Kathryn C. Ferguson

Aston/River Rd Independent Value N — None — Sold

US Savings Bonds — None

Brinker Capital Inc:

Aberdeen Emerging Mrkts CL A — Int/Div — Buy (add'l)

Aberdeen Emerging Mrkts CL A — Int/Div — Sold

Avenue Credit Strategies Investor — Int/Div — Buy

Avenue Credit Strategies Investor — Sold (part)

Avenue Credit Strategies Investor — Sold

Clearbridge Small Cap Grw CL A — Int/Div — Buy

Clearbridge Small Cap Grw CL A — par)

Clearbridge Small Cap Grw CL A — Sold

Columbia Dividend Opportunity CL A — Int/Div — Buy (add'l)

Columbia Dividend Opportunity CL A — Int/Div — Sold

Columbia Select Lrg Cap Growth Class A — None — Buy

Columbia Select Lrg Cap Growth Class A — None — Sold

Delaware Value Fd CLA — Int/Div — Buy (add'l)

Delaware Value Fd CLA — Int/Div — Sold

Doubleline Low Duration CL N — Int/Div — Buy

Doubleline Low Duration CL N — Int/Div — Sold

Doubleline Total RT Bond Fd CL N — Int/Div — Buy (add'l)

Doubleline Total RT Bond Fd CL N — Int/Div — Sold

Driehaus Active Income Fund — Int/Div — Buy (add'l)

Driehaus Active Income Fund — Int/Div — Sold

Fidelity Intermediate Muni Income — Int/Div — Buy (add'l)

Fidelity Intermediate Muni Income — Int/Div — Sold

Forward EM Corporate Debt Fund Investor — Int/Div — Buy (add'l)

Forward EM Corporate Debt Fund Investor — Int/Div — Sold

JP Morgan Strategic Income Opport A — Int/Div — Buy

JP Morgan Strategic Income Opport A — Int/Div — Sold (part)

JP Morgan Strategic Income Opport A — Int/Div — Sold

JP Morgan Tax Aware Real Rtn Select CL — Int/Div — Sold

Listed Private Equity CL A — None — Sold

Merger Fund — None — Sold

Merk Hard Currency Fund Investor CL — None — Sold

MEFS International Value Fund CLA — Int/Div — Buy (add'l)

MEFS International Value Fund CLA — Int/Div — Sold

Morgan Stanley Global Real Estate Port P — None — Sold

Northern Intermed Tax Exempt Fund — Int/Div — Buy (add'l)

Northern Intermed Tax Exempt Fund — Int/Div — Sold

Ridgeworth Mid Cap Value Equity CLI — None — Sold

Rivernorth Core Opportunity Fund — None — Buy (add'l)

Rivernorth Core Opportunity Fund — Sold

RS Global Natural Resources CL A — None — Sold

Spartan 500 Index FDAdvantage Class — Int/Div — Buy (add'l)

Spartan 500 Index FDAdvantage Class — Int/Div — Sold

T Rowe Price Growth Stock Advisor CL — Int/Div — Buy (add'l)

T Rowe Price Growth Stock Advisor CL — Int/Div — Sold

T Rowe Price Intl Stock Advisor CL — None — Sold

TCW Dividend Focused Fund CL N — Int/Div — Buy (add'l)

TCW Dividend Focused Fund CL N — Int/Div — Sold

TCW Small Cap Growth Class N — None — Sold

Touchstone Focused Equity Fund Class A — None — Buy (add'l)

Touchstone Focused Equity Fund Class A — Sold

Wasatch Emerging Markets Small Cap FD — None — Sold

Wasatch Frontier Emerging Small Cos — None — Sold (part)

Wasatch Frontier Emerging Small Cos — Sold

Wasatch Intemational Opportunities FD — None — Buy (add'l)

Wasatch Intemational Opportunities FD — Sold

Wells Fargo Ultra Shrt Trm Muni CL A — Int/Div — Buy (add'l)

Wells Fargo Ultra Shrt Trm Muni CL A — Int/Div — Sold

New England Securities Inc.

BMO Intermediate — Int/Div — Buy

BMO Intermediate — Int/Div — Buy (add'l)

Delaware Tax Free — Int/Div — Buy

Delaware Tax Free — Int/Div — Buy (add'l)

Dodge & Cox Stock — Int/Div — Buy

Dodge & Cox Stock — Int/Div — Buy (add'l)

Eaton Vance — Int/Div — Buy

Eaton Vance — Int/Div — Buy (add'l)

European Growth — Int/Div — Buy

European Growth — Int/Div — Buy (add'l)

Goldman Sachs Short — Int/Div — Buy

Goldman Sachs Short — Int/Div — Buy (add'l)

JP Morgan Short — Int/Div — Buy

JP Morgan Short — Int/Div — Buy (add'l)

Western Asset — None — Buy

Western Asset — None — Buy (add'l)

T Rowe Price Growth — Int/Div — Buy

T Rowe Price Growth — Int/Div — Buy (add'l)

T Rowe Price Emerging Markets — Int/Div — Buy

T Rowe Price Emerging Markets — Int/Div — Buy (add'l)

Vanguard Specialized Appreciation Index FD ETF — Int/Div — Buy

Vanguard Specialized Appreciation Index FD ETF — Int/Div — Buy (add'l)

Vanguard Intl Equity Emerging Mkts ETF — Int/Div — Buy

Vanguard Intl Equity Emerging Mkts ETF — Int/Div — Buy (add'l)

Vanguard Short-Term — None — Buy

Vanguard Short-Term — Buy (add'l)

Vanguard — None — Buy

Vanguard — Buy (add'l)

Vanguard 500 Index — Int/Div — Buy

Vanguard 500 Index — Int/Div — Buy (add'l)

Vanguard Index FDS — Int/Div — Buy

Vanguard Index FDS — Int/Div — Buy (add'l)

Vanguard Index FDS ETF — Int/Div — Buy

Vanguard Index FDS ETF — Int/Div — Buy (add'l)

BOARD MEMBER, FRIENDS OF THE LAMBERTVILLE LIBRARY

Reimbursement — BANKRUPTCY oo JUDGES — NOVEMBER 2, 2013 — Ea RW Sd NN Sl py — ANNUAL MEETING C — a ET TE Nr oy