Marsha Siegel Berzon

What was filed

176
investments
0
positions
0
gifts
0
agreements
0
debts
1
reimbursements
1
income
0
spouse income

Named parties

UNIVERSITY OF CHICAGO LAW SCHOOL
UC HASTINGS COLLEGE OF THE LAW - TEACHING

As filed

BANK OF AMERICA ACCOUNTS — Interest

CITIBANK ACCOUNTS — Interest — Closed

FIRST REPUBLIC BANK ACCOUNTS — Interest — Closed

STERLING BANK & TRUST ACCOUNTS — Interest

UNION BANK ACCOUNTS — Interest

USBANK ACCOUNTS — Interest — Closed

ALCATEL LUCENT ADR FSPONSORED ADR (X) — None — Sold

COCA COLA COMPANY - COMMON STOCK — Int/Div

COMCAST CORP NEW CL A COMMON STOCK — Int/Div — Sold

CORNING INC - COMMON STOCK — Int/Div

FAIRPOINT COMMUN INC (X) — None — Sold

FRONTIER COMMUNICATIONS COMMON STOCK — Int/Div — Sold

LSI CORPORATION - COMMON STOCK — None — Sold

NORTHEAST UTILITIES - COMMON STOCK — Int/Div — Sold

PEPSICO INCORPORATED - COMMON STOCK — Int/Div

POWERSHRS QQQ TRUST SER 1 — Int/Div — Buy

POWERSHRS QQQ TRUST SER 1 — Buy (add'l)

PUB SVC ENT GROUP INC - COMMON STOCK — Int/Div — Sold

SPDR S&P 500 ETF TR — Int/Div — Buy

SPDR S&P 500 ETF TR — Buy (add'l)

SPDR S&P 500 ETF TR — Sold (part)

VANGUARDFTSE ETF — Int/Div — Buy

VANGUARDFTSE ETF — Buy (add'l)

VANGUARD INFLATION — Int/Div — Buy

VANGUARD INFLATION — Sold

VANGUARD INFO TECHNOLOGY — Int/Div — Buy

VANGUARD INFO TECHNOLOGY — Buy (add'l)

VANGUARD INFO TECHNOLOGY — Sold (part)

VERIZON COMMUNICATIONS COMMON STOCK — Int/Div — Sold

VODAFONE GROUP NEW ADR F COMMON STOCK — Int/Div — Sold

DFA CA SHORT TERM MUNI — Int/Div — Buy

DFA CA SHORT TERM MUNI — Buy (add'l)

DFA EMERGING MKTS CORE — Int/Div — Buy

DFA EMERGING MKTS CORE — Sold

DFA EMERGING MKTS CORE — Buy

DFA EMERGING MKTS PORT — None — Buy

DFA EMERGING MKTS PORT — Sold

DFA INTL SMALL CAP VALUE — Int/Div — Buy

DFA INTL SMALL COMPANY — Int/Div — Buy

DFA INTL SMALL COMPANY — Sold (part)

DFA INTL VALUE PORTFOLIO — Int/Div — Buy

DFA ONE YEAR FIXED INCM — Int/Div — Buy

DFA ONE YEAR FIXED INCM — Sold (part)

DFA ONE YEAR FIXED INCM — Sold

DFA US LARGE CAP VALUE — Int/Div — Buy

DFA US LARGE CAP VALUE — Sold (part)

DFA US MICRO CAP PORT — Int/Div — Buy

DFA US SMALL CAP VALUE — Int/Div — Buy

DREYFUS ACTIVE MIDCAP FD — None — Sold (part)

DREYFUS ACTIVE MIDCAP FD — Sold

DREYFUS APPRECIATION FUND — None — Sold (part)

DREYFUS APPRECIATION FUND — Sold

DREYFUS OPPORTUNISTIC — None — Sold

PIMCO FOREIGN BOND FUND — Int/Div — Buy

PIMCO FOREIGN BOND FUND — Buy (add'l)

PIMCO LOW DURATION FUND — Int/Div — Buy

PIMCO REAL RETURN FUND — Int/Div — Buy

RS MID CAP OPPORTUNITIES FUND — None — Sold

SCHWAB CORE EQUITY FUND — None — Sold (part)

SCHWAB CORE EQUITY FUND — Sold

VANGUARD CA INTER TERM — Int/Div — Buy

VANGUARD CA INTER TERM — Sold (part)

VANGUARD EQUI1Y INCOME — Int/Div — Buy

VANGUARD L1D TERM TAX — Int/Div — Buy

VANGUARD L1D TERM TAX — Buy (add'l)

VANGUARD SHORT TERM TAX — Int/Div — Buy

VANGUARD SHORT TERM TAX — Buy (add'l)

TANAKA GROWIHF¥UND CLR — None — Sold

SCHWAB CA MUNI MONEY FUND (SWEEP) — Int/Div

SCHWAB CA MUNI MONEY FUND (NON-SWEEP) — Int/Div — Closed

FIDELI1Y CA AMT TAX FREE MMKT INST CLASS — Int/Div — Closed

VEKISIGHI REIIKEMENT ACCT [ — Int/Div

AMERICAN FUNDS FUNDAMENTAL INVESTORS — Sold

FIDELITY SMALL CAP DISCOVERY FUND — Buy

FIDELITY SMALL CAP DISCOVERY FUND — Buy (add'l)

FIDELITY SMALL CAP DISCOVERY FUND — Sold (part)

OPPENHEIMER INTERNATIONAL BOND FUND — Buy

OPPENHEIMER INTERNATIONAL BOND FUND — Buy (add'l)

OPPENHEIMER INTERNATIONAL BOND FUND — Sold (part)

PIMCO TOTAL RETURN FUND (I) — Buy

PIMCO TOTAL RETURN FUND (I) — Buy (add'l)

PIMCO TOTAL RETURN FUND (I) — Sold (part)

VANGUARD 500 INDEX FUND (SIG) — Sold (part)

VANGUARD 500 INDEX FUND (SIG) — Buy (add'l)

VANGUARD 500 INDEX FUND (SIG) — Sold (part)

VANGUARD INFLATION PROTECTED SECS. FUND (INV) — Buy

VANGUARD INFLATION PROTECTED SECS. FUND (INV) — Buy (add'l)

VANGUARD INFLATION PROTECTED SECS. FUND (INV) — Sold (part)

VANGUARD INTERMED.-TERM BOND INDEX FUND (SIG) — Buy

VANGUARD INTERMED.-TERM BOND INDEX FUND (SIG) — Buy (add'l)

VANGUARD INTERMED.-TERM BOND INDEX FUND (SIG) — Sold (part)

VANGUARD SHORT-TERM BOND INDEX FUND (SIG) — Buy

VANGUARD SHORT-TERM BOND INDEX FUND (SIG) — Buy (add'l)

VANGUARD TARGET RETIREMENT INCOME FUND (INV) — Sold

VANGUARD TARGET RETIREMENT 2015 FUND (INV) — Sold

VANGUARD TARGET RETIREMENT 2025 FUND (INV) — Sold

VANGUARD TOTAL INTL. STOCK INDEX FUND (SIG) — Buy

VANGUARD TOTAL INTL. STOCK INDEX FUND (SIG) — Buy (add'l)

VANGUARD TOTAL INTL. STOCK INDEX FUND (SIG) — Sold (part)

IRA #1 IEEE +4 — Int/Div

AMCAP FUND - CLASS A*4

AMCAP FUND - CLASS A*4 — Sold

WASHINGTON MU 1UAL INVESTORS FUND - CLASS A*4

WASHINGTON MU 1UAL INVESTORS FUND - CLASS A*4 — Sold

SCH ADV CASH RESRV PREM SWZXX (SWEEP) — Open

DFA ONE YEAR FIXED INCOME FORTFOLIO: DFIHX — Buy

DFA ONE YEAR FIXED INCOME FORTFOLIO: DFIHX — Sold

PIMCO FOREIGN BOND rUND — Buy

DFAIN1L SMALL CAP VALUE — Buy

DFAIN1L SMALL CAP VALUE — Sold (part)

DFA REAL ESTATE — Buy

PIMCO COMMODI1Y REAL — Buy

VANGUARD REIT — Buy

VANGUARD REIT — Buy (add'l)

IRA #2*5 — Int/Div

AMERICAN FUNDS - EUROPACIFIC GROWTH FUND - CL A*S

AMERICAN FUNDS - EUROPACIFIC GROWTH FUND - CL A*S — Sold

AMERICAN FUNDS - THE GROWTH FUND OF AMERICA - CL A*S

AMERICAN FUNDS - THE GROWTH FUND OF AMERICA - CL A*S — Sold

AMERICAN FUNDS - NEW PERSPECTIVE FUND - CL A*S

AMERICAN FUNDS - NEW PERSPECTIVE FUND - CL A*S — Sold

AMERICAN FUNDS - FUNDAMENTAL INVESTORS - CL A*S

AMERICAN FUNDS - FUNDAMENTAL INVESTORS - CL A*S — Sold

AMERICAN FUNDS - CAPITAL INCOME BUILDER - A*S

AMERICAN FUNDS - CAPITAL INCOME BUILDER - A*S — Sold

AMERICAN FUNDS - THE INCOME FUND OF AMERICA - CL A*S

AMERICAN FUNDS - THE INCOME FUND OF AMERICA - CL A*S — Sold

AMERICAN FUNDS - AMERICAN BALANCED - CL A*S

AMERICAN FUNDS - AMERICAN BALANCED - CL A*S — Sold

SCH ADV CASH RESRV PREM SWZXX (SWEEP) — Open

DFA ONE YEAR FIXD INCM — Buy

DFA ONE YEAR FIXD INCM — Sold (part)

PIMCO FOREIGN BOND FUND — Buy

PIMCO REAL RETURN FUND — Buy

PIMCO TOTAL RETURN FUND — Buy

VANGUARD INFLATION — Buy

VANGUARD SHORT TERM BD — Buy

DFA COMMODITY STRATEGY — Buy

DFA COMMODITY STRATEGY — Buy (add'l)

DFA REAL ESTA1E — Buy

DFA US MICRO CAP PORT — Buy

DFA US MICRO CAP PORT — Sold (part)

DFA US SMALL CAP PORT — Buy

DFA US SMALL CAP PORT — Sold (part)

DFA US SMALL CAP VALUE — Buy

PIMCO COMMODITY REAL — Buy

VANGUARD REI1 — Buy

CAP11AL ACCOUNI INLAW FIRM PARTNERSHIP *2 — Interest

Reimbursement — UNIVERSITY OF CHICAGO LAW SCHOOL — 4/28/2013-4/29/2013 — CHICAGO, IL — EDUCATIONAL ACTIVITY — TRAVEL. LODGING. MEALS

Income — 2013 — UC HASTINGS COLLEGE OF THE LAW - TEACHING — $3.060.00

*1 SALES 12/05/13 AND 12/27/13 MADE TO MEET [Jl] REQUIRED MINIMUM DISTRIBUTION (RMD).

*2 THE EARNINGS REPORTED IN PART VII REPRESENT THE [ll DISTRIBUTIVE SHARE OF PARTNERSHIP INTEREST INCOME.

*3 1 WAS ONE OF SEVEN NAMED PLAINTIFFS IN BARKER et al V. UNITED STATES, CASE No. 1:12-cv-00826 (Fed.C1), BROUGHT TO

CHALLENGE THE DENIAL OF ARTICLE III JUDGES’ COST-OF-LIVING ADJUSTMENTS (COLAs) OVER MULTIPLE YEARS. ATTORNEY FEES

AND COSTS WERE EXPENDED BETWEEN NOVEMBER 2012 THROUGH DECEMBER 31, 2013 IN THE TOTAL AMOUNT OF $186,612.35 ON A

PRO BONO BASIS BY THE LAW FIRM OF SUSMAN GODFREY. LLP,

SEATTLE, WA 98101 WHO SERVED AS

PLAINTIFFS' COUNSEL WITHOUT COMPENSATION OR REIMBURSEMENT FROM ME OR THE OTHER PLAINTIFFS.

*4 ON FEBRUARY 26, 2013, SHARES IN MUTUAL FUNDS HELD IN IRA

ACCOUNT WITH AMERICAN FUNDS AS CUSTODIAN WERE

TRANSFERRED TO A NEW IRA Jl ACCOUNT WITH CHARLES SCHWAB AS CUSTODIAN (ITEMS #125 AND #127 WERE TRANSFERRED)

*5 ON FEBRUARY 26, 2013, SHARES IN MUTUAL FUNDS HELD IN IRA ACCOUNT WITH AMERICAN FUNDS AS CUSTODIAN WERE

TRANSFERRED TO A NEW IRA ACCOUNT WITH CHARLES SCHWAB AS CUSTODIAN (ITEMS #142, #144, #146, #148, #150, #152, #154, #156, AND

#158 WERE TRANSFERRED).