Conterence Institute — 1730014-1731714 — San Francisco, CA — Speaker at educational seminar — travel, meals, accommodation

Reimbursement — TAmerican Conference Institute — 2 14-6/3/14 — San Francisco, CA — Speaker at educational seminar — travel, meals, accommodation

Reimbursement — American Conference Institute — 7/28/14.7/29/14 — Chicago, IL — Speaker at educational seminar — travel, meals, accommodation