Alan Cooke Kay

Bank of America — Interest

Wells Fargo Bank formerly Wachovia Bank — Interest

DOJ FCU (CD) — Interest

Pacific Life Ins. Select Exec III — Int/Div

Pacific Life Var.Univ.Life Ins. — Int/Div

Janney Advant.Ins.Sweep (Money mkt Acct) — Interest

EQUITIES

American Tower orp. CLA com — Int/Div

American Water Wks Co.In¢c New — Int/Div

Annaly Cap.Management Inc.Pref.Rate App.Trans. — Int/Div — Buy

Anrtesian Res. Corp. Cl. A — Int/Div

Bank of Amer. Corp. Non Cum Perp.Conv.Pref. — Int/Div — Sold

Chesapeake Energy Corp. — Int/Div

Cisco Systems Inc — Int/Div

Cisco System Inc — Int/Div — Buy

Conoco Phillips com — Int/Div

Exelon Comp. — Int/Div

Exxon Mobile Corp — Int/Div

General Electric Co. com — Int/Div

Gladstone Capital Corp.Ser A NonCum Var — Int/Div — Buy

JP Morgan Chase — Int/Div

Morgsn Stanley Dep Shs Rep. 1/1000 Pfd Ser A Non Cum Var — Int/Div — Buy

Microsoft Corp — Int/Div

NASDAQ-100aka Powershares QQQ Trust Unit — Int/Div — Sold (part)

NASDAQ-100aka Powershares QQQ TrustUnit Ser.1 — Int/Div — Sold

Pfizer Inc — Int/Div

State Street Corp — Int/Div

MUTUAL FUNDS

Capital Wid Grwth & Inc. Fund Cl. A — Int/Div — Sold

Eaton Vance World Gwth Hlth Sci Fd CLA — None

Eaton Vance Man.Div. Equity Inc.Fd — Int/Div — Sold

Eaton Vance Tax Mn Gib! Inc. Fd — Int/Div — Sold

Euro Pacific Grwth Fd Cl. A — Int/Div — Sold

Ivey Funds Inc. Asset Strgy Fnd Cl. A — Int/Div

Nuveen Equity Prem Adv. Fnd — Int/Div

Nuveen Gibl Govt. Enh. Inc. Fnd — Int/Div — Sold

Oppenheimer Devlp Mkts Fd Ci. A — Int/Div — Buy

Pimco Fds Pac Inv Mgmt Ser All Asset Fd Cl A — Int/Div

Prudential Inv.Port Inc 10 Jennison Equity Inc. FACLA — Int/Div

Prudential Inv. Port Inc.10 Jennison Equity Inc. FA CLA — Int/Div — Buy

Small Cap World Fd Inc Cl. A — Int/Div

Executive Committee, Lawyers Club

Director, Inwood House

Concerning "Pimco Fds Pac Inv Mgt Real Ret Strategy Fnd" this asset was sold in 2007. I inadvertently reported owning this asset in filing years 2007, 2008, 2009 and

2010. Please consider this an amendment to my prior reports.

With regards to "Deutsche Bnk Cap. Funding Trust X Noncum Perp PFD Secur 7%." I inadvertently reported owing this asset in 2010 and had disposed of this asset in

earlier years.