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Pull out the substance of this filing.

Parts of this filing are redacted in the source. Gaps below are the filing's, not ours.

What was filed

  • 97

    investments

  • 0

    positions

  • 0

    gifts

  • 0

    agreements

  • 0

    debts

  • 5

    reimbursements

  • 1

    income

  • 0

    spouse income

Named parties

  • Note 1 Part VIII
  • To Judge
  • to Judge
  • Note 2 Part VIII
  • to Beneficiary
  • of Trustee Fee
  • George Mason University Law & Economics
  • Alabama State Bar
  • National Conference of Bankruptcy Judges
  • George Mason University Law & Economcis
  • Pittsgburgh, PA Inns of Court
  • Trust--Trustee Fee (Gross sum w/o deduction for expenses)

As filed

Regions Bank - deposit account — None

Citizens Bank - deposit account — None

United Bank - deposit account — None

BB & T - deposit account — None

HilliardL yons Money Market — Int/Div — Buy/Sell — Note 1 Part VIII

HilliardL yons Money Market — Sold (part) — To Judge

HilliardL yons Money Market — Sold (part) — to Judge

Bristol Myers Squibb Co., common — Int/Div — Sold

Public Storage, 6.18%, pfd. D — Int/Div — Sold

Public Storage, 5.75% pfd. T — Int/Div — Buy

Public Storage, 5.75% pfd. T — Sold

Health Care REIT, Pfd. F — Int/Div — Redeemed

Wachovia Capt. Trust IV, Pfd. — Int/Div — Redeemed

Valuevision Media Inc.. common — Int/Div — Sold

American Electric Power Co., Inc., common — Int/Div — Sold

Exelon Corp, common — Int/Div — Sold

Omega Healthcare Investors Inc., common — Int/Div — Sold

BGC Partners Inc.. common — Int/Div — Sold

Roundy's Inc., common — Int/Div — Buy

Roundy's Inc., common — Int/Div — Buy (add'l)

Roundy's Inc., common — Sold

Halcon Resources Corp., common — Int/Div — Buy

Halcon Resources Corp., common — Sold

CBL & Associates PPtys, 6.625 pfd E — Int/Div — Buy

CBL & Associates PPtys, 6.625 pfd E — Sold

Stanley Black & Decker, Inc., 5.75%, Ir sub. Debenture--pfd — Int/Div — Buy

Stanley Black & Decker, Inc., 5.75%, Ir sub. Debenture--pfd — Sold

Apple Bank for Savings, CD, .300%,due 03/19/13 — Interest — Buy

Beal Bank USA, CD, .45%., due 07/03/13 — Interest — Buy

BB&T Capt. Tr. V, 8.95% — Int/Div — Buy

BB&T Capt. Tr. V, 8.95% — Redeemed

BB&T Capt. Tr. VI, 9.6% — Int/Div — Buy

BB&T Capt. Tr. VI, 9.6% — Redeemed

BB& T Capt. Tr. VII, 8/1% — Int/Div — Buy

BB& T Capt. Tr. VII, 8/1% — Redeemed

State Street Corp., pfd. C, 5.225% — Int/Div — Buy

State Street Corp., pfd. C, 5.225% — Sold

Trust:

Neuberger & Berman Focus Fund-mutual fund — Int/Div

HilliardLyons, Inc. Govt. Fund-money market — Int/Div — Buy/Sell — Note 2 Part VIII

HilliardLyons, Inc. Govt. Fund-money market — Sold (part) — to Beneficiary

HilliardLyons, Inc. Govt. Fund-money market — Sold (part) — to Beneficiary

HilliardLyons, Inc. Govt. Fund-money market — Sold (part) — to Beneficiary

HilliardLyons, Inc. Govt. Fund-money market — Sold (part) — to Beneficiary

HilliardLyons, Inc. Govt. Fund-money market — Sold (part) — of Trustee Fee

Mineral Interest Hart #2 & Denmark #1 Marion County, WV — Royalty

Mineral Interest Hawker Wells, Marion Cty, WV — Royalty

Mineral Interest Speedway Play, Roane Cty. WV — None

Lease O&G acres, Harrison Cty WV--PetroEdge Energy — Royalty

LeaseO&G acres, Mannington Dist., WV--EQT Prod. — Royalty

Bank One Cap. Tr. VI, 7.2%, pfd — Int/Div — Sold (part)

Bank One Cap. Tr. VI, 7.2%, pfd — Sold

First Bank Puerto Rico, 2.35%, CD. 09/04/12 — Interest — Redeemed

Nat"l City Cap. Tr. III, 6.625%, pfd — Int/Div — Redeemed

Peoples Bank of Wisconsin, 2.5%, CD 09/04/13 — Interest

Republic Bank, 2.65%, CD, 07/13/12 — Interest — Redeemed

Republic Bank, 2.25%, CD, 09/17/12 — Interest — Redeemed

Sallie Mae Bank. 3.35%. CD. 05/28/13 — Interest

WachoviaIX, 6.375%, pfd. — Int/Div — Redeemed

Public Storage, Pfd. D — Int/Div — Sold

First Sentry Bank, 1.8%, C,D 01/22/13 — Interest

Amer. Express Centurion Bk., 1.35%, CD. 02/03/12 — Interest — Redeemed

Hospitality Prop. Trust, 6.85%, Sr. Note, 07/15/12 — Interest — Redeemed

Altria Group Inc., common — Int/Div — Sold

Regions Financial Corp., 4.875%, Sr. Note. 04/26/13 — Interest

Morgan Stanley Med. Term Note, 4.2%, 04/26/13 — Interest

Dow Chemical Co., internotes, 3.3%, 09/15/15 — Interest

Dow Chemical co., internotes, 4.1%, 09/15/17 — Interest

Morgan Stanley Dean Witt., Sr. Note, 4.0%, 09/22/20 — Interest

Nisource. Inc.. common — Int/Div — Sold

American Elec. Power Co.. Inc.. common — Int/Div — Sold

Excelon Corp., common — Int/Div — Sold

Apple Bank for Savings, CD — Interest — Buy

Beal Bank USA. CD — Interest — Buy

Roundy's Inc., common — Int/Div — Buy

Roundy's Inc., common — Buy (add'l)

Roundy's Inc., common — Sold

Aflac Inc. pfd 5.5% sub Debn., 09/15/52 — Int/Div — Buy

Aflac Inc. pfd 5.5% sub Debn., 09/15/52 — Sold

DNP Select Income Fund — Int/Div — Buy

DNP Select Income Fund — Sold

CBL & Assoc. Pptys, pfd. E — Int/Div — Buy

CBL & Assoc. Pptys, pfd. E — Sold

Stanley Black & Decker, pfd., sub debn 575% — Int/Div — Buy

Stanley Black & Decker, pfd., sub debn 575% — Sold

Everbank, CD — Interest — Buy

Bank of China New York. CD — Interest — Buy

State Street Corp., pfd. C, 5.25% — Int/Div — Buy

State Street Corp., pfd. C, 5.25% — Sold

BB& T Capt. Tr., pfd. S, 8.95% — Int/Div — Buy

BB& T Capt. Tr., pfd. S, 8.95% — Redeemed

BB&T Capt. Tr., pfd 9.6% — Int/Div — Buy

BB&T Capt. Tr., pfd 9.6% — Redeemed

Gen. Elec. Cap. Corp, Intemotes, 3.2%, Due 02/15/21 — Interest — Buy

Safra Nat'l. Bk. of N.Y.., CD 0.4% — Interest — Buy

Gen. Elec. Cap. Corp. Intemotes, 4.0%, Due 02/15/23 — Interest — Buy

Goldman Sachs Group Inc., Med. Term Note. 3.5%. due 02/15/16 — Interest — Buy

Reimbursement — George Mason University Law & Economics — 03/10-03/16/12 — Orange, CA — CLE Program — Partial Transportation, lodging, partial meals

Reimbursement — Alabama State Bar — 06/07-06/10/12 — Destin, FL — CLE Program — Transportation, lodging, partial meals

Reimbursement — National Conference of Bankruptcy Judges — 10/23-10/27/12 — San Diego, CA — Professional Association Acitivity — Transportation, lodging, meals

Reimbursement — George Mason University Law & Economcis — 10/07-10/10/12 — Arlington, VA — CLE Program — Partial transportation, lodging, partial meals.

Reimbursement — Pittsgburgh, PA Inns of Court — 11/28-11/30/12 — Pittsburgh, PA — CLE Program — Transportation, lodging, partial meals

Income — 01/10/12 — Trust--Trustee Fee (Gross sum w/o deduction for expenses) — $12,000.00

UNITED STATES BANKRUPTCY COURT

FOR THE NORTHERN DISTRICT OF ALABAMA

Southern Division

1800 5th Avenue North

Room 128

Birmingham, AL 35203

July 25,2013

Thomas B. Bennett

(205) 714-3880

Chief Judge

Honorable Joseph H. McKinley, Jr., Chair

Judicial Conference of the United States

Committee on Financial Disclosure

One Columbus Circle, N.E.

Washington, D.C. 20544

Response to Committee Letter Dated

July 25, 2013-PetroEdge Energy/EQT

Production—2012 Calendar Year Filing

Dear Judge McKinley:

I am writing in response to your July 25, 2013 letter to me regarding Part VII, page 6,

lines 48 and 49 of my 2012 calendar year filing of my financial disclosure. However, the

disclosure statement items you question are actually set forth on lines 50 and 51 of my copy of

my financial disclosure which has set forth on line 50 “Lease O & G :

acres, Harrison Cty,

WV-PetroEdge Energy” and line 51 “Lease O & G

acres, Mannington Dist., WV-EQT

Prod.”

Your are correct that these leases were not in my prior year financial disclosure reports.

However, the instructions in your letter and the filing instructions are not useful or helpful. In

point of fact, they do not cover the type of transaction involved with the leases with PetroEdge

Energy and EQT Production. This is due to the fact that both leases were entered into by the

Trust in 2012. Thus, they are not leases that were previously owned and exempt from disclosure

Likewise, the leases were not reportable through an exempt transaction such as an inheritance, a

marriage, or a gift from a family member, or upon an event which does not constitute a

reportable transaction. Likewise and during the reporting period, these leases were not

purchased, sold, redeemed, distributed, or otherwise within the terms set forth in Column D(1).

All that occurred was that two new leases were entered into by the Trust in 2013 for factional

interests in minerals located in West Virginia for which no production of oil or gas has ever

occurred. The income information set forth in the respective column B locations on the financial

disclosure were received and are accurate.

This is a copy of a public record, reproduced as it was published. It is not legal advice, and it may not be the version a court would rely on. Check the official source before you cite it.

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