Paul L. Friedman

SEE PART VIII - ASSET ORDER SLIGHTLY CHANGED

LISTED INVESTMENT FUNDS:

BROKERAGE ACCOUNT

Gabelli Small Cap Fund — Int/Div

Gabelli Asset Fund — Int/Div

Harbor International — Int/Div

Fidelity Spartan Tax Free Bond Fund — Int/Div — Sold (part)

iShares Cohen & Steers Realty Majors Index Fd — Int/Div

iShares Russell 1000 Growth Index Fund — Int/Div

iShares Russell 2000 Growth Index Fund — Int/Div

iShares Russell 2000 Value Index Fund — Int/Div

Vanguard Short Term Tax Exempt Fund — Int/Div

Brown Capital Mgmt Small Company Fd — Int/Div

Perkins Mid Cap Value Fund — Int/Div — Sold

Royce Special Equity Fund — Int/Div — Sold (part)

Eaton Vance Parametric Fund — Int/Div — Sold

SPDR S&P Dividend Fund — Int/Div

Vanguard Dividend Appreciation Fund — Int/Div — Buy

Vanguard Dividend Appreciation Fund — Buy (add'l)

Vanguard Limited Term Tax Exempt Fd — Int/Div — Buy

Vanguard Limited Term Tax Exempt Fd — Buy (add'l)

IRA ACCOUNT #1 — Int/Div

J Rowe Price Equity Income

i Longleaf Partners — Sold (part)

i Longleaf Partners — Sold

Longleaf Partners Small Cap Fd

PIMCo Real Return — Sold (part)

PIMCo Real Return — Sold (part)

Schwab Money Market Fd

Morgan Stanley US RE — Sold (part)

American Funds EuroPacific Growth Fd. F — Sold (part)

T. Rowe Price Mid Cap Growth — Sold (part)

T. Rowe Price Mid Cap Growth — Sold (part)

Deodge & Cox Stock

First Eagle Global

Harbor International — Sold

Loomis Sayles Investment Gr Bond Fd — Buy (add'l)

American Fed Bank CD 3.0% 01/09/13 — Matured

Ohio Valley Bk CD 3.45% 07/15/14

Royce Special Equity Fd

T. Rowe Price Capital Appreciation Fd

Vanguard PRIMECAP Core Fd

Vanguard Small Cap Growth Index Fd

Lazard Emerging Markets Fd

PRIMECAP Odyssey Stock Fd

Discover Bank CD 3.5% 05/13/14

The Delafield Fund — Sold

T. Rowe Price Growth Stock Fund

SPDR S&P Dividend Fund

Dodge & Cox Income Fund — Buy (add'l)

Loomis Sayles Bond Fund — Buy (add'l)

Vanguard GNMA Fund — Sold (part)

Vanguard GNMA Fund — Sold

Goldman Sachs Bank CD 1.8% 08/08/17

Discover Bank CD 1.9% 09/21/16

GE Capital Bank CD 1.05% 02/17/15

Templeton Global Bond Fund — Buy (add'l)

Goldman Sachs Bank CD 1.15% 01/09/18 — Buy

Gabelli Small Cap Growth Fund — Buy

h -Vanguard Corporate Bond Fund — Buy

h -Vanguard Corporate Bond Fund — Buy (add'l)

h -Vanguard Corporate Bond Fund — Buy (add'l)

Vanguard Dividend Appreciation Fund — Buy

Vanguard Dividend Appreciation Fund — Buy (add'l)

Vanguard Dividend Appreciation Fund — Buy (add'l)

Vanguard Dividend Appreciation Fund — Buy (add'l)

Vanguard Short Term Federal Fund — Buy

Vanguard Short Term Federal Fund — Sold

IRA ACCOUNT 2 — Int/Div

Schwab Money Market Fund

T. Rowe Price Mid Cap Growth Fd

Loomis Sayles Investment Gr Bond Fd — Buy (add'l)

T. Rowe Price Growth Stock Fd

American Funds FuroPacific Growth Fd

GE Capital Fncl CD 5% 08/27/13 — Matured

Ohio Valley Bk CD 3.45% 07/15/14

Brown Capital Mgmt Small Company Fd — Sold (part)

Perkins Mid Cap Value Fd — Sold (part)

Perkins Mid Cap Value Fd — Sold

Royce Special Equity Fund

American Funds New World Fd

First Eagle Global

Discover Bank CD 3.5% 05/13/14

SPDR S&P Dividend Fund

Dodge & Cox Income Fund — Buy (add'l)

Loomis Sayles Bond Fund — Buy (add'l)

Vanguard GNMA Fund — Sold (part)

Vanguard GNMA Fund — Sold

Templeton Global Bond Fund — Buy (add'l)

Goldman Sachs Bank CD 1.55% 10/17/17

Vanguard Short “Term Federal Fund — Buy

Vanguard Short “Term Federal Fund — Sold

Vanguard Small Cap Fund — Buy

Vanguard Corporate Bond Fund — Buy

Discover Bank CD 2.00% 8/28/18 — Buy

Goldman Sachs Bank CD 2. 15% 8/15/19 — Buy

Vanguard Dividend Appreciation Fund — Buy

MONEY MARKET ACCOUNTS:

T. Rowe Price Tax Exempt Fd — Interest

Schwab US Treasury Money Fd — Interest

TAX EXEMPT FUNDS: BROKERAGE ACCOUNT

Anne Arundel Cnty 4.2% — Interest

Mass Water Pollution 3.25% — Interest

District of Columbia 3.25% — Interest

New Hampshire Health 4.00% — Interest

District of Columbia 5.00% — Interest — Sold — Part VIII

District of Columbia 5.00% — Interest — Buy

STOCK WARRANTS:

Scios Nova Inc — None — Part VIII

LIFE INSURANCE

Security Mutual Life Ins. Co. of NY Universal Life Policy — Int/Div — Part VIII

Mass Mutual Life Ins Co — Int/Div — Part VIII

1, See attached Rider A

Gift — See attached Rider C

Agreement — See attached Rider B

Reimbursement — Sec attached Rider C

Income — 2013 — Retirement Income Pension Plan Administered by State Street Retiree Service - Pension Plan — $22 509.00

A LINJAINA RIAL LJIWDA RATION INT, INE 2 AJAN

FRIEDMAN, PAUL L.

5/7/14

RIDER C: REIMBURSEMENTS AND GIFTS

American Law Institute

January 16-18, 2013

Meeting of ALI Council in Philadelphia.

Reimbursement by the American Law Institute for

transportation, hotel and meals.

American Bar Association

March 7-9, 2013

White Collar Crime Seminar in Las Vegas.

Reimbursement by the American Bar Association

for transportation, hotel and meals.

Kennedy Center Gala.

Value

$600

Value

$500

nnu

enelit.

Value

$350

American Law Institute

October 16-18, 2013

Meeting of ALI Council in New York.

Reimbursement by the American Law Institute for

transportation, hotel and meals.