Shira A. Scheindlin

Rental Property #1, Kings County, NY — Rent

IRA #I]

IRA Sentinal Cap Growth Fund Class A — Int/Div

IRA Sentinel MidCap Growth Class A — None

IRA Sentinel Intl Equity Class A — Int/Div

IRA Sentinel Small Company A — None

IRA Sentinel Common Stock Class A — Int/Div

IRA Sentinel Gov't. Securities Class A — Int/Div

IRA Sentinel Conservation Strategies Fund Class A — Int/Div

Teachers Insurance Annuity Association — Interest

College Retirement Equities Fund — None

Supplemental and Group Retirement Anuities — Interest

AXA Financial — Int/Div

Vanguard Pacific Stock* — None — Sold

Vanguard Int'l Growth Fund* — Int/Div — Buy

Pfizer — Int/Div

Brooklyn Federal S&L — Interest

Brooklyn Federal S&L — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

Chase Manhattan Bank — Interest

NYS Local Gov't Assist. Corp. Series C — Interest — Sold (part)

Fidelity Advantage Small Cap — Int/Div

Fidelity Advantage Mid Cap — Int/Div

Brokerage Account #1

Excelsior Directional Hedge Fund of Funds — None

ASTON Montag & Caldwell Grth FD CL 1 — Int/Div

ASTON Montag & Caldwell Grth FD CL 1 — Distribution

Columbia DIV. INC FD CLZ — Int/Div

Columbia FDS SSR TR Value and Restructuring FD CL Z — Int/Div — Sold (part)

Columbia FDS SER TR 1 Select Opportunities FD CL Z*

Columbia FDS SER TR 1 Select LGE CAP GrthFDCL Z — Distribution

BOFA NY Tax Exempt Res. Tr. Cl (inc inv.) — Int/Div

BOFANY Tax Exempt Reserves Trust Class — Distribution

Columbia Small Cap Grth FD — Distribution — Sold (part)

Columbia Small Cap Value FD — Int/Div — Sold (part)

Columbia Small Cap Value FD — Int/Div — Sold (part)

Columbia Small Cap Value FD — Int/Div — Sold (part)

Columbia Short Term Muni, Bd Fund Cl Z — Int/Div — Buy

Columbia NY Inter Muni Bd Fund C1 Z — Int/Div

Janus Invest. FD Enterprize — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Int/Div

Lazard Fd. Inc. Emerg. Mkts — Distribution

Thornburg Int. Value Fd — Int/Div

Thomburg Int. Value Fd — Int/Div — Buy (add'l)

Thornburg Int. Value Fd — Int/Div — Buy (add'l)

Thomburg Int. Value Fd — Int/Div — Buy (add'l)

Thomburg Int. Value Fd. — Int/Div — Sold (part)

Harbor Intl Fund — Int/Div — Buy

Hussman Inv. Strategic Growth fund — Int/Div — Buy

PIMCO Commodity Realreturn Strat. FD — Int/Div — Buy

PIMCO Commodity Realreturn Strat. FD — Distribution — Buy

PIMCO Commodity Realreturn Strat. FD — Distribution — Sold (part)

PIMCO Commodity Realreturn Strat. FD — Distribution — Sold (part)

Vanuard REET ETF — Int/Div — Buy

Vanuard REET ETF — Int/Div — Sold (part)

Scottrade Acct. #1

Barcly Bk MSCI India — None

MSCI Pacific — Int/Div

MSCI South Korea — Int/Div

MSCI Mexico — Int/Div

MSCI Hong Kong — Int/Div

FTSE Xinhua China — Int/Div

SPDR Gold Trust — None — Sold (part)

Brandywine Blue FD — Int/Div

Harbor Bond Fund — Int/Div

Long Leaf Partners Fund — Int/Div

Perritt Micro Cap FD — None

Scottrade Sweep US Bank NA — Int/Div

Oakmark Select Fund — Int/Div

Fairholme Fund — Int/Div

SPDR Series trust KBWregl. B — Int/Div

SPDR Series Trust KBWbKETF — Int/Div

PIMCO Emerging Local Bond fund — Int/Div

M& marshall lIsley Bank (sweep Acc't) — Int/Div

Brokerage Acct. #2

Huaneng PWR — Int/Div — Sold

Windstream — Int/Div

Markwest — Int/Div

SPDR Index SHS FDS INT (IPF-ETF) — Int/Div

MSCI Hong Kong (EWH-ETF) — Int/Div

SPDR Index SHS FDS S&P China (GXC) — Int/Div

Claymore Exchange Traded Fund (TAN) — Int/Div

FAIRX — Int/Div

US Bank NA {sweep acc't) — Int/Div

FNORX — Int/Div — Buy

FEMEX — Int/Div — Buy

FSEAX — Int/Div — Buy

Director, Justice Resource Center

Reimbursement — ABA — 1/28/2011-1/29/2011 — Snowmass, CO — Speaker — Travel, Food, Lodging

Reimbursement — Sedona Conference — 4/6/20114/10/2011 — Del Mar, CA — Speaker — Travel, Food, Lodging

Reimbursement — Defense Research Institute — 5/18/2011-5/19/2011 — Scottsdale, AZ — Speaker — Travel, Food, Lodging

Reimbursement — Sedona Conference — 6/19/2011-7/01/2011 — Lisbon, Portugal — Speaker — Travel, Food

Reimbursement — Electronic Records Conference

Reimbursement — Federation of Defense and Corporate Counsel — 9/21/2011-9/22/2011 — Philadelphia, PA — Speaker — Travel, Food, Lodging

Reimbursement — Comell Law School — 11/10/2011 — Ithaca, NY — Attend Meeting — Travel, Food, Lodging

Reimbursement — Advanced E-Discovery Institute

Income — 2011 — West Services, Inc. Book Royalties — 3.886.00

Income — 2011 — Yeshiva University — %17.000.00

Spouse's income — 1/12/2011 — State University of New York

Part VIL 11. 14, 15 Vanguard Pacific Fund was sold and Vanguard International Growth Fund Purchased, both on 4/29/2011. However, on last year's form I

inadvertently listed the Vanguard International Growth Fund rather than the Pacific Fund.

Part VIL134 In 2008, the Excelsior Equities Opportunities Fund became Columbia Select Opportunities Fund (March 28, 2008). The fund was sold December 4,

2008 for a $30,000 loss and the monies transferred to the Ashton and Columbia Dividend Inc. Fund.. Columbia Select Opportunities Fund was listed properly on

the2009 report but the sale, inadvertently, was not reported. It was therefore listed incorrectly on the 2010 Financial Disclosure Report.