Thelton Eugene Henderson

Fidelity Select Health Care — Int/Div — Sold

Provident Credit Union Cash Account — Interest

Trust#l (H)

Secunties America Cash Account — Interest

Vanguard Bd Index Fd Inc Intermediate Term Bd ETF — Int/Div

Vanguard Bd Index Fd Inc Long Term Bd ETF — Int/Div — Buy (add'l)

Vanguard Bd Index Fd Inc Short Term Bd ETF — Int/Div — Sold (part)

Vanguard Bd Index Fd Inc Short Term Bd ETF — Buy (add'l)

Vanguard Charlotte Total Intl Bd Index Fd ETF — Int/Div

Vanguard k 1 SE Developed Market E1F — Int/Div — Buy (add'l)

Vanguard Index Fds Formerly Vanguard Index Tr to 5/24/01 S&P 500 ETF — Int/Div — Sold (part)

Vanguard Index Fds Formerly Vanguard Index Tr to 5/24/01 S&P 500 ETF — par)

Vanguard Index Tr Vanguard Extended Market Vipers — Int/Div

Vanguard Intl Equity Index Fund Inc ¥'1SE Emerging Markets ETF (form- — Int/Div — Sold (part)

erly VANGUARD INTL EQUITY INDEX FDS FTSE ALL WORLD) — Buy (add'l)

Vanguard Scottsdale Fds Vanguard Mtg Backed Secs Idx Fd ETF — Int/Div — Buy (add'l)

City Nat'l Rochdale Emerging Mrkts N — None — Sold

Fidelity NASDAQ Composite Index — Int/Div — Sold (part)

Meeder Balanced Fund — Int/Div — Sold

Meeder Dynamic Growth — Int/Div — Sold

Meeder Muirfield — Int/Div — Sold

Meeder Quantex Fund — Int/Div — Sold

Meeder Spectrum Fund — None — Sold

Miller/Howard Infra Structure Retail — Int/Div — Sold

Fidelity Internat] Index Premium Class (formerly Spartan Intl Index) — Int/Div

Fidelity Real Estate Index Premium Cl (formerly Spartan Real Estate) — Int/Div

Fid Small Cap Index Premium Class (formerly Spartan Small Cap Index) — Int/Div

Icon Equity Income Fund Class S — Int/Div — Buy

Fidelity 500 Index Premium Class (formerly Spartan 500 Index Fd Adv) — Int/Div — Sold (part)

Fidelity Total Mkt Index Premium (formerly Sprtn Total Mkt Indx Fid) — Int/Div

Meeder Total Return Bond — Int/Div — Sold

Pimco Income Fund C1D — Int/Div — Sold (part)

Fidelity US Bond Index Premium Class (formerly Spartan US Bond Indx) — Int/Div — Sold (part)

Meeder Dividend Opportunities Fund — Int/Div — Sold

Fidelity Select Health Care — Int/Div — Sold

Pimco Stocksplus Internat] (USSHDG) A — None — Sold

Eventide Gilead Fund Class N — None — Sold

Fidelity Contrafund — Int/Div — Sold

Alger Spectra Fund Class I — None — Sold

Icon Equity Income Fund Class S — Int/Div — Buy

Icon Utilities Fund Class S — Int/Div — Buy

Locorr Long Short Equity Fund C1 A — None — Buy

Navigator Tactical Fixed Income Cl A — Int/Div — Buy

Columbia Lmtd Duration Credit C1 A — None — Buy

Icon Bond Fund C1S — Int/Div — Buy

Loomis Sayles Bond Retail Shares — Int/Div — Buy

Blackrock Intemntl Index Fd Cl A — Distribution — Buy

Blackrock Intemntl Index Fd Cl A — Sold

Dow Jones Wilshire 5000 Index Port Invt — Int/Div — Buy

Dow Jones Wilshire 5000 Index Port Invt — Sold

Thompson Bond Fund — Int/Div — Buy

IRA #1 (H)

Secunties America Cash Account — Interest

City Nat'l Rochdale Emerging Mrkts N — None — Sold

Fidelity U.S. Bond Index Premium Class (formerly Spartan US Bond Ind) — Int/Div — Sold (part)

Fidelity U.S. Bond Index Premium Class (formerly Spartan US Bond Ind) — Sold (part)

Fidelity 500 Index Premium Class (formerly Spartan 500 Index Fd Adv) — Int/Div

Fidelity Total Mkt Index Premium CI (formerly Sprtn Total Mkt Indx) — Int/Div

Fidelity Internat] Index Premium Class (formerly Spartan Intl Index) — Int/Div

Fidelity NASDAQ Composite Index — Int/Div

Fid Small Cap Index Premium Class (formerly Spartan Small Cap Index) — Int/Div

Fidelity Real Estate Index Premium C1 (formerly Spartan Real Estate) — Int/Div

Meeder Muirfield — Int/Div — Sold

Meeder Total Return Bond — Int/Div — Sold

Meeder Balanced Fund — Int/Div — Sold

Pimco Income Fund C1D — Int/Div — Sold (part)

Pimco Income Fund C1D — Sold (part)

Vanguard Bd Index Fd Inc Long Term Bd ETF — Int/Div

Vanguard Bd Index Fd Inc Intermediate Term Bd ETF — Int/Div

Vanguard Bd Index Fd Inc Short Term Bd ETF — Int/Div

Vanguard ¥ 1SE Developed Market E 1 — Int/Div

Vanguard Charlotte Total Intl Bd Index Fd ETF — Int/Div

Vanguard Scottsdale Fds Vanguard Mtg Backed Secs Idx Fd ETF — Int/Div

Vanguard Index Fds Formerly Vanguard Index Tr to 05/24/01 S&P 500 ETF — Int/Div

Vanguard Index Tr Vanguard Extended Market Vipers — Int/Div

Meeder Dividend Opportunities Fund — Int/Div — Sold

Pimco Stockplus Internatl (USSHDG) A — None — Sold

Eventide Gilead Fund Class N — None — Sold

Fidelity Contrafund — Int/Div — Sold

Alger Spectra Fund Class I — None — Sold

Meeder Spectrum Fund — None — Sold

Blackrock Intemtl Index Fd C1 A — Int/Div — Buy

Blackrock Intemtl Index Fd C1 A — Sold

Columbia Lmtd Duration Credit Cl A — None — Buy

Dow Jones Wilshire 5000 Index Port Invt — Int/Div — Buy

Dow Jones Wilshire 5000 Index Port Invt — Sold

Icon Bond Fund C1S — Int/Div — Buy

Icon Utilities Fund Class S — Int/Div — Buy

Locorr Long Short Equity Fund C1 A — None — Buy

Loomis Sayles Bond Retail Shares — Int/Div — Buy

Navigator Tactical Fixed Income Cl A — Int/Div — Buy

Thompson Bond Fund — Int/Div — Buy

Vanguard Intl Equity Index Fund Inc FTSE Emerging Markets ETF (X) (f- — Int/Div

ormerly VANGUARD IN1L EQUILY INDEX FDS FTSE ALL WORLD)

Director, Stiles Hall. Berkeley. CA

Director, Edward J McFetnndge Amencan Inn of Court, San Francisco, CA

Director, Historical Society of Northern California, San Francisco, CA

Director, First Voice, San Francisco, CA

Director, Thelton E. Henderson Center for Social Justice, Berkeley. CA

Spouse's income — 2016 — State of California - salary

Spouse's income — 2016 — San Jose State University Foundation - salary

Spouse's income — 2016 — The Tower Foundation of San Jose State University - salary