Michael Andre Shipp

Bank of America - cash accounts (X) — Int/Div

529 Scholars Choice College Savings Plan (X) (not self-directed) (See Section VIII) — Int/Div

Prudential Merged Supplemental Retirement Plan (X) (cash balance acct.) (See Sec. VIII) — Int

Prudential common stock (PRU) (X) — Int/Div

Prudential Employee Savings Plan (PESP) (401K) (X) (See Section VIII) — Int/Div

Liability — Tufts University — Tuition Agreement

Liability — BestEgg — Personal loan - Home renovation

Reimbursement — Intellectual Property Association — 4/1/16 - 4/2/16 — New York, NY — 94th Annual Dinner in Honor of Federal Judiciary — Dinner, lodging

Income — 2016 — Seton Hall University School of Law Adjunct Professor, teaching income — $24,700.00

Ill A. was amended to indicate that the income represented teaching income.

VII. 2 was amended to reflect the name of the plan and to note that the plan is not self-directed.

(Additional Explanation: The names of the investment options within the Scholars Choice College

Savings Program are: Age-Based Option: Age 4-6 Class A; Age-Based Option: Age 7-9 Class A;

Age-Based Option: Age 10-12 Class A; Age-Based Option: Age 13-15 Class A; Age-Based Option:

Age 16-18 Class A; and Age-Based Option: Age 19 and Up Class A.)

VII. 3 was amended to indicate that the Prudential Merged Supplemental Retirement Plan is a

cash-balance account and the type of income received during the period was interest.

VII. 5 Explanation: The specific investments for the PESP 401K are: Alliance Bernstein Core;

Jennison Opportunistic Equity; PESP Fixed Rate Fund; Prudential Financial Incorporated Common

Stock Fund; and Wellington Trust Company.