L. Scott Coogler

AUSI Common Stock (Personal) — None — Sold

SNV Common Stock (Personal) — Int/Div — Sold

Rental Property No. 2, Tuscaloosa, AL {_)HH — Rent

Rental Property No. 3, Tuscaloosa, AL (Cap — Rent

Coogler & Copeland, Jnt. Vat. ( Tuscaloosa, AL) 50% Int — Rent

Checking Account #1 Bank of Tuscaloosa — None

Checking Account #2 Bank of Tuscaloosa — None

1 Savings Account - Compass Bank — Interest

Money Market Account #1 - Bank of Tuscaloosa — Interest

TD Waterhouse Bank Money Market Account ( ) — Interest

TD Waterhouse Bank Money Market Account (CHC) — Interest

TD Waterhouse Bank Money Market Account (HCC) — Interest

TD Waterhouse Money Market Account (ADC) — Interest

Checking Account- Life Insurance Trust Bank of Tuscaloosa — None

RF Common Stock (CHC) — Int/Div — Sold

AUS! Common Stock (CHC) — None — Sold

RF Common Stock (HCC) — Int/Div — Sold

WFC Common Stock (HCC) — Int/Div — Sold

SNV Common Stock (HCC) — Int/Div — Sold

RF Common Stock (ADC) — Int/Div — Sold

WFC Common Stock (ADC) — Int/Div — Sold

SNV Common Stock (ADC) — Int/Div — Sold

Real Estate Rental, Sherwood East, Ltd. 1/12 — None

RA (LSC) -TransAmerica Asset Allocation Fund — None

Prepaid College Tuition Plan, State of Alabama (HCO) — Distribution

Prepaid College Tuition Plan, State of Alabama (ADC) — None

Money Market Account #3, Bank of Tuscaloosa (CHC) — Interest

Money Market Account #4, Bank of Tuscaloosa (HCC) — Interest

Money Market Account #5, Bank of Tuscaloosa (ADC) — Interest

Retirement Systems - State of Alabama — Interest

HCKT (Personal) — None — Sold

Rental Property No. 4 -Tuscaloosa, AL (CC) — Rent

Checking Account Compass Bank (CHC) — None

Rental Property No. 5 (C. Creek) Tuscaloosa, AL — Rent

Merril Lynch Retirement Fund (Echols Coogler & Assoc, P.C) — None — Closed

Merril Lynch Retirement Fund (Echols Coogler & Assoc, P.C) — None — Closed

Checking Account Compass Bank (HCC) — None

Checking Account Compass Bank (HCC) — Int/Div — Sold

TSS (HCC) — Int/Div — Sold

TSS (ADC) — Int/Div — Solid

Rental Property No.6 (Greystone) Northport, AL — Rent

Business Checking Account - Capstone Bank (Mitzi CPA) — None

Business Savings Account- (Mitzi CPA) — Interest — Open

Director, American Christian Academy

Gift — Quail Hunting — $1,500.00

Agreement — 1999 — State of Alabama, Retirement Systems - Retirement Account - have no control over this account.

Liability — BBVA Compass Bank — Real Estate Mortgage (Greystone)

Income — 2015 — University of Alabama - School of Law, Salary for teaching — $10,000.00

Spouse's income — 2015 — CPA, Income from accounting practice.

Ff —

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Identity of

Value Code| Value Method

Value Code[Gain

Code

Buyer/

Description of Asset

Amount Code,

pe

Code 3

pe

Date

1

Seller

-

Uni-K (Mitz))- Mana,

by Stifel

Int/Div

A

1

n#

1

PIONEER STRATEGICINCOME "FUND CL C SHARES"

Sell

S

3/19/2015

2

JP MORGAN GOVERNMENT "BOND FUND CLC"

SE

Sell

3/19/2015

3

BLACKROCK LARGE CAP "GROWTH FUND C"

Buy

3/26/2015

4

PIONEER DISCIPLINED "VALUE FUND CLC"

"

a

Buy

3/26/2015]

5

OPPENHEIMER INTERNATL "GROWTH FD CL {i

mE.

Sell

3. 26/2015

6

PIONEER PIONEER FD "CLASS C"

—

Buy

3/26/2015

7

PIONEER STRATEGICINCOME "FUN

"FUND CL C SHARES"

Buy

| 6/: 26/2015

8

JP MORGAN GOVERNMENT “BOND FUND CLC"

Buy

6/26/. 2015]

9

_—

OPPENHEIMER INTERNATL "GROWTH FD CL C*

Sell

6/26/2015

10

PIONEER STRATEGICINCOME "FUND CL C SHARES"

ve

“sell

9/28/2015

11

IP MORGAN GOVERNMENT "BOND FUND CLC"

ell

' “i 9/28/2015,

12] IVY MID CAP GROWTH "FUND CLC"

—

uy

9/28/2015’

ee 5

13

PIONEER DISCIPLINED "VALUE FUND CLC"

Buy

9/28/2015"

14

“OAK RIDGE SMALL CAP "GROWTH FUND CLASS L

—

uy

9/28/2015

pra—

15

OPPENHEIMER INTERNATL “GROWTH FD CLC"

-

uy

9/28,

16

PIONEER PIONEER FD "CLASS C*

9/28/2015

Buy

17

PIONEER STRATEGICINCOME "FUND CL C SHARES"

et

pr— 4

Buy

10/7/2015

IP MORGAN GOVERNMENT

“BOND FUND CLC"

— |

a

10/7/2015

19

BLACKROCK LARGE CAP "GROWTH FUND C"

- |

1

—

Buy

10/7/2015

20

IVY MID CAP GROWTH "FUND CLC"

ww

hs =

rh

Buy

10/7/2015

21

PIONEER DISCIPLINED "VALUE FUND CL C"

Buy

10/7/2015] |

i-

22

OAK RIDGE SMALL CAP "GROWTH FUND CLASS C*

Buy

10/7/2015

SE

23 OPPENHEIMER INTERNATL "GROWTH FD CLC"

i

Buy

10/7,

24

PIONEER PIONEER £D "CLASS C"

wl

Buy

10/7,

ee

25

FRANKLIN SM CAP VAL FD C

uy

10/7/201!

26|

PIONEER STRATEGICINCOME "FUND CL C SHARES"

Buy

12/28/2015

27

I

JP MORGAN GOVERNMENT "BOND FUND CLC” ac

Buy

y..

12/28/2015

28

marr

BLACKROCK LARGE CAP "GROWTH FUND.

12/28/2015

29

IVY MID CAP GROWTH “FUND CLC"

uy

112/28/201!

30

PIONEER DISCIPLINED "VALUE FUND CL C*

Sell

“13/28/2015

31

OAK RIDGE SMALL CAP “GROWTH FUND CLASS C"

12/28/2015

-

[Buy

32

| OPPENHEIMER INTERNATL "GROWTH FD CL i

7

[ —

[sell

112/28/2015

“|

33

"PIONEER PIONEER FD "CLASS cc

Sell

12/28/2015

IRA (X) (Mitzi)

ged by Stifel

int/Div

N

n#

4

a

1 Ishares MSCI EAFE

— 1

i.

2/2/2015

2 Ishares 1BOXX $ INVT Grade Corp Bd Bd

-

Buy

2/2/2015

—

hares Tips Bond ETF

oy

Buy

2/2/2015,

rp

4 Van

d Fnancials ETF

Buy

2/2/2015]

-

5| Vanguard Information Tech ETF _

Buy

2/2/2015

6 Vanguard Telecomm Svcs ETF

Buy

2/2/2015

7 _Powershares Global bal Exchange

Buy

2/2

w=

8 ishares 3-7 yr Treasury Bond ETF

Treasury |

{Buy

2/2/2015

9itshares MBS ETF

— |

—_—

_

wl =

Buy

2/2/2015

10 Vanguard Intermediate Term Bond ETF

Buy

2/2/2015

| -

11 Vanguard Short Term Bond

Buy

2/2/2015.

12 SPDR Barclays High Yield Bond ETF

2/2/2015

1

13

wershares Preferred Portfolio

Buy

2/2/2015

J

14| Market Vectors EMRG Mkts Local I Currency Debt ETF

B

Buy

:

2/2/2015

—

I]

5

15 Emerging Global Shares

J

—

'

an

Buy

2/2/2015

16 Ishares INC CORE MSCI Emerging Mkts

Buy

2 2/2015,

1

17 Materials Select Sector SPDR Fund

2/2/2015;

J

Buy

Lo SO 1

18 Health Care Sefect SPDR

SR

ei

Buy

2/2/2015

=

K

19 Sector SPDR Consmrs STPL

Buy

2/2/2015

K

— |

20 Consumer Discretionary SPDR

PR

Buy

2/2/2015,

K

21 Sector SPOR Energy

Tp —

|Buy

2/2/2015.

K

22° Sector SPOR Industrial _

“

Buy

2/2/2015]

K

23]sector SPOR Utilities _

JE

3 =

__ [Buy

i

2/2/2015

K

2! ishares MSCI EAFE___

I

3 [- )

|—

Buy

2/11/2015

J

BE

2) Ishares IBOXX $ INVT Grade Corp Bd Corp Bd

SR

Buy

2/11/2015

J

26 shares Tips Bond ETF _

Buy

2/11/2015

J

27] Vanguard Financials

Buy

2 11/2015

J

28 Vanguard i

‘mat

n Tech ETF

2/11/2015

J

1

wa

Buy

29 Vanguard Telecomm Srvcs ETF

Buy

2/11/2015!

J

30 Powershares Global Exchange

Bu;

2/11/2015

J