Raymond C. Fisher

FIA Card Svcs NA RASP — Int/Div

RFC STRIPS 0% 10/15/15 — None

US TREAS STRIPS 0% 2/15/14 — None — Redeemed

US TREAS STRIPS 0% 11/15/14 — None — Redeemed

FINANCING CORP STRIPS 0% 5/30/14 — None — Redeemed

CD WEBSTER BK, CT 3/31/14 — Interest — Redeemed

CD CITIBANK NANV 2.55% 3/24/15 — Interest

ALGER SPECTRA FUND — None — Buy (add'l)

ALGER SPECTRA FUND — Buy (add'l)

ALGER SPECTRA FUND — Int/Div — Buy (add'l)

BLACKROCK GLOBAL ALLOCCL A — None — Buy (add'l)

BLACKROCK GLOBAL ALLOCCL A — Buy (add'l)

BLACKROCK GLOBAL ALLOCCL A — Int/Div — Buy (add'l)

CALAMOS INTERNATL — None — Sold

CLEARBRIDGE APPREC FUND — None — Buy

CLEARBRIDGE APPREC FUND — Buy (add'l)

CLEARBRIDGE APPREC FUND — Int/Div — Buy (add'l)

COLUMBIA DIV INCOME — Int/Div — Buy (add'l)

COLUMBIA DIV INCOME — Buy (add'l)

COLUMBIA DIV INCOME — Int/Div — Buy (add'l)

DREYFUS APPREC FD — None — Buy (add'l)

DREYFUS APPREC FD — Int/Div — Buy (add'l)

DREYFUS APPREC FD — Sold

FEDERATED KAUFMAN LG CAP — None — Buy

FRANKLIN MUT GLOBAL DISC FD — None — Buy (add'l)

FRANKLIN MUT GLOBAL DISC FD — Buy (add'l)

FRANKLIN MUT GLOBAL DISC FD — Int/Div — Buy (add'l)

FRANKLIN STRATEGIC INC FD — Int/Div — Buy (add'l)

FRANKLIN STRATEGIC INC FD — Sold

GABELLI ASSET FD — None — Buy (add'l)

GABELLI ASSET FD — Buy (add'l)

GABELLI ASSET FD — Int/Div — Buy (add'l)

GUGGENHEIM BULLETSHARES(GBS) 2016 — None — Buy

GBS 2017 — None — Buy

GBS 2018 — None — Buy

GBS 2019 — None — Buy

INTREPID CAP FD — None — Buy (add'l)

INTREPID CAP FD — Int/Div — Buy (add'l)

INTREPID CAP FD — Sold

INVESCO BAL RISK FD — None — Sold

JHANCOCK STRATEGIC INCM — Int/Div — Buy (add'l)

JHANCOCK STRATEGIC INCM — Sold

J.HANCOCK DISCIPLINED VALUE — None — Buy

KOPERNIK GLOBAL — None — Buy

LEGG MASON BW GLOBAL — None — Buy

LORD ABBET INT'L — Int/Div — Buy (add'l)

LORD ABBET INT'L — Sold

LORD ABBETT SHORT TERM — Int/Div — Buy (add'l)

LORD ABBETT SHORT TERM — Sold

METROPOLITAN WEST TOT.RET.BOND — None — Buy (add'l)

METROPOLITAN WEST TOT.RET.BOND — Int/Div — Buy (add'l)

METROPOLITAN WEST TOT.RET.BOND — Sold

MFS VALUE FD — None — Buy (add'l)

MFS VALUE FD — Int/Div — Buy (add'l)

MFS VALUE FD — Buy (add'l)

NATIONWIDE GENEVA GROWTH (fka Highmark Geneva Mid Cap) — None — Sold

PIONEER FUNDAMENTAL GRWTH — None — Buy (add'l)

PIONEER FUNDAMENTAL GRWTH — Buy (add'l)

PIONEER FUNDAMENTAL GRWTH — Int/Div — Buy (add'l)

PIONEER FUND GWTH — None — Buy

PIONEER FUND GWTH — Buy (add'l)

PIONEER FUND GWTH — Int/Div — Buy (add'l)

PRINCIPAL MID CAP BLEND — None — Buy (add'l)

PRINCIPAL MID CAP BLEND — Sold

PRUDENTIAL SHORT TERM CORP BOND — None — Buy (add'l)

PRUDENTIAL SHORT TERM CORP BOND — Int/Div — Buy (add'l)

PRUDENTIAL SHORT TERM CORP BOND — Sold

PRUDENTIAL TOTAL RETURN — Int/Div — Buy (add'l)

PRUDENTIAL TOTAL RETURN — Sold

PUTNAM EQUITY INCOME — None — Buy

SUN AMERICA FOCUSED DIV — None — Buy (add'l)

SUN AMERICA FOCUSED DIV — Int/Div — Buy (add'l)

SUN AMERICA FOCUSED DIV — Buy (add'l)

TEMPLETON GLOBAL FD — None — Buy (add'l)

TEMPLETON GLOBAL FD — Int/Div — Buy (add'l)

TEMPLETON GLOBAL FD — Sold

THORNBURG INVESTMENT INCM — Int/Div — Buy (add'l)

THORNBURG INVESTMENT INCM — Int/Div — Buy (add'l)

THORNBURG INVESTMENT INCM — Sold

UAM FPA CRESCENT — None — Buy (add'l)

UAM FPA CRESCENT — Int/Div — Buy (add'l)

UAM FPA CRESCENT — Sold

VIRTUS MULTISECTOR S-T BOND FD — Int/Div — Buy (add'l)

VIRTUS MULTISECTOR S-T BOND FD — Sold

WESTERN ASSET CORE — Int/Div — Buy (add'l)

WESTERN ASSET CORE — Sold

C.SCHWAB MUNI FUND — None — Closed

NATIONWIDE AMERICA'S VISION ANNUITY (FID.VIP EQUITY) — Distribution

JACKSON NAT'L LIFE (ANNUITIES) — Distribution

Member, Board of Directors, Western Justice Center (nonprofit), Pasadena, CA

Gift — 1. — A et ed TE Pere So Tt i a Ee ——

Reimbursement — Stanford Law School — 2/6-7/2014 — Stanford, CA — Moot Court — Meals, transportation,lodging

Reimbursement — Chicago Law School — 4/13-15/2014 — Chicago, IL — Speaking to students, faculty — Meals, transportation, lodging

Reimbursement — Amerncan Law Institute — 12/3-5/2014 — Washington D.C — Advisory Committee Meeting — Meals, transportation,lodging

VIL LINE 28: IVA purchase/sale misreported for 2012 as a 2012 transaction, but was actually a purchase on 12/2/09 and sale on 11/22/11. The values were

correctly reported as K per book value (T)